Diffusion pharmaceuticals inc. (DFFN)
Balance Sheet / Quarterly
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Dec'11Sep'11Jun'11Dec'10
Current assets:
Cash and cash equivalents

10,828

14,177

6,139

8,372

5,333

7,991

11,018

12,934

16,199

8,896

1,216

7,413

12,212

1,552

3,021

3,006

5,865

1,997

14,580

16,472

19,209

21,883

23,788

27,139

222

254

255

78

111

312

156

42

98

2,129

5,865

-

Certificate of deposit

-

-

-

-

-

-

-

-

-

-

10,020

10,000

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Subscription receivable

-

-

-

-

-

-

-

-

-

-

-

-

8,280

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Prepaid expenses, deposits and other current assets

888

472

578

1,036

1,050

923

551

772

890

769

1,004

287

138

50

265

238

385

45

1,049

1,357

1,790

2,286

2,220

2,298

-

2,743

-

-

-

-

-

-

-

-

-

-

Receivable from former officer, net

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

53

58

71

71

538

-

0

-

-

-

Accounts receivable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

71

-

58

53

-

Prepaid expenses and deposits

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2,455

-

2,901

28

29

77

38

138

87

1,337

1,054

613

Total current assets

11,716

14,649

6,718

9,409

6,383

8,914

11,569

13,707

17,090

9,666

12,240

17,701

20,631

1,603

3,286

3,244

6,251

2,043

15,629

17,829

21,000

24,170

26,008

29,438

2,677

2,998

3,210

165

212

461

733

252

185

3,524

6,973

613

Property and equipment, net

225

252

279

297

332

350

379

405

432

460

479

479

79

79

85

91

103

51

63

68

115

102

54

56

81

11

24

31

39

49

48

96

78

126

87

10

Intangible asset

8,639

8,639

8,639

8,639

8,639

8,639

8,639

8,639

8,639

8,639

8,639

-

-

8,639

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Right of use asset

223

247

269

291

313

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Intangible asset

-

-

-

-

-

-

-

-

-

-

-

8,639

8,639

-

8,639

9,317

9,317

0

6,449

6,449

6,449

6,449

12,958

13,792

-

7,691

-

-

-

-

-

-

-

-

-

-

Intangible assets

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

9,725

-

0

0

1,935

0

3,161

3,359

-

2,221

2,232

-

Goodwill

-

-

-

-

-

-

2,743

6,929

6,929

6,929

6,929

6,929

6,929

6,929

6,929

7,105

7,105

0

985

12,055

12,055

12,055

11,525

11,241

13,962

7,642

-

-

-

1,935

-

-

-

3,108

3,073

-

Other assets

252

322

290

291

319

298

263

262

275

450

38

157

63

232

106

166

134

181

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investment in Or-Genix

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

250

250

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Goodwill and intangible assets

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

3,359

-

-

3,329

Acquisition deposit

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

50

100

100

40

Acquisition deposits

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,582

Total assets

21,057

24,110

16,197

18,929

15,987

18,201

23,594

29,943

33,366

26,145

28,327

33,906

36,343

17,484

19,046

19,924

22,910

2,276

23,377

36,654

39,621

42,778

50,547

54,529

26,447

18,344

3,234

197

2,187

2,446

3,944

3,708

3,673

9,080

12,466

5,575

Current liabilities:
Current portion of convertible debt

-

-

-

-

-

-

0

0

550

550

550

2,430

1,880

1,880

1,880

0

0

424

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Bank overdraft

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

62

Accounts payable

655

1,251

502

489

480

198

129

175

419

511

409

1,039

557

1,684

757

1,014

1,119

424

240

337

301

417

105

252

1,601

1,520

1,540

1,354

1,185

1,203

971

1,052

789

594

627

903

Accrued interest

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

8

-

-

-

-

-

-

-

-

-

-

-

-

-

Accrued expenses and other current liabilities

519

358

605

443

603

605

816

512

453

1,628

1,415

1,232

1,016

874

1,043

741

1,087

621

1,794

2,230

1,791

1,921

1,490

-

-

3,480

-

-

-

-

-

-

-

-

-

-

Current operating lease liability

111

111

110

110

110

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Common stock warrant liability

-

-

-

-

-

-

-

-

-

-

16,316

24,757

48,145

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

10,626

10,389

-

-

-

-

-

-

Deferred salary

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

838

-

1,425

1,395

1,334

1,152

1,225

813

0

345

345

330

Accrued interest

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

592

633

-

207

170

268

213

1,115

1,015

716

589

439

310

Accrued preferred stock dividends

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

802

733

-

-

-

-

-

-

Accrued expenses - legal judgments

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

90

90

-

Other accrued expenses and liabilities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,099

1,829

-

2,350

2,298

2,010

1,683

2,582

2,585

1,541

1,060

972

1,411

Due to related party

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

150

-

-

-

-

-

-

-

-

-

-

-

-

Due to officer

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

156

-

-

-

-

-

-

-

-

-

-

Payable to officer

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

156

-

211

211

211

211

208

105

184

129

185

795

Rent liability for facilities no longer occupied

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,121

1,121

1,121

-

1,260

1,260

1,260

1,260

452

452

0

-

-

-

Notes payable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

50

-

-

1,667

-

-

-

-

-

-

-

-

-

-

Notes payable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

715

2,932

-

2,575

2,075

4,224

4,004

3,426

2,752

555

73

73

632

Note payable - related party

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

200

200

-

200

-

-

-

-

-

-

-

455

455

-

Obligation to issue stock for transfer of liabilities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,581

