Advaxis, inc. (ADXS)
CashFlow / Yearly
Oct'19Oct'18Oct'17Oct'16Oct'15Oct'14Oct'13Oct'12Oct'11Oct'10
OPERATING ACTIVITIES
Net (loss) income

-16,612

-66,515

-93,435

-73,556

-47,031

-16,525

-19,986

-12,069

-8,115

-10,812

Adjustments to reconcile net (loss) income to net cash used in operating activities:
Stock compensation

2,002

6,983

27,836

23,472

21,431

5,365

4,545

1,146

795

570

Loss on write-off of intangible assets

-

-

-

-

-

0

-

-

-

-

Settlement expense

-

-

-

-

-

34

-

-

-

-

Settlement expense

-

-

-

-

-

-

764

265

0

-

Employee stock purchase plan expense

3

7

80

-

-

6

28

18

0

-

Amortization of deferred financing costs

-

-

-

-

-

-

85

78

0

0

Amortization of discount on convertible promissory notes

-

-

-

-

-

-

18

1,553

482

550

Impairment of intangible assets

-

-

-

-

-

-

-

0

0

0

Non-cash interest expense

-

-

-

-

-

0

845

2,844

4,106

3,238

Net changes in fair value of derivative liabilities

2,589

3,400

20

69

-48

619

-

-

-

-

Loss on shares issued in settlement of warrants

1,607

-

-

-

-

-

-

-

-

-

Loss on disposal of property and equipment

-344

-614

-3

0

10

0

-

-

-

-

Loss on write-down of property and equipment

-943

-

-

-

-

-

-

-

-

-

Loss (Gain) on change in value of warrants and embedded derivative

-

-

-

-

-

-

-1,504

6,630

9,763

445

Warrant expense

-

-

-

0

8

4

123

0

557

206

Abandonment of intangible assets

1,104

1,047

315

0

28

-

-

-

-

-

Value of penalty shares issued

-

-

-

-

-

-

-

0

0

0

Depreciation expense

1,097

1,113

791

283

59

27

19

13

28

38

Amortization expense of intangible assets

386

388

330

252

206

175

159

0

33

-854

Net accretion of premiums

-

6

-184

-

-

-

-

-

-

-

Lease incentive obligation

-

-

-

-

-

0

-

-

-

-

Amortization of premium on held to maturity investments

-

-

-

252

60

0

-

-

-

-

Deferred rent

-

-

-

-

-

0

-

-

-

-

Debt conversion expense

-

-

-

0

6

0

-

-

-

-

Amortization expense of intangibles

-

-

-

-

-

-

-

148

132

100

Interest Income

-

-

-

-

-

-

-

0

-0

0

Write-off of intangible assets

-

-

-

-

-

-

-

-

-

0

Gain on note retirement

-

-

-

-

-

6

-3,455

-2,187

-461

123

Change in operating assets and liabilities:
Accounts receivable

-1,664

153

-

-

-

-

-

-

-

-

Prepaid expenses and other current assets

103

-836

1,972

447

293

-

-

-

-

-

Interest receivable

-

-

-

-

-

0

-

-

-

-

Prepaid expenses

-

-

-

-

-

151

18

-11

-1

2

Income taxes receivable

-

-4,453

1,903

940

-121

1,731

0

-

-

-

Other receivable

-

-

-

-

-

-

-

-

-244

244

Other current assets

-

-

-

-

-

0

-

5

2

0

Deferred expenses

-

-

-

-

-

-617

-4

-57

62

0

Other assets

-18

-151

-1,325

3,843

-104

-

-

-

-

-

(Increase) in other assets

-

-

-

-

-

-

-

0

38

89

Deferred expenses

-

-

-

-

-

-

855

177

-1,146

212

Accounts payable and accrued expenses

-7,377

-1,954

1,160

8,354

1,094

-1,948

-1,140

5,719

3,123

-

Deferred revenue

-18,665

-5,809

-

-

-

-

-

-

-

-

Deferred revenue

-

-

-11,781

36,255

0

0

-

-

-

-

Other liabilities

50

116

245

841

0

-

-

-

-

-

Net cash used in operating activities

-36,128

-62,129

-76,842

-

-

-

-

-4,568

-8,942

-6,423

INVESTING ACTIVITIES
Increase in accounts payable

-

-

-

-

-

-

-

-

-

388

Increase in accrued expenses

-

-

-

-

-

-

-

-

-

167

Interest payable

-

-

-

-

-

-98

31

29

94

-178

Net cash used in operating activities

-

-

-

-9,143

-24,164

-16,084

-8,713

-

-

-

Restricted cash established with letter of credit agreement

-

-

-587

0

0

-

-

-

-

-

Purchases of short-term investment securities

-

12,487

71,177

44,524

45,655

-

-

-

-

-

Purchases of held-to-maturity investments

