Ellington financial inc. (EFC)
Balance Sheet / TTM
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Dec'10
Assets
Cash and cash equivalents

136

72

33

42

55

44

53

22

25

47

111

134

104

123

179

140

142

183

139

123

156

114

129

145

170

183

186

201

64

59

69

48

51

62

41

45

35

Restricted cash

0

0

0

0

0

0

0

0

0

0

0

0

0

0

5

3

4

4

5

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Securities, at fair value(1)

1,481

2,449

1,875

1,668

1,529

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loans, at fair value

1,443

1,412

1,225

1,091

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loans Receivable, Including Held-for-sale, Fair Value Disclosure

-

-

-

-

1,014

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investment in unconsolidated entities, at fair value

65

71

70

69

58

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Real estate owned

25

30

44

47

31

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Total investments, financial derivatives, and repurchase agreements

-

-

-

-

-

3,020

2,861

2,870

2,506

2,255

1,979

2,087

2,187

1,725

1,729

1,850

1,943

1,929

2,078

2,015

2,085

2,424

2,544

1,843

1,843

1,817

1,936

1,798

1,614

1,437

1,238

1,242

1,333

1,331

1,431

1,350

1,473

Derivative Asset

31

16

12

11

15

20

31

30

30

28

29

26

29

35

64

152

190

162

73

91

89

80

56

59

57

59

43

46

36

48

59

74

94

102

111

125

201

Investments, financial derivatives, and repurchase agreements:
Investment Owned, at Fair Value

-

-

-

-

-

2,939

2,670

2,625

2,343

2,071

1,756

1,794

1,864

1,505

1,499

1,582

1,625

1,661

1,894

1,870

1,950

2,172

2,440

1,753

1,756

1,730

1,851

1,710

1,535

1,375

1,165

1,131

1,225

1,212

1,302

1,201

1,246

Securities Purchased under Agreements to Resell, Not Subject to Master Netting Arrangement

13

73

36

49

25

61

160

214

132

155

193

-

-

184

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Reverse repurchase agreements

-

-

-

-

25

-

-

-

-

-

-

266

293

-

165

116

127

105

109

53

44

172

47

30

29

27

40

41

42

13

13

36

13

15

18

22

25

Due from brokers

166

79

66

65

58

71

83

84

95

140

108

62

57

93

126

199

184

141

163

122

112

146

141

109

68

82

65

48

21

22

25

29

32

34

36

20

20

Receivable for securities sold and financial derivatives

-

-

-

-

-

780

670

637

522

476

499

484

550

445

563

536

606

705

909

-

-

1,237

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investment related receivables

408

123

258

77

78

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Receivable for securities sold

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,197

1,230

-

1,246

813

832

883

926

672

609

626

524

611

642

533

890

553

799

Interest and principal receivable

-

-

-

-

-

37

38

32

32

29

25

21

25

21

17

19

18

20

25

12

15

20

10

7

6

6

6

6

5

5

6

7

6

6

7

7

5

Other assets

5

7

3

3

3

15

5

24

13

43

3

6

5

3

29

2

2

5

2

3

2

1

2

1

1

1

1

1

0

0

0

0

1

0

0

0

-

Total Assets

3,777

4,338

3,627

3,127

2,870

3,971

3,714

3,672

3,196

2,993

2,726

2,797

2,931

2,413

2,651

2,753

2,902

2,991

3,323

3,474

3,603

3,945

4,074

2,921

2,924

2,975

3,122

2,728

2,316

2,152

1,864

1,939

2,066

1,968

2,408

1,977

2,334

Liabilities
Financial Instruments Sold, Not yet Purchased, at Fair Value

13

73

36

49

26

850

695

882

691

642

675

687

780

584

679

616

712

728

987

1,183

1,195

1,291

1,221

852

818

845

860

608

649

622

456

494

579

462

562

540

775

Investments and financial derivatives:
Repurchase agreements

2,034

2,445

2,056

1,715

1,550

1,498

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Derivative Liability

47

27

25

27

26

20

27

25

34

36

32

27

20

18

39

74

85

60

70

45

67

66

47

48

29

44

33

18

18

15

20

28

27

27

34

10

21

Total investments and financial derivatives

-

-

-

-

-

871

722

907

726

678

707

714

801

603

718

690

797

789

1,058

1,228

1,263

1,357

1,269

901

848

890

893

627

668

637

476

523

607

489

597

551

796

Securities Sold under Agreements to Repurchase

-

-

-

-

1,550

-

1,636

1,421

1,330

1,209

1,029

1,119

1,086

1,033

983

1,070

1,149

1,174

1,372

1,360

1,396

1,669

1,395

1,188

1,175

1,236

1,345

1,287

965

905

660

883

921

896

884

801

777

Due to brokers

17

2

5

9

4

5

4

3

21

1

3

3

5

12

15

94

124

114

2

36

32

22

12

27

30

19

13

30

21

30

34

46

65

79

92

116

166

Broker-Dealer, Payable to Other Broker-Dealer and Clearing Organization

19

66

200

49

168

488

430

431

225

202

169

224

310

85

229

197

103

165

121

63

116

98

576

164

231

193

230

136

132

57

178

83

70

127

453

117

184

Other secured borrowings

177

150

91

101

117

114

114

95

71

57

89

88

61

24

30

13

23

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Other secured borrowings, at fair value

