Advaxis, Inc. ADXS Balance Sheet

Advaxis, inc. (ADXS)

Balance Sheet / TTM

Jan'20	Oct'19	Jul'19	Apr'19	Jan'19	Oct'18	Jul'18	Apr'18	Jan'18	Oct'17	Jul'17	Apr'17	Jan'17	Oct'16	Jul'16	Apr'16	Jan'16	Oct'15	Jul'15	Apr'15	Jan'15	Oct'14	Jul'14	Apr'14	Jan'14	Oct'13	Jul'13	Apr'13	Jan'13	Oct'12	Jul'12	Apr'12	Jan'12	Oct'11	Jul'11	Oct'10
ASSETS
Current Assets:
Cash and cash equivalents
34,156	32,363	41,755	33,706	32,710	44,141	39,434	48,876	25,932	23,900	15,013	30,024	57,566	112,750	29,742	44,924	58,670	66,561	97,142	-	-	17,606	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Restricted cash
-	-	-	-	-	977	977	977	-	587	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Accounts receivable
-	-	-	-	1,521	1,664	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Restricted cash
-	-	-	-	-	-	-	-	977	-	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Short-term investment securities
-	-	-	-	-	-	0	8,988	32,441	46,398	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Investments
-	-	-	-	-	-	-	-	-	-	-	-	-	39,336	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Investments Held-to-Maturity
-	-	-	-	-	-	-	-	-	-	74,391	85,300	79,295	-	48,975	49,651	48,130	45,594	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Interest Receivable
-	-	-	-	-	-	-	-	-	-	226	192	180	-	140	164	152	145	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Cash
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	45,940	30,577	-	22,148	27,574	15,959	20,552	0	1,010	0	0	5	5	588	1,096	1,814	108
Other Current Receivable
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	0	477	-	0
Grant Receivable
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	244
Prepaid Expenses
-	-	-	-	-	-	-	-	-	-	1,283	1,035	577	-	767	652	206	338	366	404	51	182	201	260	14	31	55	8	11	25	39	0	14	37	50	38
Income tax receivable
-	-	-	-	-	-	0	0	0	4,453	0	0	0	2,549	0	0	0	1,609	0	0	0	1,731	-	-	-	0	-	-	-	-	-	-	-	-	-	-
Deferred expenses
2,032	2,353	2,167	3,090	3,271	2,072	5,046	2,867	2,535	2,986	5,368	5,135	4,435	4,291	4,364	3,140	180	749	1,150	2,217	882	964	880	153	148	218	1,323	578	874	860	-	-	-	0	-	-
Prepaid expenses and other current assets
965	1,433	1,571	1,587	1,072	1,611	2,323	3,765	2,097	2,919	-	-	-	946	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Other Receivable
-	-	-	-	-	-	-	-	-	-	1,500	3,000	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Due from Broker
-	-	-	-	-	-	-	-	-	-	-	1,534	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Other Current Assets
-	-	-	-	-	-	-	-	-	-	99	0	132	-	28	7	153	15	8	8	8	8	33	58	83	8	33	58	83	8	33	58	83	2	27	0
Total current assets
37,153	36,149	45,493	38,383	38,574	50,465	47,780	65,476	63,985	81,243	97,883	126,221	142,188	159,875	84,018	98,541	107,493	115,014	98,667	48,571	31,519	20,494	23,264	28,045	16,205	20,809	1,411	1,655	969	894	78	64	685	1,614	1,892	391
Deferred Expenses - long term
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	32	62	93	-	289	355	253	342	1,014	773	1,351	1,380	277	233
Property and equipment (net of accumulated depreciation)
4,121	4,350	5,592	6,157	6,444	6,684	7,513	7,748	7,923	7,111	7,337	6,566	5,242	4,389	2,962	1,731	1,486	1,087	375	73	70	77	84	91	98	80	61	68	73	78	82	87	-	0	0	28
Intangible assets (net of accumulated amortization)
4,490	4,575	4,768	4,951	5,005	4,838	5,277	5,352	4,974	4,857	4,942	4,694	4,336	4,329	3,774	3,692	3,467	3,355	3,142	3,002	2,920	2,767	2,687	2,629	2,499	2,528	2,499	2,400	2,418	2,413	2,405	2,376	2,347	2,256	2,265	2,125
Operating right-of-use asset (net of accumulated amortization)
5,402	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred Expenses- net of current portion
-	-	-	-	-	-	-	-	-	-	59	59	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Other assets