1,854

-

-

-

0

-

-

-

-

-

-

Derivative liabilitiy

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

15,888

-

-

-

Event acquisition liabilities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

483

Total current liabilities

1,286

1,721

1,218

1,043

1,193

804

945

688

1,422

2,690

18,691

29,459

51,599

4,438

3,681

1,756

2,207

1,471

2,034

2,567

2,092

2,338

2,976

4,131

10,694

8,878

9,570

8,767

21,924

20,852

9,981

8,776

19,675

3,337

3,188

4,930

Deferred income taxes

1,756

2,119

-

-

-

1,786

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Convertible debt, net of current portion

-

-

-

-

-

-

-

-

-

-

0

0

550

550

550

550

550

818

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Deferred income taxes

-

-

1,301

1,527

1,636

-

1,741

1,955

2,223

2,223

3,279

3,279

3,279

3,279

3,279

3,536

3,536

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Noncurrent operating lease liability

111

135

158

181

203

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Other liabilities

-

-

-

-

-

-

0

0

0

1

0

0

33

31

49

48

37

28

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

DEFERRED TAXES

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2,274

2,274

2,274

2,274

4,771

5,100

-

3,000

-

-

-

-

-

-

-

-

-

-

Non-current portion of notes payable to shareholders

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

625

625

625

Total liabilities

3,155

3,976

2,678

2,751

3,032

2,590

2,686

2,643

3,646

4,915

21,970

32,738

55,462

8,299

7,560

5,891

6,332

2,318

4,309

4,842

4,367

4,613

7,747

9,232

-

11,878

-

-

-

-

-

-

-

3,962

3,813

5,555

Long-term liability - deferred taxes on acquisition

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

3,538

-

-

-

-

-

-

-

-

-

-

-

Commitments and Contingencies (Note 7)

-

-

-

-

-

-

0

0

0

-

0

0

0

0

-

-

0

0

0

0

0

0

0

0

0

0

-

-

0

0

0

-

0

0

0

0

Convertible preferred stock, $0.001 par value: Series A - No shares authorized, issued or outstanding at December 31, 2018, 13,750,000 shares authorized, 12,376,329 shares issued and 8,306,278 shares outstanding at December 31, 2017

-

-

-

-

-

-

0

0

0

0

0

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Stockholders’ Equity:
Preferred stock

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

0

-

-

-

-

Series D 10% Preferred Stock, $0.001 par value: 500,000 shares authorized,18,999 shares outstanding

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

Series E 5% Preferred Stock, $0.001 par value: 10,000 shares authorized;8,475 and 8,500 shares issued and outstanding

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

Common stock, $0.001 par value: 1,000,000,000 shares authorized; 34,604,436 and 33,480,365 shares issued and outstanding at March 31, 2020 and December 31, 2019, respectively

34

33

4

4

3

3

50

50

50

0

14

12

10

10

10

103

102

8

18

18

18

18

18

18

8

5

420

400

90

0

90

89

88

77

75

-

Additional paid-in capital

112,149

111,824

101,486

101,340

95,624

95,532

95,210

94,883

94,538

82,783

69,686

69,596

69,700

69,363

69,094

66,111

64,852

42,102

115,050

114,569

114,042

113,437

113,003

112,051

74,670

67,390

53,256

47,495

38,992

38,329

45,445

42,886

33,264

39,636

39,011

-

Accumulated deficit

-94,282

-91,724

-87,971

-85,167

-82,672

-79,924

-74,353

-67,634

-64,868

-61,554

-63,344

-68,441

-88,829

-60,189

-57,618

-52,181

-48,375

-42,152

-96,000

-82,776

-78,806

-75,290

-70,222

-66,772

-62,460

-60,937

-59,966

-56,438

-58,793

-56,717

-51,566

-48,049

-49,385

-34,662

-30,341

-

Total stockholders' equity

17,901

20,134

13,518

16,177

12,954

15,611

20,907

27,300

29,720

21,229

6,356

1,167

-19,118

9,184

11,486

14,032

16,578

-41

-

-

-

-

42,799

45,297

12,218

6,458

-6,289

-8,542

-19,710

-18,387

-6,030

-5,073

-16,032

5,051

8,653

-

Non-controlling interest equity

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

6

-47

-26

-25

-19

-5

6

30

66

-92

-

Total stockholders' equity

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

19,068

31,811

35,254

38,165

42,799

45,297

12,218

6,465

-6,336

-8,569

-19,736

-18,406

-6,036

-5,067

-16,001

5,118

-

-

Total liabilities and stockholders' equity

21,057

24,110

16,197

18,929

15,987

18,201

23,594

29,943

33,366

26,145

28,327

33,906

36,343

17,484

19,046

19,924

22,910

2,276

23,377

36,654

39,621

42,778

50,547

54,529

26,451

18,344

3,234

197

2,187

2,446

3,944

3,708

3,673

9,080

12,466

5,575