549

594

438

475

282

297

89

101

113

125

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Senior notes, net

85

85

85

85

85

85

84

84

84

84

84

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Securitized debt, at fair value (Proceeds  $0 and $749)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

0

0

0

0

0

1

1

1

1

1

1

1

0

-

-

-

Accounts payable and accrued expenses

-

-

4

6

6

5

5

4

3

3

4

3

3

3

2

3

3

3

2

2

3

2

2

2

2

1

2

1

1

1

1

2

1

1

1

2

2

Base management fee payable to affiliate

2

2

1

1

1

1

1

2

1

2

2

2

2

2

2

2

2

2

2

2

2

2

3

2

2

2

-

-

-

1

-

-

-

-

-

-

-

Base management fee payable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2

2

1

-

1

1

1

1

1

1

1

Incentive fee payable to affiliate

0

0

-

-

-

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1

0

0

3

2

1

2

7

9

2

-

0

-

-

1

Dividends payable

7

6

4

4

4

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Interest payable

5

7

6

6

4

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Interest and Dividends Payable

-

-

-

-

-

7

6

6

5

5

4

3

4

3

3

2

2

1

2

2

2

2

2

2

1

1

1

1

1

0

0

0

1

1

0

0

0

Accrued expenses and other liabilities

8

7

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Other liabilities

-

-

0

0

0

0

1

0

0

0

0

0

1

0

0

0

0

0

1

0

0

0

-

-

-

-

0

0

0

0

-

-

-

0

-

-

-

Total Liabilities

2,968

3,469

2,958

2,534

2,278

3,376

3,097

3,058

2,586

2,372

2,096

2,160

2,276

1,768

1,987

2,073

2,207

2,252

2,565

2,697

2,817

3,156

3,262

2,290

2,293

2,349

2,492

2,090

1,796

1,645

1,366

1,544

1,670

1,597

2,031

1,592

1,930

Commitments and contingencies

-

-

-

-

-

-

0

0

0

-

0

0

0

0

0

0

0

0

0

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

ANALYSIS OF EQUITY:
Preferred Stock, Value, Outstanding

111

111

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Common stock, par value $0.001 per share, 100,000,000 shares authorized; 43,779,924 and 38,647,943 shares issued and outstanding, respectively

0

0

0

0

0

563

583

589

584

589

605

615

626

627

645

664

679

722

742

761

770

772

796

614

613

611

616

624

506

497

489

386

387

362

367

376

394

Additional paid-in-capital

916

821

734

664

664

0

10

10

10

10

10

10

10

10

9

9

9

9

9

9

9

9

9

9

9

9

9

9

9

8

8

8

8

8

8

8

8

Retained earnings (accumulated deficit)

-252

-103

-99

-102

-102

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Total Stockholders' Equity

774

829

635

562

562

563

593

599

594

600

615

625

636

637

655

673

689

732

752

770

779

782

805

624

623

620

625

633

515

506

498

395

396

370

376

384

403

Non-controlling interests

35

39

33

30

30

31

22

13

15

20

14

11

18

7

8

5

5

6

6

6

5

6

6

7

7

5

4

4

4

0

-

-

-

-

-

-

-

Stockholders' Equity, Including Portion Attributable to Noncontrolling Interest

809

868

668

593

592

595

616

613

609

620

629

636

654

644

664

679

694

738

758

777

785

788

812

631

630

626

629

637

520

506

-

-

-

-

-

-

-

Total Liabilities and Equity

3,777

4,338

3,627

3,127

2,870

3,971

3,714

3,672

3,196

2,993

2,726

2,797

2,931

2,413

2,651

2,753

2,902

2,991

3,323

3,474

3,603

3,945

4,074

2,921

2,924

2,975

3,122

2,728

2,316

2,152

1,864

1,939

2,066

1,968

2,408

1,977

2,334

Total Equity

809

868

668

593

592

595

616

613

609

620

629

636

654

644

664

679

694

738

758

777

785

788

812

631

630

626

629

637

520

506

-

-

-

-

-

-

-

PER SHARE INFORMATION:
Net Asset Value Per Share

-

-

-

-

-

18.92

19.69

19.89

19.56

19.15

19.24

19.49

19.78

19.75

20.11

20.58

20.91

22.10

22.51

23.04

23.30

23.38

24.08

24.53

24.49

24.40

24.59

24.92

25.28

24.86

24.34

24.03

24.09

22.55

22.84

23.31

24.47

Total Shareholders Equity

774

829

635

562

562

563

593

599

594

600

615

625

-

637

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

498

395

396

370

376

384

403