182	183	280	280	280	280	489	592	558	431	499	353	426	450	468	334	301	148	-	-	-	38	-	-	-	-	-	-	-	-	-	-	374	-	273	96
Deferred Financing Cost (net of accumulated amortization)
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	62	47	37	49	68	59	79	65	43	0
Other Assets
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	120	38	38	-	38	38	38	38	38	38	38	38	-	-	-	38	-	-
Interest Receivable & Other Assets
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	473	423	-	-	-	-
Total assets
51,348	45,257	56,133	49,771	50,303	62,267	61,059	79,169	77,442	93,642	110,721	137,894	152,193	169,044	91,224	104,300	112,748	119,605	102,306	51,686	34,549	23,377	26,106	30,867	18,934	23,585	4,363	4,566	3,790	3,815	4,123	3,784	4,838	5,355	4,751	2,875
LIABILITIES AND STOCKHOLDERS' EQUITY
Current liabilities:
Accounts payable
444	976	2,010	1,568	3,201	5,646	2,842	7,408	7,088	5,121	2,981	9,698	3,534	1,720	2,576	5,555	843	696	2,153	3,041	1,524	1,411	1,741	1,607	2,305	3,841	5,541	3,742	3,883	5,155	-	-	-	2,420	2,454	2,586
Accrued expenses
2,657	3,478	3,576	3,589	3,928	6,185	3,918	4,236	7,295	8,700	6,162	6,092	7,676	10,905	4,265	3,336	6,643	3,191	2,293	916	1,257	1,241	994	1,452	1,024	869	1,242	1,246	1,050	1,367	-	-	-	2,976	1,076	647
Deferred revenue
-	-	-	-	347	4,476	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred revenue
-	-	-	-	-	-	4,476	7,163	7,163	6,995	12,106	14,047	14,047	15,020	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Lease Incentive Obligation
-	-	-	-	-	-	-	-	-	-	40	40	40	-	40	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Common Stock Warrant Liability
-	-	-	-	-	-	-	-	-	-	0	0	10	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Short-term Convertible Notes and Fair Value of Embedded Derivative
-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	29	29	29	-	-	62	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Common stock warrant liability
54	19	36	213	4,108	6,517	-	-	-	-	-	-	-	-	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Current portion of operating lease liability
857	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Other current liabilities
-	48	48	48	48	48	874	47	47	48	-	-	-	60	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Accounts payable and Accrued Expenses
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	6,053	7,472	5,866	-	-	-
Deferred Investment Funds
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	50	240	-	-	-	-
Current portion of Deferred Rent
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	42	-
Short Term Convertible Notes and Fair Value of Embedded Derivative
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	29	62	-	62	62	62	62	2,037	2,092	2,190	2,089	1,085	4,256	3,964	5,091	4,020	751
Notes Payable - Officer (including interest payable)
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	-	163	-	-	-	-	-	-	-	-	-	-
Notes Payable - Officer
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	165	-	427	420	490	477	395	388	381	408	814	687
Notes Payable - other
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	250	250	250	-	-	0	-	-
Interest Payable - other
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	2	-	-	-	-	-
Notes payable - current portion, including interest payable
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	814	-
Total current liabilities
4,012	4,521	5,670	5,418	11,632	22,872	12,110	18,856	21,595	20,864	21,291	29,879	25,309	27,706	6,881	8,891	7,517	3,917	4,476	3,987	2,844	2,715	2,798	3,122	3,558	4,937	9,249	7,501	7,865	9,339	7,837	12,357	10,212	10,895	8,408	4,671
Operating lease liability, net of current portion
5,788	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred revenue - net of current portion
-	-	-	-	-	14,189	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred Rent
