Caterpillar inc (CAT)
Balance Sheet / Quarterly
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Mar'11Dec'10Sep'10Jun'10Mar'10Dec'09Sep'09Jun'09Dec'08Dec'07
Assets
Current assets:
Cash and short-term investments

7,100

8,284

7,906

7,429

7,128

7,857

8,007

8,654

7,888

8,261

9,591

10,232

9,472

7,168

6,113

6,764

5,886

6,460

6,046

7,821

7,563

7,341

6,082

7,927

5,345

6,081

6,357

6,110

5,982

5,490

5,689

5,103

2,864

3,057

3,229

10,715

4,869

3,592

2,265

3,597

3,538

4,867

4,188

3,991

2,736

1,122

Receivables - trade and other

7,834

8,568

8,275

8,996

8,961

8,802

7,974

7,991

7,894

7,436

6,691

6,675

6,533

5,981

5,797

6,326

6,856

6,695

6,783

7,212

7,586

7,737

7,705

8,057

8,565

8,413

8,649

9,396

9,843

9,706

9,814

10,443

10,370

10,057

9,386

8,916

8,830

8,494

7,395

6,348

6,068

5,611

5,733

6,534

9,397

8,249

Receivables - finance

9,120

9,336

9,192

9,539

8,932

8,650

8,824

8,906

8,772

8,757

8,984

8,920

8,684

8,522

8,719

9,201

9,310

8,991

8,862

9,213

9,037

9,027

9,307

9,467

8,834

8,763

9,161

8,946

8,830

8,860

8,865

8,383

7,931

7,668

7,920

8,117

8,458

8,298

7,933

8,086

8,123

8,301

7,791

8,110

8,731

7,503

Deferred and refundable income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,446

