Asta funding inc (ASFI)
Balance Sheet / TTM
Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Sep'10
ASSETS
Cash and cash equivalents

3,156

4,308

2,898

3,694

6,211

6,284

30,319

26,647

23,185

17,591

15,213

8,545

3,696

6,282

14,589

17,533

19,117

19,947

22,718

22,628

25,663

28,710

26,017

28,275

36,103

35,179

38,252

28,039

18,317

4,953

23,981

87,635

83,793

84,347

103,829

75,301

Available-for-sale debt securities (at fair value)

60,587

56,123

50,286

38,390

35,759

30,479

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investments in equity securities (at fair value)

8,234

8,136

8,032

7,989

7,799

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Restricted cash

-

-

-

-

-

-

-

-

-

-

10,000

9,565

8,165

10,000

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Available-for-sale Securities, Total

-

-

-

-

-

-

8,576

5,571

5,577

5,511

5,500

5,397

55,045

56,763

56,744

55,589

55,045

59,727

69,686

70,110

66,991

66,799

70,205

69,539

58,479

58,035

58,336

59,125

58,815

58,712

58,075

25,963

18,688

13,515

-

0

Certificates of deposit

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

8,764

19,956

28,782

42,682

27,566

2,766

8,607

9,060

-

-

Restricted cash

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

801

948

968

1,067

925

727

1,088

1,230

1,090

1,020

1,031

1,115

1,304

Consumer receivables acquired for liquidation (at cost)

1,448

1,668

2,184

2,626

3,071

3,749

4,620

5,525

6,010

6,841

9,210

11,590

13,462

13,427

14,485

16,440

18,809

15,057

17,238

21,307

24,078

29,444

32,414

54,239

59,218

64,254

62,594

74,824

81,768

86,887

93,740

101,836

109,366

115,195

122,201

147,031

Structured settlements (at fair value)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

42,079

35,892

33,330

30,436

0

-

-

-

-

-

-

-

-

-

-

Investment in personal injury claims, net

4,533

5,190

5,909

6,630

8,813

10,745

13,793

15,994

3,150

3,704

3,351

3,178

-

0

-

-

-

-

-

-

-

32,352

31,733

30,318

30,489

35,758

32,297

28,187

23,000

18,596

13,036

7,721

4,360

-

-

8,934

Other investments, net

-

-

-

-

-

-

-

-

-

-

0

0

3,354

3,590

3,426

3,417

4,183

4,239

4,412

3,382

4,693

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Due from third party collection agencies and attorneys

421

596

813

654

668

755

776

871

836

819

1,357

1,096

1,004

1,050

971

1,078

995

1,347

1,216

1,909

1,503

1,026

1,138

1,554

679

1,169

1,240

1,197

1,083

2,042

2,031

2,024

2,014

2,084

3,060

3,528

Accounts receivable, net

203

266

235

382

376

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Prepaid and income taxes receivable, net

68

264

4,456

8,496

4,973

5,387

7,039

8,094

8,634

9,090

6,736

7,560

4,896

714

4,600

6,999

6,293

7,595

-

149

807

430

-

-

251

1,496

1,675

248

708

2,057

-

505

1,818

3,369

0

196

Furniture and equipment, net of accumulated depreciation of $1.9 million at December 31, 2019 and at September 30, 2019

96

120

145

168

84

100

104

92

106

124

141

158

176

196

173

306

335

426

420

475

595

756

656

806

956

1,106

1,096

1,246

1,345

821

216

363

480

563

331

338

Right of use assets

545

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Equity method investment

278

280

207

211

267

236

0

0

51,433

50,474

48,533

45,924

49,141

48,582

45,118

37,613

36,418

40,751

39,187

35,881

35,086

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Note receivable

-

-

-

3,831

3,831

4,313

4,792

5,271

5,271

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Settlement receivable

1,095

1,558

1,990

2,637

2,866

3,339

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Deferred income taxes

9,457

9,631

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Deferred income taxes

-

-

10,360

10,548

10,726

9,333

9,185

9,216

9,186

12,696

14,120

13,981

15,327

14,903

12,891

12,729

13,183

13,484

9,845

7,376

6,716

6,786

8,091

8,397

8,286

7,772

10,944

10,091

10,248

10,410

12,747

13,281

13,767

14,358

17,307

18,762

Goodwill

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

1,410

2,770

2,770

2,770

2,770

1,410

-

-

-

-

-

-

-

-

-

-

Other assets

978

1,135

1,443

1,452

819

1,003

1,423

1,515

932

1,043

3,408

4,771

6,281

6,585

7,445

7,238

7,364

6,803

7,142

7,233

6,173

5,986

4,990

4,923

4,721

4,383

7,285

5,384

5,391

4,916

4,899

4,381

4,262

4,529

4,263

3,770

Assets related to discontinued operations

-

-

-

-

-

-

0

0

0

92,235

93,692

95,180

94,526

91,506

84,768

80,087

74,628

70,023

61,947

54,581

48,651

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Total assets

92,509

90,685

90,368

89,118

87,673

84,708

82,037

80,206

115,730

201,538

212,671

208,355

256,483

255,008

246,620

240,439

237,780

240,326

235,221

226,441

222,366

217,138

213,906

234,952

233,336

211,530

223,550

229,222

230,184

233,164

237,521

247,565

248,175

248,051

252,106

259,164

LIABILITIES
Accounts payable and accrued expenses

1,027

941

1,208

1,597

1,969

2,281

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Right of use liability

540

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Line of credit

-

-

-

-

-

-

-

-

-

-

9,600

9,600

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Non-recourse debt - Bank of Montreal