-	-	-	-	-	-	-	-	-	-	646	590	534	-	374	175	11	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred revenue
-	-	-	-	-	-	15,317	13,758	15,504	17,479	14,130	15,241	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred revenue
-	-	-	-	-	-	-	-	-	-	-	-	18,666	21,234	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Other liabilities
-	1,205	1,194	1,183	1,171	1,155	301	1,099	1,071	1,039	-	-	-	800	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Lease Incentive Obligation net of current portion
-	-	-	-	-	-	-	-	-	-	294	305	315	-	335	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred Rent
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	0	4	19	33	48	62	19	0
Long-term convertible note
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	1,104	823	403	-	0	99	108	570	570	0
Common Stock Warrant Liability
-	-	-	-	-	-	-	-	-	-	-	-	-	-	32	39	39	89	295	327	304	32	35	245	516	646	736	2,533	3,384	434	1,265	3,090	5,527	6,391	7,936	13,006
Total liabilities
9,800	5,726	6,864	6,601	12,803	38,216	27,728	33,714	38,171	39,382	36,362	46,015	44,825	49,741	7,624	9,106	7,568	4,006	4,772	4,315	3,149	2,747	2,833	3,367	4,074	5,583	11,090	10,858	11,653	9,778	9,122	15,580	15,897	17,920	16,934	17,677
Commitments and contingencies - Note 10
-	-	-	-	-	-	0	0	0	-	0	0	0	0	0	-	-	0	-	-	0	-	0	0	0	0	0	0	-	0	-	-	-	0	-	-
Stockholders' equity:
Preferred stock, $0.001 par value; 5,000,000 shares authorized, 0 shares issued and outstanding at January 31, 2020 and October 31, 2019 Liquidation preference of $0 at January 31, 2020 and October 31, 2019
-	-	-	-	-	-	0	0	0	-	0	-	0	0	0	0	0	0	0	0	0	0	-	-	-	0	0	0	0	0	0	0	0	0	0	0
Common stock, $0.001 par value, 170,000,000 shares authorized, 60,236,599 and 50,201,671 shares issued and outstanding at January 31, 2020 and October 31, 2019, respectively
60	50	20	8	70	5	53	52	42	41	40	40	40	40	34	34	34	33	31	27	24	19	19	19	14	13	4	573	493	3	375	287	278	250	240	198
Additional paid-in capital
433,614	423,750	423,330	407,385	392,270	391,703	382,337	380,444	360,863	355,361	352,199	337,094	332,116	327,098	269,701	264,827	259,604	249,807	218,945	155,223	125,401	107,601	107,000	105,448	-	88,454	-	-	-	-	-	-	-	-	-	-
Treasury stock, at cost, 0 shares at October 31, 2017 and 16,020 shares October 31, 2016
-	-	-	-	-	-	-	-	-	-	0	0	0	129	131	150	558	187	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Accumulated deficit
-392,126	-384,269	-374,081	-364,223	-354,840	-367,657	-349,059	-335,041	-321,634	-301,142	-277,881	-245,255	-224,787	-207,706	-186,003	-169,517	-153,899	-134,054	-121,442	-107,880	-94,025	-86,991	-83,747	-77,967	-	-70,465	-	-	-	-	-	-	-	-	-	-
Additional Paid-In Capital
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	90,499	-	64,083	62,303	55,487	52,119	50,235	40,421	38,558	33,000	30,229	23,074
Promissory Note Receivable
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	10,633	10,583	10,534	10,484	9,998	9,998	9,998	10,283	9,998	10,659
Deficit accumulated during the Development Stage
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	75,653	-	60,181	58,586	53,309	47,601	45,611	42,506	39,897	35,531	32,653	27,416
Total stockholders' equity
41,548	39,531	49,269	43,170	37,500	24,051	33,331	45,455	39,270	54,260	74,359	91,879	107,368	119,302	83,599	95,193	105,180	115,598	97,534	47,370	31,400	20,629	23,272	27,499	14,859	18,002	-6,726	-6,292	-7,863	-5,962	-4,999	-11,796	-11,058	-12,565	-12,182	-14,802
Total liabilities and stockholders' equity
51,348	45,257	56,133	49,771	50,303	62,267	61,059	79,169	77,442	93,642	110,721	137,894	152,193	169,044	91,224	104,300	112,748	119,605	102,306	51,686	34,549	23,377	26,106	30,867	18,934	23,585	4,363	4,566	3,790	3,815	4,123	3,784	4,838	5,355	4,751	2,875