CAPITAL ONE FINANCIAL CORP COF Balance Sheet

Capital one financial corp (COF)

Balance Sheet / Quarterly

Mar'20	Dec'19	Sep'19	Jun'19	Mar'19	Dec'18	Sep'18	Jun'18	Mar'18	Dec'17	Sep'17	Jun'17	Mar'17	Dec'16	Sep'16	Jun'16	Mar'16	Dec'15	Sep'15	Jun'15	Mar'15	Dec'14	Sep'14	Jun'14	Mar'14	Dec'13	Sep'13	Jun'13	Mar'13	Dec'12	Sep'12	Jun'12	Mar'12	Dec'11	Sep'11	Jun'11	Mar'11	Dec'10	Sep'10	Jun'10	Mar'10	Dec'09	Sep'09	Jun'09	Dec'08
Assets:
Cash and cash equivalents:
Cash and due from banks
4,545	4,129	4,452	5,184	4,572	4,768	4,547	4,499	4,220	4,458	4,154	3,352	3,489	4,185	3,350	3,253	3,241	3,407	2,701	2,879	2,853	3,147	2,652	3,598	3,373	2,821	2,855	2,176	1,947	3,440	1,855	2,297	2,183	2,097	1,794	1,954	2,028	2,067	2,015	2,668	2,928	3,100	2,719	3,001	2,047
Interest-bearing deposits and other short-term investments
20,391	9,278	12,668	9,927	12,897	8,418	6,335	7,774	9,788	9,582	4,330	3,363	5,826	5,791	5,744	3,840	1,909	4,616	3,952	4,275	6,038	4,095	3,212	2,954	2,641	3,131	2,481	2,279	4,563	7,617	3,860	3,352	28,165	3,399	3,238	4,037	5,397	2,776	2,391	2,147	4,092	5,043	863	1,166	4,806
Federal Funds Sold and Securities Purchased under Agreements to Resell
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	56	85	-	184	2	-	0	284	180	168	339	382	198	236	1	254	330	308	342	1,326	652	546	406	536	384	477	542	544	603	636
Total cash and cash equivalents
24,936	13,407	17,120	15,111	17,469	13,186	10,882	12,273	14,008	14,040	8,484	6,715	9,315	9,976	9,094	7,149	5,235	8,023	6,837	7,156	8,891	7,242	6,148	6,732	6,182	6,291	5,718	4,653	6,746	11,058	5,969	5,979	30,656	5,838	6,358	6,643	7,971	5,249	4,942	5,199	7,498	8,685	4,127	4,771	7,491
Restricted cash for securitization investors
364	342	417	710	1,969	303	746	1,023	309	312	304	300	486	2,517	287	265	960	1,017	586	253	234	234	405	361	550	874	390	377	1,018	428	760	370	1,090	791	984	1,328	2,556	1,602	2,686	3,446	3,286	501	-	-	-
Investment Securities:
Securities available for sale (amortized cost of $78.6 billion and allowance for credit losses of $5 million as of March 31, 2020)
81,423	79,213	46,168	45,658	45,888	46,150	47,384	50,691	47,155	37,655	39,742	41,120	41,260	40,737	41,511	39,960	40,092	39,061	39,431	39,136	39,321	39,508	39,665	41,113	40,721	41,800	43,132	62,602	63,968	63,979	61,464	55,289	60,810	38,759	38,400	39,474	41,566	41,537	39,926	39,424	38,251	38,830	37,693	37,667	31,003
Securities held to maturity
-	-	33,894	35,475	36,503	36,771	34,631	33,464	23,075	28,984	28,650	27,720	26,170	25,712	25,019	25,120	25,080	24,619	23,711	23,668	23,241	22,500	22,182	20,688	20,150	19,132	18,276	-	-	9	-	-	-	-	-	-	-	-	0	0	0	80	83	87	0
Total investment securities
-	-	80,062	81,133	82,391	82,921	82,015	84,155	70,230	66,639	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	39,926	39,424	-	38,910	-	-	-
Loans held for investment:
Restricted loans for securitization investors
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	37,304	36,869	-	39,482	40,281	40,612	43,830	43,913	44,069	44,895	47,650	46,942	47,380	48,908	54,026	51,615	55,649	57,523	15,522	-	-	-
Loans and Leases Receivable, Gross
262,990	265,809	249,355	244,460	240,273	245,899	238,761	236,124	248,256	254,473	252,422	244,302	240,588	245,586	238,019	234,603	227,613	229,851	213,329	209,705	203,978	208,316	201,592	198,528	192,941	197,199	191,814	191,512	191,333	205,889	203,132	202,749	173,822	135,892	129,952	128,965	124,092	125,947	126,334	127,140	72,591	90,619	96,783	101,073	101,017
Financing Receivable, Allowance for Credit Loss
14,073	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Mortgage loans held for sale
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	141	319	-
Allowance for loan and lease losses