-

-

-

-

-

0

-

-

-

-

Proceeds from maturities of short-term investment securities

-

58,891

63,930

50,530

0

0

-

-

-

-

Purchase of property and equipment

54

1,425

3,449

3,222

972

24

24

91

0

12

Cash paid on acquisition of Great Expectations

-

-

-

-

-

-

-

-

-

0

Cash paid on acquisition of Great Expectations

-

-

-

-

-

-

-

-

0

-

Proceeds from disposal of property and equipment

83

-

-

-

-

-

3

-

-

-

Cost of intangible assets

1,227

1,416

1,173

1,226

821

415

274

304

296

-

Net cash used in investing activities

-1,198

43,563

-12,456

-

-

-

-

-396

-296

-867

Net cash provided by (used in) investing activities

-

-

-

1,556

-47,449

-439

-295

-

-

-

FINANCING ACTIVITIES
Net proceeds of issuance of common stock and warrants

-

-

656

-

-

-

-

-

-

-

Net proceeds of issuance of common stock

24,471

39,246

-

53,125

119,733

14,580

27,438

-

0

0

Proceeds from convertible notes

-

-

-

-

-

-

2,968

3,282

8,351

80

Repayment of convertible notes

-

-

-

-

-

-

690

52

169

-

(Increase) in deferred offering expenses

-

-

-

-

-

-

-

62

52

0

Cash paid for deferred financing costs

-

-

-

-

-

-

66

0

25

0

Principal payments on notes payable

-

-

-

-

-

-

-

-

-

1,798

Proceeds from notes payable

-

-

-

-

-

-

-

250

0

1,255

Proceeds from Officer Loan

-

-

-

-

-

-

11

74

295

-

Repayment of officer loan

-

-

-

-

-

64

193

35

600

-

Proceeds from exercise of options

-

-

-

0

58

0

-

-

-

-

Net proceeds from issuance of Preferred Stock

-

-

-

-

-

-

-

0

1,342

7,032

Payment on cancellation of warrants

-

-

-

-

-

-

-

0

0

0

Warrant exercises

68

-

1

614

2,342

0

94

411

1,085

170

Pre-funded warrant exercises

13

-

-

-

-

-

-

-

-

-

Proceeds from employee stock purchase plan

20

52

171

73

28

-

-

-

-

-

Tax withholdings paid related to net share settlement of equity awards

-

87

357

61

1,375

936

-

-

-

-

Employee tax withholdings paid on equity awards

15

474

1,878

2,729

1,388

0

-

-

-

-

Tax shares sold to pay for employee tax withholdings on equity awards

14

460

1,854

2,754

1,169

0

-

-

-

-

Net cash provided by financing activities

24,571

39,197

447

-

-

-

-

3,868

10,227

6,739

Net increase (decrease) in cash, cash equivalents and restricted cash

-12,755

20,631

-

-

-

-

-

-

-

-

The following table provides a reconciliation of cash, cash equivalents and restricted cash reported within the balance sheets that sum to the total of the same such amounts shown in the statements of cash flows:
Net cash provided by financing activities

-

-

-

53,777

120,569

13,579

29,561

-

-

-

Net increase (decrease) in cash and cash equivalents

-

-

-88,851

46,189

48,954

-2,945

20,551

-1,096

988

-551

SUPPLEMENTAL CASH FLOW INFORMATION
Cash paid for interest

-

-

-

0

0

-

-

-

-

-

Cash paid for Interest

-

-

-

-

-

103

125

-

-

-

Cash paid for taxes

50

50

50

50

0

0

-

-

-

-

Cash paid for Taxes

-

-

-

-

-

-

0

-

-

-

SUPPLEMENTAL DISCLOSURE OF NON-CASH AND FINANCING ACTIVITIES
Accounts payable and accrued expenses settled with common stock

-

-

75

55

0

103

0

-

-

-

Accounts Payable from consultants settled with Common Stock

-

-

-

-

-

-

776

-

-

-

Conversion of notes payable into common stock

-

-

-

29

39

0

-

-

-

-

Sale of treasury shares pending settlement

-

-

-

0

15

0

-

-

-

-

Property and equipment included in accounts payable and accrued expenses

-

-

66

362

0

0

-

-

-

-

Shares issued in settlement of warrants

5,463

-

-

-

-

-

-

-

-

-

Warrant liability reclassified into equity

54

-

-

-

-

-

-

-

-

-

Reclass of security deposit to property and equipment for delivered equipment

79

-

-

-

-

-

-

-

-

-