1,441

1,438

-

1,370

1,463

1,401

1,553

1,541

1,540

1,486

1,547

1,633

1,685

1,501

1,580

1,122

979

895

931

1,007

1,041

1,153

1,216

1,248

1,147

1,223

816

Prepaid expenses and other current assets

1,761

1,739

1,607

1,818

1,765

1,765

1,835

1,835

1,856

1,772

1,707

1,776

1,777

1,682

1,892

1,857

1,847

1,662

993

859

768

1,565

1,250

1,307

935

900

988

924

930

988

1,088

1,336

1,032

994

795

669

880

908

971

965

540

862

448

441

1,017

583

Inventories

11,748

11,266

12,180

12,007

12,340

11,529

11,814

11,255

10,947

10,018

10,212

9,388

9,082

8,614

9,478

9,458

9,849

9,700

11,150

11,681

12,099

12,205

13,328

13,055

12,888

12,625

13,392

13,889

15,074

15,547

17,550

17,344

16,511

14,544

14,412

11,359

10,676

9,587

9,006

7,339

6,990

6,360

6,815

7,160

8,781

7,204

Total current assets

37,586

39,193

39,160

39,789

39,126

38,603

38,454

38,641

37,357

36,244

37,185

36,991

35,548

31,967

31,999

33,606

33,748

33,508

35,280

38,227

38,491

37,875

39,042

41,276

37,968

38,335

40,088

40,805

42,145

42,138

44,639

44,294

40,209

37,900

36,864

40,755

34,608

31,810

28,577

27,376

26,412

27,217

26,223

27,383

31,885

25,477

Property, plant and equipment - net

12,488

12,904

12,842

13,172

13,259

13,574

13,607

13,752

13,912

14,155

14,187

14,420

14,727

15,322

15,680

15,916

15,935

16,090

15,955

16,136

16,277

16,577

16,431

16,690

16,716

17,075

16,588

16,352

16,276

16,461

15,509

14,928

14,571

14,395

13,397

12,430

12,219

12,539

12,065

11,763

12,057

12,386

12,250

12,226

12,524

9,997

Long-term receivables - trade and other

1,196

1,193

1,193

1,154

1,149

1,161

1,129

1,084

1,004

990

969

940

944

1,029

1,102

1,180

1,159

1,170

1,266

1,290

1,252

1,364

1,473

1,548

1,284

1,397

1,329

1,230

1,171

1,316

1,422

803

902

1,130

1,283

1,023

486

793

956

1,150

722

971

867

817

1,479

685

Long-term receivables - finance

12,021

12,651

12,412

12,461

12,674

13,286

13,244

13,318

13,359

13,542

13,192

13,197

13,426

13,556

13,835

13,689

13,527

13,651

13,551

13,698

13,713

14,644

14,691

15,118

15,206

14,926

14,585

14,240

14,320

14,029

13,156

12,955

12,429

11,948

11,445

11,941

11,574

11,264

11,966

11,585

12,157

12,279

13,240

13,488

14,264

13,462

Investments in unconsolidated affiliated companies

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

231

229

230

257

265

259

266

272

278

288

270

272

199

124

139

133

121

123

140

164

160

154

133

105

101

92

94

598

Noncurrent deferred and refundable income taxes

1,426

1,411

1,372

1,473

1,378

1,439

1,288

1,626

1,687

1,693

2,845

2,866

2,940

2,790

2,579

2,536

2,486

2,489

1,559

1,473

1,342

2,303

761

737

700

594

1,985

2,153

2,112

2,011

1,873

2,032

2,082

2,157

806

2,387

2,412

2,493

2,909

2,464

2,558

2,714

3,298

3,270

3,311

1,553

Intangible assets

1,478

1,565

1,630

1,733

1,807

1,897

1,976

2,039

2,163

2,111

2,175

2,232

2,287

2,349

2,453

2,652

2,741

2,821

2,841

2,863

2,890

3,076

3,210

3,398

3,509

3,596

3,718

3,764

3,875

4,016

4,166

4,236

4,287

4,368

4,529

775

794

805

824

485

488

465

474

485

511

475

Goodwill

6,140

6,196

6,142

6,211

6,191

6,217

6,233

6,249

6,376

6,200

6,196

6,142

6,051

6,020

6,725

6,677

6,710

6,615

6,546

6,550

6,493

6,694

6,801

6,969

6,986

6,956

6,968

6,814

6,840

6,942

7,372

7,320

7,081

7,080

7,778

2,610

2,608

2,614

2,634

2,292

2,284

2,269

2,272

2,264

2,261

1,963

Other assets

3,559

3,340

3,242

3,194

3,142

2,332

2,278

2,278

2,156

2,027

1,811

1,722

1,626

1,671

2,029

2,044

2,001

1,998

1,740

1,776

1,802

1,965

1,814

1,832

1,762

1,745

1,733

1,729

1,734

1,785

2,205

2,146

2,208

2,107

1,544

1,567

1,546

1,538

1,551

1,524

2,025

1,632

2,113

2,067

1,453

1,922

Total assets

75,894

78,453

77,993

79,187

78,726

78,509

78,209

78,987

78,014

76,962

78,560

78,510

77,549

74,704

76,402

78,300

78,307

78,342

78,969

82,242

82,490

84,498

84,488

87,827

84,397

84,896

87,272

87,375

88,743

88,970

90,541

88,838

83,908

81,218

77,767

73,611

66,387

64,020

61,642

58,793

58,836

60,038

60,838

62,092

67,782

56,132

Liabilities
Current liabilities:
Short-term borrowings:
Machinery, Energy & Transportation