-	7,208	7,037	7,133	7,313	7,220	7,219	7,368	7,567	7,502	7,418	7,170	6,984	6,503	6,258	5,881	5,416	5,130	4,847	4,676	4,405	4,383	4,212	3,998	4,098	4,315	4,333	4,407	4,606	5,156	5,154	4,998	4,060	4,250	4,280	4,488	5,067	5,628	6,175	6,799	7,751	4,127	4,513	4,481	4,523
Net loans held for investment
248,917	258,601	242,318	237,327	232,960	238,679	231,542	228,756	240,689	246,971	245,004	237,132	233,604	239,083	231,761	228,722	222,197	224,721	208,482	205,029	199,573	203,933	197,380	194,530	188,843	192,884	187,481	187,105	186,727	200,733	197,978	197,751	169,762	131,642	125,672	124,477	119,025	120,319	120,159	120,341	122,362	86,492	92,269	96,591	96,493
Loans held for sale ($1.1 billion and $251 million carried at fair value at March 31, 2020 and December 31, 2019, respectively)
1,056	400	1,245	1,829	905	1,200	1,402	1,480	1,498	971	1,566	777	735	1,043	994	1,220	1,251	904	566	1,066	1,331	626	427	709	259	218	180	6,248	6,410	201	187	1,047	627	201	312	80	117	228	197	249	247	268	-	-	68
Accounts receivable from securitizations
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	96	96	-	101	106	112	118	127	206	205	7,128	6,985	5,219	6,342
Premises and equipment, net
4,336	4,378	4,311	4,243	4,205	4,191	4,149	4,095	4,055	4,033	3,955	3,825	3,727	3,675	3,561	3,556	3,542	3,584	3,629	3,602	3,684	3,685	3,752	3,764	3,807	3,839	3,792	3,766	3,736	3,587	3,519	3,556	3,062	2,748	2,785	2,754	2,739	2,749	2,722	2,730	2,735	2,736	2,773	2,824	2,313
Interest receivable
1,687	1,758	1,627	1,544	1,615	1,614	1,518	1,493	1,496	1,536	1,426	1,346	1,368	1,351	1,251	1,236	1,221	1,189	1,101	1,056	1,078	1,079	1,268	1,473	1,325	1,418	1,304	1,454	1,378	1,694	1,614	1,623	1,157	1,029	958	1,027	1,025	1,070	1,025	1,077	1,134	936	947	951	827
Goodwill
14,645	14,653	14,624	14,545	14,546	14,544	14,513	14,531	14,536	14,533	14,532	14,524	14,521	14,519	14,493	14,495	14,492	14,480	13,983	13,984	13,978	13,978	13,970	13,977	13,974	13,978	13,906	13,900	13,900	13,904	13,901	13,864	13,595	13,592	13,593	13,596	13,597	13,591	13,593	13,588	13,589	13,596	13,524	13,381	11,964
Other assets
19,514	17,613	17,086	17,177	17,131	15,908	16,142	16,183	16,036	16,658	17,739	17,134	17,363	18,420	17,090	17,394	16,276	16,450	15,374	15,560	14,893	15,382	15,005	14,970	14,689	16,499	15,709	16,437	16,280	17,325	16,597	16,997	13,626	11,419	10,985	10,268	10,592	11,040	11,556	11,229	11,396	10,394	9,958	10,095	9,408
Assets
396,878	390,365	378,810	373,619	373,191	372,538	362,909	363,989	362,857	365,693	361,402	350,593	348,549	357,033	345,061	339,117	330,346	334,048	313,700	310,510	306,224	308,167	300,202	298,317	290,500	296,933	289,888	296,542	300,163	312,918	301,989	296,572	294,481	206,019	200,148	199,753	199,300	197,503	196,933	197,489	200,707	169,646	168,503	171,911	165,913
Liabilities:
Interest payable
359	439	370	437	382	458	391	450	353	413	301	376	260	327	237	301	217	299	198	262	195	254	249	309	259	307	276	324	310	450	368	462	384	466	401	469	411	488	464	543	521	509	582	659	676
Deposits:
Non-interest-bearing deposits
24,547	23,488	23,064	23,374	24,908	23,483	24,839	25,620	26,176	26,404	26,106	25,953	26,364	25,502	25,565	25,424	25,182	25,847	25,055	25,123	25,232	25,081	25,388	24,920	24,110	22,643	22,281	22,097	21,317	22,467	20,767	20,072	19,274	18,281	17,541	16,839	16,349	15,048	-	-	13,773	13,439	12,734	12,603	11,293
Interest-bearing deposits
245,142	239,209	234,084	231,161	230,199	226,281	222,356	222,605	224,671	217,298	212,956	213,810	214,818	211,266	200,416	195,635	196,597	191,874	187,848	183,657	185,208	180,467	178,876	180,970	184,214	181,880	184,553	187,768	191,093	190,018	192,488	193,859	197,254	109,945	110,777	109,278	109,097	107,162	-	-	104,013	102,370	101,768	104,120	97,326