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

30,778

33,132

35,760

54,250

56,823

58,843

61,463

64,283

66,874

69,157

71,604

-

90,483

Other debt  CBC (including non-recourse notes payable of $72.1 million at June 30, 2017 and $57.3 million at September 30, 2016)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

32,295

27,434

26,217

23,363

0

-

-

-

-

-

-

-

-

-

-

Debt

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

74,228

-

Subordinated debt - related party

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

4,386

Other liabilities

-

-

-

-

-

-

1,752

1,946

3,491

4,980

5,249

6,415

4,731

3,987

4,323

3,921

1,868

2,375

1,607

457

462

3,587

2,723

2,425

2,106

2,486

1,816

2,280

2,474

2,920

2,775

2,385

2,572

3,167

1,466

2,105

Liabilities related to discontinued operations

-

-

-

-

-

-

0

0

0

81,751

78,629

76,306

74,169

69,238

64,753

61,470

58,216

54,544

49,341

43,379

39,397

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Income taxes payable

778

575

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

3,084

201

-

-

-

-

-

-

1,052

0

31

31

4,404

0

Dividends payable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

260

268

293

293

293

292

292

2,345

1,516

-

-

-

2,281

1,752

1,946

3,491

86,731

93,478

92,321

78,900

73,225

69,076

65,391

60,084

56,919

52,240

43,836

39,859

35,882

33,241

59,621

58,601

38,246

56,066

59,103

61,317

64,643

68,378

69,552

72,053

75,095

80,390

97,266

Commitments and contingencies

-

-

-

-

-

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Preferred stock

-

-

-

-

-

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Common stock, $.01 par value, authorized 30,000,000 shares; issued 13,459,708 at December 31, 2019 and September 30, 2019; and outstanding 6,567,765 at December 31, 2019 and September 30, 2019

135

135

135

135

135

135

135

135

134

134

134

133

133

133

133

132

132

131

131

131

130

130

130

130

149

149

149

149

149

148

146

146

146

146

146

146

Additional paid-in capital

68,558

68,558

68,558

68,558

68,558

68,551

68,543

68,534

68,126

68,047

68,027

67,042

67,028

67,034

66,582

65,620

65,423

65,049

64,756

64,472

64,081

63,102

62,648

62,189

79,522

79,104

78,624

77,932

77,473

77,024

76,035

75,551

75,098

74,793

74,452

72,717

Retained earnings

89,217

88,172

87,956

85,652

83,879

80,834

78,692

76,735

111,067

113,736

117,949

115,818

123,792

126,738

122,764

118,898

120,728

119,165

118,838

118,017

118,120

118,595

118,403

113,716

113,641

112,694

107,006

109,743

108,861

107,303

106,012

103,230

101,061

98,377

97,013

89,026

Accumulated other comprehensive income, net of taxes

226

276

199

304

260

35

43

-16

40

18

211

169

-445

803

990

512

344

20

-1,141

-308

38

142

22

-303

-755

-674

-697

-54

-80

241

60

30

-113

-290

105

9

Treasury stock (at cost) 6,891,943 shares at December 31, 2019 and September 30, 2019

67,972

67,972

67,688

67,128

67,128

67,128

67,128

67,128

67,128

67,128

67,128

67,128

12,925

12,925

12,925

10,114

8,931

1,751

-

-

-

-

-

0

17,805

17,805

17,805

17,805

17,612

16,226

13,176

993

70

70

-

0

Total stockholders' equity

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

168,791

-

169,077

177,964

176,122

172,956

171,716

161,898

Non-controlling interests

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

793

397

293

138

-713

-538

-401

-17

-184

207

154

76

31

66

49

-

-

-

-

Total stockholders’ equity

90,164

89,169

89,160

87,521

85,704

82,427

80,285

78,260

112,239

114,807

119,193

116,034

177,583

181,783

177,544

175,048

177,696

183,407

182,981

182,605

182,507

181,256

180,665

175,331

174,735

173,284

167,484

170,119

168,867

168,521

169,143

178,013

-

172,956

-

-

Total liabilities and stockholders’ equity

92,509

90,685

90,368

89,118

87,673

84,708

82,037

80,206

115,730

201,538

212,671

208,355

256,483

255,008

246,620

240,439

237,780

240,326

235,221

226,441

222,366

217,138

213,906

234,952

233,336

211,530

223,550

229,222

230,184

233,164

237,521

247,565

248,175

248,051

252,106

259,164