0

5

0

0

4

0

59

35

7

1

11

5

436

209

263

263

13

9

12

14

8

9

7

20

18

16

290

392

667

636

607

592

696

93

366

310

119

204

223

217

584

433

554

702

1,632

187

Financial Products

4,789

5,161

4,268

5,266

5,586

5,723

4,462

6,185

5,726

4,836

5,459

6,775

7,385

7,094

6,702

7,220

7,804

6,958

6,068

6,226

5,259

4,699

4,429

5,534

4,497

3,663

5,557

5,119

4,315

4,651

4,460

4,455

4,078

3,895

3,548

4,058

5,218

3,852

3,384

3,430

2,996

3,650

3,969

4,470

5,577

5,281

Accounts payable

5,769

5,957

6,141

7,022

7,198

7,051

6,788

6,831

6,938

6,487

6,113

5,778

5,302

4,614

4,713

5,104

5,101

5,023

5,206

5,862

6,328

6,515

6,778

6,860

6,731

6,560

6,280

6,343

6,221

6,753

7,978

8,470

8,360

8,161

7,524

6,858

5,990

5,856

4,970

3,975

3,431

2,993

2,714

2,682

4,827

4,723

Accrued expenses

3,776

3,750

3,727

3,789

3,746

3,573

3,423

3,450

3,551

3,220

3,114

3,211

3,086

3,003

3,022

3,127

3,142

3,116

3,306

3,311

3,531

3,548

3,466

3,473

3,454

3,493

3,373

3,501

3,572

3,667

3,568

3,532

3,427

3,386

3,186

2,850

2,863

2,880

2,633

3,083

3,216

2,641

3,360

3,611

3,254

3,178

Accrued wages, salaries and employee benefits

878

1,629

1,518

1,411

1,200

2,384

2,132

1,789

1,474

2,559

2,333

1,986

1,666

1,296

1,286

1,265

1,158

1,994

1,678

1,597

1,358

2,438

2,230

1,910

1,475

1,622

1,391

1,296

1,150

1,911

1,764

1,628

1,373

2,410

2,062

1,597

1,250

1,670

1,471

1,182

900

797

761

795

1,242

1,126

Customer advances

1,295

1,187

1,309

1,263

1,354

1,243

1,491

1,378

1,399

1,426

1,510

1,533

1,383

1,167

1,161

1,259

1,328

1,146

1,610

1,754

1,636

1,697

2,165

2,344

2,500

2,360

2,699

2,738

2,920

2,638

3,035

3,132

2,921

2,487

2,745

1,823

1,728

1,831

1,470

1,404

1,367

1,217

1,283

1,546

1,898

1,442

Dividends payable

0

567

0

579

0

495

0

511

0

466

0

461

0

452

0

450

0

448

0

463

0

424

0

439

0

382

-

388

-

0

0

339

-

298

-

297

-

281

-

277

0

262

0

261

253

225

Other current liabilities

2,074

2,155

2,188

2,157

2,348

1,919

1,867

1,871

1,890

1,742

1,744

1,787

1,641

1,635

1,620

1,635

1,593

1,671

1,698

1,744

1,741

1,692

1,848

1,779

1,845

1,849

1,854

1,782

1,865

2,055

2,075

2,117

2,006

1,967

2,193

1,629

1,625

1,521

1,363

936

881

1,281

792

857

1,450

951

Long-term debt due within one year:
Machinery, Energy & Transportation

143

16

25

13

13

10

10

9

8

6

5

5

505

507

553

1,055

568

517

516

12

513

510

509

509

759

760

1,110

1,112

1,111

1,113

1,266

1,269

555

558

72

197

420

495

500

434

248

302

193

472

456

180

Financial Products

7,792

6,194

8,025

6,235

5,939

5,820

5,801

6,241

6,409

6,188

5,614

6,592

6,231

6,155

5,970

5,805

5,508

5,360

5,739

4,623

6,192

6,281

6,157

6,873

6,016

6,592

6,565

7,248

7,153

5,991

6,993

5,739

5,433

5,102

3,522

3,891

3,934

3,430

4,164

4,846

4,794

5,399

4,331

4,094

5,036

4,952

Total current liabilities

26,516

26,621

27,201

27,735

27,388

28,218

26,033

28,300

27,402

26,931

25,903

28,133

27,635

26,132

25,290

27,183

26,215

26,242

25,833

25,606

26,566

27,813

27,589

29,741

27,295

27,297

29,119

29,919

28,974

29,415

31,746

31,273

28,849

28,357

25,218

23,510

23,147

22,020

20,178

19,784

18,417

18,975

17,957

19,490

25,625

22,245

Long-term debt due after one year:
Machinery, Energy & Transportation

8,998

9,141

9,134

7,657

7,650

8,005

7,991

7,982

7,980

7,929

8,820

8,815

8,804

8,436

8,432

8,434

8,914

8,960

8,997

9,497

9,495

9,445

9,498

9,495

7,998

7,999

7,951

7,949

8,668

8,666

9,010

9,169

8,411

8,415

8,903

8,913

4,467

4,505

4,537

4,828

5,135

5,652

5,709

5,677

5,736

3,639

Financial Products

15,371

17,140

16,454

17,107

16,590

16,995

17,450

15,717

15,185

15,918

16,015

15,000

14,921

14,382

15,190

15,546

15,556

16,209

16,211

17,948

17,308

18,251

18,682

17,812

18,803

18,720

18,064

17,731

18,572

19,086

17,516

18,092

16,780

16,529

17,878

17,013

15,428

15,932

15,800

15,398

16,413