Deposits
269,689	262,697	257,148	254,535	255,107	249,764	247,195	248,225	250,847	243,702	239,062	239,763	241,182	236,768	225,981	221,059	221,779	217,721	212,903	208,780	210,440	205,548	204,264	205,890	208,324	204,523	206,834	209,865	212,410	212,485	213,255	213,931	216,528	128,226	128,318	126,117	125,446	122,210	119,212	117,331	117,786	115,809	114,503	116,724	108,620
Securitized debt obligations
17,141	17,808	18,910	16,959	19,273	18,307	18,649	19,649	18,665	20,010	17,087	18,358	18,528	18,826	18,411	16,130	14,913	16,166	15,656	13,785	12,717	11,624	10,508	10,010	9,783	10,289	9,544	10,831	11,046	11,398	12,686	13,608	15,474	16,527	17,120	19,860	24,506	26,915	29,504	33,009	37,829	3,954	-	-	-
Other debt:
Federal funds purchased and securities loaned or sold under agreements to repurchase
399	314	464	359	335	352	384	553	656	576	767	958	1,046	992	1,079	999	917	981	1,021	1,888	933	880	2,330	2,030	1,544	915	1,686	1,766	855	1,248	967	1,101	770	1,464	1,441	2,575	1,970	1,517	947	728	-	1,140	-	-	-
Senior and subordinated notes
32,049	30,472	30,682	31,822	30,645	30,826	31,291	32,920	31,051	30,755	28,420	28,478	26,405	23,431	24,001	21,872	21,736	21,837	21,773	19,987	20,559	18,684	18,534	16,628	14,891	13,134	12,395	12,406	13,255	12,686	11,756	12,079	11,948	11,034	11,051	8,664	8,545	8,650	9,083	9,424	9,134	9,045	9,208	10,092	8,308
Other borrowings
6,092	7,103	93	93	105	9,420	1,881	188	321	8,940	13,184	2,160	2,460	17,211	16,329	20,180	12,931	20,131	4,328	10,106	6,820	17,269	10,871	10,446	3,900	16,316	8,220	11,228	12,336	24,578	12,968	9,086	4,693	10,536	4,703	6,636	4,776	4,714	4,799	4,857	5,708	6,875	12,126	13,260	14,869
Total other debt
38,540	37,889	31,239	32,274	31,085	40,598	33,556	33,661	32,028	40,271	42,371	31,596	29,911	41,634	41,409	43,051	35,584	42,949	27,122	31,981	28,312	36,833	31,735	29,104	20,335	30,365	22,301	25,400	26,446	38,512	25,691	22,266	17,411	23,034	17,195	17,875	15,291	14,881	14,829	15,009	-	17,060	-	-	-
Other liabilities
14,319	13,521	12,908	13,647	13,863	11,743	12,480	12,078	11,761	12,567	12,427	11,363	10,628	11,964	10,810	10,468	10,146	9,629	10,136	9,043	8,830	8,855	9,428	9,189	8,998	9,817	9,183	9,081	8,655	9,574	10,317	9,113	7,734	8,100	7,736	6,751	6,096	6,468	6,863	6,327	5,352	5,724	5,860	5,844	6,825
Liabilities
340,048	332,354	320,575	317,852	319,710	320,870	312,271	314,063	313,654	316,963	311,248	301,456	300,509	309,519	296,848	291,009	282,639	286,764	266,015	263,851	260,494	263,114	256,184	254,502	247,699	255,301	248,138	255,501	258,867	272,419	262,317	259,380	257,531	176,353	170,770	171,072	171,750	170,962	170,872	172,219	176,333	143,056	142,281	146,581	139,301
Commitments, contingencies and guarantees (see Note 13)
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	0	-	0	0	0	0	0	0	0	0	0	-	-	0	-	-	-	-	-	-	-	-	-	-	-
Stockholders’ equity:
Preferred stock (par value $.01 per share; 50,000,000 shares authorized; 5,350,000 and 4,975,000 shares issued and outstanding as of March 31, 2020 and December 31, 2019, respectively)
0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	853	0	0	0	0	0	-	0	-	-	-	-	0	0	3,096
Common stock (par value $.01 per share; 1,000,000,000 shares authorized; 676,170,565 and 672,969,391 shares issued as of March 31, 2020 and December 31, 2019, respectively, 455,310,083 and 456,562,399 shares outstanding as of March 31, 2020 and December 31, 2019, respectively)
7	7	7	7	7	7	7	7	7	7	7	7	7	7	7	7	7	6	6	6	6	6	6	6	6	6	6	6	6	6	6	6	6	5	5	5	5	5	5	5	5	5	5	5	4
Additional paid-in capital, net
