Associated Capital Group, Inc. AC Balance Sheet

Associated capital group, inc. (AC)

Balance Sheet / TTM

Mar'20	Dec'19	Sep'19	Jun'19	Mar'19	Dec'18	Sep'18	Jun'18	Mar'18	Dec'17	Sep'17	Jun'17	Mar'17	Dec'16	Sep'16	Jun'16	Mar'16	Dec'15	Sep'15	Jun'15	Mar'15	Dec'14
Assets [Abstract]
Cash and cash equivalents at beginning of period
358,594	348,588	350,934	361,564	396,020	409,564	348,887	273,770	283,972	293,112	242,302	319,528	307,651	314,093	402,403	194,726	203,239	205,750	363,055	361,082	320,373	285,530
Total investments in securities
222,807	300,357	-	-	-	229,960	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Total debt and equity financial instruments excluding investments in affiliates.
-	-	245,063	260,608	219,104	-	268,414	306,867	267,925	352,637	293,872	175,128	193,120	342,797	106,472	191,937	184,819	333,624	92,822	106,579	120,834	-
Investment in GBL stock (3,016,501 shares)
-	-	58,973	57,826	61,838	-	87,269	99,714	92,523	-	130,737	130,034	129,990	-	125,070	143,960	162,807	-	0	0	0	-
Investments in securities (Including GBL stock with a market value of $136.4 million and $0 at December 31, 2015 and December 31, 2014, respectively)
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	220,595
Total debt and equity financial instruments in affiliated registered investment companies including: (1) securities held-to-maturity, (2) trading securities, and (3) securities available-for-sale.
121,734	159,311	152,453	147,188	150,563	142,135	146,446	142,977	140,746	145,914	143,065	140,690	136,284	131,645	126,222	117,768	115,916	118,676	115,046	126,305	120,831	39,537
Total investments in partnerships and offshore funds.
136,937	145,372	143,658	137,090	126,139	118,729	142,283	145,845	140,584	145,591	141,094	129,823	130,058	129,398	128,198	120,855	113,147	105,051	101,022	108,947	106,940	107,646
Receivable from brokers
17,403	24,150	23,702	24,163	26,980	24,629	18,352	21,105	18,535	34,881	15,753	12,592	12,021	12,588	19,807	21,269	23,278	56,510	52,595	56,384	19,526	74,407
Carrying amount of fees receivable from providing investment advisory services.
1,311	9,582	1,287	1,259	1,188	4,394	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Investment advisory fees receivable
-	-	-	-	-	-	1,367	1,337	1,485	5,739	1,433	1,436	1,349	9,784	1,932	1,562	1,463	4,896	1,991	1,595	1,461	4,145
Receivable from affiliates
627	4,369	738	626	731	1,309	415	1,570	1,235	15,866	3,174	2,454	1,524	1,523	7,917	6,064	3,507	7,457	202	291	299	402
Deferred tax assets (including taxes receivable of $1,297 in 2020)
22,128	2,004	4,403	2,998	6,871	9,422	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-
Goodwill and intangible assets
-	-	3,519	3,519	3,519	-	3,519	3,519	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Income taxes receivable and deferred tax assets
-	-	-	-	-	-	-	-	1,241	-	-	-	0	-	-	-	-	-	-	-	-	-
Goodwill
3,519	3,519	-	-	-	3,519	-	-	3,422	3,422	3,422	3,422	3,422	3,422	3,422	3,422	3,254	3,254	3,254	3,254	3,254	3,254
Other assets
19,030	13,654	8,395	7,319	1,743	10,772	4,037	2,224	3,675	9,753	4,667	11,730	2,214	7,353	3,368	1,364	1,270	1,530	882	2,186	2,523	19,178
Total assets
904,090	1,010,906	993,125	1,004,160	994,696	954,433	1,020,989	998,928	955,343	1,006,915	979,519	926,837	917,633	952,603	924,811	802,927	812,700	836,748	730,869	766,623	696,041	754,694
Liabilities and equity [Abstract]
Payable to brokers
8,819	14,889	10,557	9,347	17,423	5,511	13,325	13,034	5,621	13,281	13,421	10,121	6,168	2,396	1,549	18,972	12,251	50,648	49,365	48,885	10,127	43,397
Income taxes payable
0	3,676	3,888	872	7,222	3,577	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Carrying amount as of the balance sheet date of the unpaid sum of the known and estimated amounts payable to satisfy all domestic and foreign income tax obligations due and the cumulative amount for all deferred tax liabilities as of the balance sheet date arising from temporary differences between accounting income in accordance with generally accepted accounting principles and tax-basis income that will result in future taxable income exceeding future accounting income.
