Gain capital holdings, inc. (GCAP)
Balance Sheet / Quarterly
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Dec'10
ASSETS:
Cash and cash equivalents

293,302

190,072

200,731

208,474

218,019

278,850

362,345

360,312

239,704

209,688

225,581

193,137

183,667

234,760

235,739

89,447

189,729

171,888

186,688

135,022

90,059

139,351

82,172

12,933

44,890

39,871

28,323

60,029

12,062

36,820

7,651

22,357

351,362

60,221

371,217

346,081

284,210

Restricted Cash and Investments

785,223

929,263

849,803

855,715

869,688

842,478

-

-

-

978,828

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Cash and securities held for customers

-

-

-

-

774,743

-

887,282

920,366

963,221

978,828

959,617

947,328

1,042,144

945,468

1,054,585

1,060,813

875,962

920,621

986,376

1,109,406

826,796

759,559

849,737

839,958

801,016

739,318

684,071

476,752

456,927

446,311

426,565

320,246

-

310,447

-

-

-

Short term investments, at fair value

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

255

174

174

852

791

752

788

804

797

1,409

1,437

45,036

82

82

82

82

82

75

Trading securities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

20,060

Receivables from Brokers-Dealers and Clearing Organizations

53,053

112,296

107,744

110,946

98,674

84,271

57,452

52,335

72,017

78,503

55,992

80,671

75,859

61,096

52,262

218,116

119,952

121,153

119,227

157,024

176,196

134,908

165,327

233,219

211,434

227,630

186,438

97,382

124,657

89,916

83,917

115,735

103,117

85,401

78,553

100,493

98,135

Prepaid assets

-

-

-

-

-

-

-

-

-

-

-

-

-

-

10,330

7,414

6,122

-

9,565

8,402

3,006

2,537

4,173

8,116

7,988

8,790

11,188

7,184

7,710

7,704

8,421

9,629

9,967

9,899

10,389

10,482

9,938

Property and equipment, net

29,052

30,563

28,837

28,988

29,926

30,579

33,457

36,462

40,173

40,742

41,613

39,697

37,978

36,462

34,813

33,458

32,275

30,367

29,215

27,813

17,928

18,796

19,732

18,289

17,473

17,118

18,631

10,966

10,749

11,023

9,907

9,499

8,175

7,531

7,339

7,306

7,294

Intangible assets, net

21,153

24,163

24,454

26,925

29,438

32,195

36,195

40,117

59,152

61,969

65,784

68,661

70,498

67,358

73,245

78,139

86,007

91,512

101,461

111,528

58,524

60,806

63,800

39,596

41,830

34,828

36,313

8,083

9,210

9,868

10,728

7,442

8,632

10,771

12,952

15,128

9,089

Goodwill

-

-

27,456

27,780

28,040

27,820

28,044

28,182

33,443

33,036

32,949

32,652

32,274

32,107

32,611

32,878

33,718

34,017

41,631

44,728

33,561

33,579

30,442

25,335

26,114

11,668

11,406

9,690

9,030

9,030

10,154

3,092

3,092

3,092

3,092

3,092

3,092

Other assets

50,003

64,012

48,982

44,943

50,492

36,355

37,489

36,743

46,898

45,881

47,269

53,803

50,217

52,833

48,808

51,300

53,142

55,001

38,716

38,226

29,263

33,591

43,761

37,114

35,823

32,549

34,970

18,540

18,741

17,153

17,239

18,946

20,614

18,137

11,503

8,193

11,178

Total assets

1,231,786

1,350,369

1,288,007

1,303,771

1,324,277

1,332,548

1,442,264

1,474,517

1,454,608

1,448,647

1,428,805

1,415,949

1,492,637

1,430,084

1,542,393

1,571,565

1,396,907

1,424,559

1,512,879

1,632,404

1,235,507

1,183,301

1,259,996

1,215,351

1,187,320

1,112,560

1,012,144

689,423

650,495

629,262

619,618

507,028

505,041

505,581

495,127

490,857

443,071

LIABILITIES AND SHAREHOLDERS’ EQUITY:
Liabilities
Payables to customers

785,223

929,263

849,803

855,715

869,688

842,478

887,282

920,366

963,221

978,828

959,617

947,328

1,042,144

945,468

1,054,585

1,060,813

875,962

920,621

986,376

1,109,406

-

-

-

-

-

-

-

-

-

-

414,011

301,893

309,423

-

270,886

282,462

250,572

Payables to brokers

5,895

0

2,541

1,342

0

1,635

1,754

2,973

0

2,789

-

-

-

0

-

4,783

-

-

-

-

826,796

759,559

849,737

839,958

801,016

739,318

684,071

476,752

456,927

446,311

12,554

18,353

16,487

310,447

15,562

10,681

6,102

Accrued compensation and benefits

6,439

5,462

5,440

5,034

3,291

11,227

11,118

10,623

8,782

10,104

10,613

8,882

4,885

13,559

10,781

8,946

8,904

12,362

9,102

8,665

5,767

16,912

10,235

7,188

6,230

12,985

11,188

9,871

5,455

6,055

4,911

4,394

1,077

4,966

3,138

2,463

5,117

Accrued expenses and other liabilities

44,969

43,129

37,566

42,786

46,930

41,562

38,031

39,749

37,294

33,947

33,555

36,540

39,631

41,547

44,498

50,949

66,241

51,638

72,422

62,440

65,779

76,195

63,826

50,230

57,900

56,693

56,032

10,503

11,535

12,585

15,499

-

-

14,885

-

-

-

Accrued expenses and other liabilities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