33,450	32,980	33,826	32,262	32,160	32,040	31,978	31,868	31,779	31,656	31,526	31,413	31,326	31,157	30,439	29,786	29,709	29,655	29,594	29,063	27,939	27,869	27,272	27,210	26,605	26,526	26,426	26,339	26,256	26,188	25,265	25,217	25,136	19,274	19,234	19,188	19,141	19,084	19,059	19,029	18,990	18,955	18,928	18,891	17,278
Retained earnings
36,552	40,340	39,476	38,386	37,030	35,875	34,883	33,626	31,996	30,700	31,946	31,086	30,326	29,766	29,245	28,479	27,808	27,045	26,407	25,540	24,925	23,973	23,162	22,270	21,259	20,292	19,731	18,804	17,876	16,853	16,054	14,905	14,841	13,462	13,091	12,287	11,399	10,406	9,730	8,969	8,417	10,727	10,404	10,001	10,621
Accumulated Other Comprehensive Income (Loss), Net of Tax
3,679	1,156	453	170	-660	-1,263	-1,877	-1,793	-1,599	-926	-622	-683	-934	-949	121	241	-41	-616	-142	-397	-212	-430	-559	-371	-710	-872	-839	-792	473	739	781	350	253	169	291	442	245	248	469	467	158	83	56	-398	-1,221
Treasury stock, at cost (par value $.01 per share; 220,860,482 and 216,406,992 shares as of March 31, 2020 and December 31, 2019, respectively)
16,858	16,472	15,527	15,058	15,056	14,991	14,353	13,782	12,980	12,707	12,703	12,686	12,685	12,467	11,599	10,405	9,776	8,806	8,180	7,553	6,928	6,365	5,863	5,300	4,359	4,320	3,574	3,316	3,315	3,287	3,287	3,286	3,286	3,244	3,243	3,241	3,240	3,202	3,202	3,200	3,198	3,180	3,172	3,169	3,165
Stockholders' Equity Attributable to Parent
56,830	58,011	58,235	55,767	53,481	51,668	50,638	49,926	49,203	48,730	50,154	49,137	48,040	47,514	48,213	48,108	47,707	47,284	47,685	46,659	45,730	45,053	44,018	43,815	42,801	41,632	41,750	41,041	41,296	40,499	39,672	37,192	36,950	29,666	29,378	28,681	27,550	26,541	26,061	25,270	24,374	26,590	26,222	25,329	26,612
Total liabilities and stockholders’ equity
396,878	390,365	378,810	373,619	373,191	372,538	362,909	363,989	362,857	365,693	361,402	350,593	348,549	357,033	345,061	339,117	330,346	334,048	313,700	310,510	306,224	308,167	300,202	298,317	290,500	296,933	289,888	296,542	300,163	312,918	301,989	296,572	294,481	206,019	200,148	199,753	199,300	197,503	196,933	197,489	200,707	169,646	168,503	171,911	165,913
Unsecuritized loans held for investment
Total cash and cash equivalents
-	-	-	-	-	10,286	-	-	-	8,196	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Loans and Leases Receivable, Gross
231,318	231,992	215,892	211,556	208,591	211,702	204,796	201,222	213,313	218,806	217,659	214,864	211,038	-	-	-	-	-	-	-	-	-	-	161,224	156,072	-	152,332	151,231	150,721	162,059	159,219	158,680	128,927	88,242	83,010	81,585	75,184	71,921	74,719	71,491	-	75,097	-	-	-
Other assets
-	-	-	-	-	1,250	-	-	-	729	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Total assets
-	-	-	-	-	73,088	-	-	-	65,092	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Senior and subordinated notes
-	-	-	-	-	19,518	-	-	-	14,392	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Other borrowings
-	-	-	-	-	1,671	-	-	-	1,633	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Other liabilities
-	-	-	-	-	231	-	-	-	337	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Total liabilities
-	-	-	-	-	21,420	-	-	-	16,362	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Total stockholders’ equity
-	-	-	-	-	51,668	-	-	-	48,730	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Total liabilities and stockholders’ equity
-	-	-	-	-	73,088	-	-	-	65,092	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Variable Interest Entity, Primary Beneficiary [Member]
Loans and Leases Receivable, Gross
31,672	33,817	33,463	32,904	31,682	34,197	33,965	34,902	34,943	35,667	34,763	29,438	29,550	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Assets
32,835	35,519	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Liabilities
17,236	18,201	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-