-	-	-	-	-	-	827	1,685	0	5,484	4,346	3,499	4,506	6,978	2,014	6,091	13,357	5,669	8,832	16,556	17,367	16,363
Compensation payable
5,665	20,246	11,594	9,457	7,511	11,388	6,790	4,829	2,982	12,785	9,439	7,665	5,991	17,676	8,499	6,012	4,893	10,926	5,046	6,077	4,571	9,179
Securities sold, not yet purchased
17,422	16,419	25,475	46,010	17,118	9,574	22,353	13,332	5,211	5,731	9,059	9,101	7,519	9,984	4,215	6,570	8,014	9,623	5,577	9,825	8,569	10,595
Mandatorily redeemable noncontrolling interests
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	1,421	1,129	1,257	1,281	1,298	1,302
Payable to affiliates
637	483	472	481	1,135	515	602	655	482	442	436	523	560	1,455	331	362	673	0	23,369	23,190	22,760	20,733
Accrued expenses and other liabilities
4,835	7,373	2,643	4,137	4,502	7,820	2,148	2,150	2,649	4,815	2,491	4,923	7,008	35,862	6,135	6,007	4,072	1,466	1,846	1,768	1,619	1,864
Total liabilities
37,378	63,086	54,629	70,304	54,911	38,385	46,045	35,685	16,945	42,538	39,192	35,832	31,752	74,351	22,743	44,014	44,681	79,461	95,292	107,582	66,311	103,433
Redeemable noncontrolling interests
45,909	50,385	49,699	49,668	50,781	49,800	51,119	51,307	50,604	46,230	42,119	4,085	4,050	4,230	3,999	3,929	3,752	5,738	6,018	5,943	5,519	68,334
Commitments and contingencies (Note L)
-	-	-	-	-	-	-	-	-	-	-	-	-	0	-	-	-	0	-	-	-	0
Equity:
Preferred stock, $0.001 par value; 10,000,000 shares authorized; none issued and outstanding
0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0
Additional paid-in capital
1,003,450	1,003,450	1,006,065	1,006,065	1,008,319	1,008,319	1,010,577	1,010,577	1,010,577	1,010,505	1,009,852	1,007,990	1,007,471	1,007,027	1,006,502	1,005,150	999,644	999,000	0	0	0	0
Parent Company Equity - pre Spin-off
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	624,792	643,726	614,895	573,749
Retained earnings/(Accumulated Deficit)
-74,056	-701	-11,723	-17,674	-16,742	-39,889	426	7,805	-1,717	13,800	364	-1,155	-5,751	7,327	6,102	2,150	1,131	2,072	0	0	0	0
A paid-in-kind promissory note issued by GAMCO to AC Group in the original principal amount of $250.0 million used to partially capitalize the Company in connection with the spin-off.
-	-	-	-	-	-	-	-	-	50,000	-	-	-	-	-	-	-	-	-	-	-	-
GBL 4% PIK Note
-	-	-	-	-	-	0	-20,000	-40,000	-	-70,000	-80,000	-90,000	-100,000	-100,000	-250,000	-250,000	-250,000	-	-	-	-
GBL 4% PIK Note
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	-	-
GBL 4% PIK Note
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0
Accumulated other comprehensive income
-	-	-	-	-	-	0	0	0	6,712	15,518	13,832	11,886	1,317	-7,633	1,703	12,933	-1,857	4,767	9,372	9,316	9,178
Treasury stock, at cost (3,198,664 and 3,116,873 shares outstanding, respectively)
109,567	106,342	105,570	104,228	102,598	102,207	87,203	86,471	81,091	62,895	57,551	53,772	41,800	41,674	6,927	4,044	2,464	44	0	0	0	0
Total Associated Capital Group, Inc. equity
819,852	896,432	888,797	884,188	889,004	866,248	923,825	911,936	887,794	918,147	898,208	886,920	881,831	874,022	898,069	754,984	761,269	749,196	629,559	653,098	624,211	582,927
Noncontrolling interests
951	1,003	-	-	-	0	-	-	-	-	-	-	-	-	-	-	2,998	2,353	0	0	0	0
Total equity
820,803	897,435	-	-	-	866,248	-	-	-	918,147	-	886,920	-	874,022	-	754,984	764,267	751,549	629,559	653,098	624,211	582,927
Total liabilities and equity
904,090	1,010,906	993,125	1,004,160	994,696	954,433	1,020,989	998,928	955,343	1,006,915	979,519	926,837	917,633	952,603	924,811	802,927	812,700	836,748	730,869	766,623	696,041	754,694
Class A [Member]
Common stock
6	6	6	6	6	6	-	-	-	6	-	-	-	-	-	-	-	-	-	-	-	-
Class B [Member]
Common stock
19	19	19	19	19	19	-	-	-	19	-	-	-	-	-	-	-	-	-	-	-	-