16,195

17,360

17,881

17,098

14,190

Liability for postemployment benefits

6,333

6,599

5,900

7,448

7,441

7,455

7,046

8,092

8,233

8,365

8,973

9,248

9,291

9,357

8,499

8,533

8,600

8,843

8,638

8,759

8,877

8,963

6,539

6,597

6,715

6,973

10,785

10,866

10,999

11,085

10,708

10,626

10,815

10,956

7,494

7,438

7,514

7,584

8,117

6,977

7,281

7,420

9,039

8,920

9,975

5,059

Other liabilities

4,437

4,323

4,311

4,362

4,179

3,756

3,799

3,954

3,942

4,053

3,152

3,235

3,238

3,184

3,276

3,301

3,269

3,203

3,322

3,271

3,206

3,200

3,284

3,259

3,217

3,029

3,176

3,232

3,212

3,136

3,625

3,697

3,582

3,559

3,570

2,841

2,700

2,654

2,678

2,102

2,116

2,496

2,260

2,268

2,634

2,003

Total liabilities

61,655

63,824

63,000

64,309

63,248

64,429

62,319

64,045

62,742

63,196

62,863

64,431

63,889

61,491

60,687

62,997

62,554

63,457

63,001

65,081

65,452

67,672

65,592

66,904

64,028

64,018

69,095

69,697

70,425

71,388

72,605

72,857

68,437

67,816

63,063

59,715

53,256

52,695

51,310

49,089

49,362

50,738

52,325

54,236

61,068

47,136

Commitments and contingencies (Notes 11 and 14)

-

-

-

-

-

-

0

0

0

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

-

-

0

-

-

-

0

-

-

-

-

Redeemable noncontrolling interest (Note 25)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

455

473

491

460

459

461

457

432

452

477

431

481

524

0

Shareholders' equity
Common stock of $1.00 par value: Authorized shares: 2,000,000,000 Issued shares: (3/31/2020 and 12/31/19 – 814,894,624) at paid-in amount

6,046

5,935

5,951

5,822

5,804

5,827

5,715

5,746

5,640

5,593

5,460

5,316

5,222

5,277

5,266

5,277

5,247

5,238

5,190

5,142

5,101

5,016

4,968

4,890

4,773

4,709

4,657

4,591

4,510

4,481

4,449

4,373

4,351

4,273

4,229

4,165

4,044

3,888

3,757

3,636

3,482

3,439

3,392

3,347

3,057

2,744

Treasury stock (3/31/20 – 272,943,115 shares; 12/31/19 – 264,812,014 shares) at cost

25,341

24,217

23,693

22,467

21,214

20,531

18,681

18,028

17,347

17,005

17,130

17,307

17,391

17,478

17,544

17,579

17,595

17,640

17,642

16,144

16,036

15,726

15,765

13,312

13,442

11,854

11,914

10,940

10,005

10,074

10,118

10,139

10,164

10,281

10,299

10,311

10,331

10,397

10,463

10,539

10,595

10,646

-10,702

10,745

11,217

9,451

Profit employed in the business

35,504

34,437

34,477

32,981

32,435

30,427

30,384

28,657

27,929

26,301

28,530

27,471

27,584

27,377

29,450

29,167

29,517

29,246

35,191

34,823

34,998

28,515

33,977

32,961

32,775

31,854

31,614

30,668

30,438

29,558

29,541

27,842

26,815

25,219

24,251

23,081

22,640

21,384

20,955

20,133

19,941

19,711

20,026

19,579

19,826

17,398

Accumulated other comprehensive income (loss)

-2,012

-1,567

-1,783

-1,499

-1,588

-1,684

-1,568

-1,496

-1,016

-1,192

-1,233

-1,471

-1,827

-2,039

-1,527

-1,633

-1,493

-2,035

-6,843

-6,729

-7,101

-1,059

-4,357

-3,683

-3,801

-3,898

-6,247

-6,698

-6,669

-6,433

-5,988

-6,150

-6,033

-6,328

-4,019

-3,544

-3,724

-4,051

-4,412

-4,045

-3,886

-3,764

-4,740

-4,906

-5,579

-1,808

Noncontrolling interests

42

41

41

41

41

41

40

63

66

69

70

70

72

76

70

71

77

76

72

69

76

80

73

67

64

67

67

57

44

50

52

55

47

46

51

45

43

40

38

87

80

83

106

100

103

113

Total shareholders' equity

14,239

14,629

14,993

14,878

15,478

14,080

15,890

14,942

15,272

13,766

15,697

14,079

13,660

13,213

15,715

15,303

15,753

14,885

15,968

17,161

17,038

16,826

18,896

20,923

20,369

20,878

18,177

17,678

18,318

17,582

17,936

15,981

15,016

12,929

14,213

13,436

12,672

10,864

9,875

9,272

9,022

8,823

8,082

7,375

6,190

8,996

Total liabilities and shareholders' equity

75,894

78,453

77,993

79,187

78,726

78,509

78,209

78,987

78,014

76,962

78,560

78,510

77,549

74,704

76,402

78,300

78,307

78,342

78,969

82,242

82,490

84,498

84,488

87,827

84,397

84,896

87,272

87,375

88,743

88,970

90,541

88,838

83,908

81,218

77,767

73,611

66,387

64,020

61,642

58,793

58,836

60,038

60,838

62,092

67,782

56,132