13,259

12,435

-

16,612

15,607

10,506

Income tax payable

11,818

638

2,746

705

1,193

5,764

7,461

10,154

3,630

599

1,485

400

855

3,965

2,294

6,973

5,819

1,068

6,789

5,248

2,472

1,010

5,706

5,417

6,346

3,803

4,801

3,246

2,967

1,481

2,624

1,566

1,459

2,578

6,992

475

2,550

Convertible senior notes

80,334

137,178

136,936

135,296

133,680

132,109

136,864

135,289

133,734

132,221

130,579

127,278

126,009

124,769

123,545

122,349

121,189

121,740

120,866

119,762

69,021

68,367

67,726

67,093

66,474

65,360

33,200

10,000

10,000

0

-

-

-

7,875

10,500

13,125

18,375

Total liabilities

934,678

1,115,670

1,035,032

1,040,878

1,054,782

1,034,775

1,082,510

1,119,154

1,146,661

1,158,488

1,135,849

1,120,428

1,213,524

1,129,308

1,235,703

1,254,813

1,078,115

1,107,429

1,195,555

1,305,521

969,835

922,043

997,230

969,886

937,966

878,159

789,292

510,372

486,884

466,432

449,599

339,465

340,881

340,751

323,690

324,813

293,222

Commitments and contingent liabilities

-

-

-

-

-

-

0

0

0

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

-

-

-

0

-

-

-

-

-

-

-

Redeemable non-controlling interests

-

-

-

-

-

-

2,543

2,562

1,953

4,411

4,364

4,976

5,800

6,594

14,166

13,206

11,296

11,046

11,660

12,783

11,796

11,338

10,448

8,773

8,433

0

-

-

-

-

-

-

-

-

-

-

-

Shareholders’ equity
Common stock ($0.00001 par value; 120 million shares authorized; 55.6 million shares issued and 37.8 million shares outstanding as of March 31, 2020; 55.3 million shares issued and 37.5 million shares outstanding as of December 31, 2019)

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Additional paid-in capital

251,107

249,111

249,260

247,633

244,901

243,216

241,124

239,745

237,560

235,659

234,173

221,985

219,505

218,392

217,360

216,120

214,696

212,981

214,334

213,444

151,870

148,378

150,778

144,557

142,064

138,691

124,439

87,437

86,433

85,089

84,343

83,013

81,411

79,551

78,689

77,422

73,381

Retained earnings

209,825

134,752

168,236

172,576

173,875

204,483

209,157

199,683

135,762

122,686

129,129

133,676

121,722

143,399

125,645

133,541

126,819

120,776

111,941

111,998

122,487

119,775

115,496

103,103

110,448

108,603

106,314

103,361

87,978

84,772

91,177

89,675

86,991

89,980

95,074

87,456

76,040

Accumulated other comprehensive loss

-36,307

-21,647

-37,004

-29,799

-24,564

-29,410

-24,538

-21,353

-6,196

-15,670

-17,783

-24,542

-32,303

-36,842

-23,224

-18,858

-8,610

-5,865

-1,747

5,778

-3,761

-1,513

2,307

5,295

3,878

2,576

1,366

-2,618

-1,884

1,249

954

744

811

316

949

1,291

428

Treasury stock, at cost (17.8 million shares at March 31, 2020 and December 31, 2019)

127,517

127,517

127,517

127,517

124,717

120,516

68,532

65,274

61,132

56,927

56,927

40,574

35,611

30,767

27,257

27,257

25,409

21,808

18,864

17,120

16,720

16,720

16,263

16,263

15,469

15,469

9,267

9,129

8,916

8,280

6,455

5,869

5,053

5,017

3,275

125

-

Total shareholders’ equity

297,108

234,699

252,975

262,893

269,495

297,773

357,211

352,801

305,994

285,748

288,592

290,545

273,313

294,182

292,524

303,546

307,496

306,084

305,664

314,100

253,876

249,920

252,318

236,692

240,921

234,401

222,852

179,051

163,611

162,830

170,019

167,563

164,160

164,830

171,437

166,044

149,849

Total liabilities and shareholders’ equity

1,231,786

1,350,369

1,288,007

1,303,771

1,324,277

1,332,548

1,442,264

1,474,517

1,454,608

1,448,647

1,428,805

1,415,949

1,492,637

1,430,084

1,542,393

1,571,565

1,396,907

1,424,559

1,512,879

1,632,404

1,235,507

1,183,301

1,259,996

1,215,351

1,187,320

1,112,560

1,012,144

689,423

650,495

629,262

619,618

507,028

505,041

505,581

495,127

490,857

443,071