Great elm capital group, inc. (GEC)
Income statement / TTM
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Mar'11Dec'10Sep'10
Management and administration fees

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Incentive fees

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Revenues:
Revenue from contract with customer

37,291

35,972

36,027

31,139

22,742

13,508

6,040

4,085

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Rental income

25,949

25,116

24,051

20,041

0

0

0

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

License fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

0

-

-

-

-

0

0

Maintenance and support

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Services

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Patents

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

15,044

15,040

4,019

0

0

0

Fee Share

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

-

-

-

-

-

-

-

Revenue

63,240

61,088

60,078

51,180

38,189

23,657

10,639

5,935

5,810

7,600

0

-

0

0

-

-

-

-2,503

-1,251

-

0

0

0

-

-

-

-

121

40

30

32

15,050

-62,382

-62,394

-22,488

4,019

0

0

0

Operating costs and expenses:
Investment management expenses

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Durable medical equipment other operating expenses

29,134

26,951

25,115

20,127

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Depreciation and amortization

4,408

4,342

4,040

3,683

3,087

2,349

1,654

1,124

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Selling, general and administrative

7,044

7,232

7,923

9,504

9,348

9,087

8,179

6,699

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Depreciation and amortization

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

General and administrative

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Maintenance and support

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Services

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Total cost of revenues

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Gross profit

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Research and development

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Sales and marketing expense

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

109

321

317

317

614

0

0

0

-

-

0

0

Patent licensing expenses

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

20,897

18,112

15,525

16,281

16,199

16,808

16,924

13,089

0

0

0

-

-

0

0

Patent initiative expense

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

General and administrative

-

-

-

-

-

-

-

-

-

-

-

-

-

-

10,659

-

3,667

3,776

4,512

7,933

9,607

9,770

8,997

5,709

10,381

16,453

19,444

21,451

19,087

12,894

9,756

7,651

-2,352

-2,815

806

5,732

0

0

0

Restructuring and other related costs

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

-

-

-

1,771

2,038

2,137

2,572

2,666

2,797

2,997

2,069

2,226

0

0

0

Total operating costs and expenses

66,970

64,326

62,813

55,484

43,477

31,964

20,183

16,404

13,296

14,848

12,131

9,532

12,770

10,136

10,722

9,835

-20,848

-12,844

-2,965

8,040

18,037

15,951

11,778

5,709

31,228

34,561

36,314

39,612

37,645

32,156

29,569

24,020

19,381

0

0

-

0

-

-

Total operating expenses

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Operating loss

-3,730

-3,238

-2,735

-4,304

-5,288

-8,307

-9,544

-10,469

-7,833

-6,971

-5,435

-4,605

-9,462

-8,794

-10,722

-9,835

17,094

10,341

1,714

-8,040

-14,283

-13,448

-10,527

-5,709

-31,143

-34,446

-36,196

-39,491

-37,605

-32,126

-29,537

-8,970

113

2,860

4,869

-7,337

0

0

0

Dividends and interest income

2,123

2,147

2,532

2,565

2,615

2,664

2,635

2,579

2,504

2,266

0

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Unrealized gain (loss) on investment in GECC

-10,738

-137

-2,950

-1,062

-1,888

-3,914

-1,455

-2,714

-3,323

-9,153

0

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Interest income

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

53

-

88

97

102

121

111

124

154

189

258

298

317

327

402

464

493

565

0

0

0

Interest expense

6,838

6,796

6,951

6,250

5,206

3,719

1,968

1,071

470

353

2,966

6,321

7,480

8,592

7,197

4,947

4,829

4,713

4,518

4,332

4,160

3,992

3,831

3,697

2,749

1,813

914

34

109

310

377

434

428

430

443

466

0

0

0

Other income, net

0

0

0

-

-

0

105

5

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Other income, net

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

-

-264

-54

16

268

958

137

563

625

1,088

545

78

-301

-1,361

-121

-421

-362

-618

-1,181

-678

-752

0

0

0

Loss from continuing operations, before income taxes

-19,179

-8,020

-10,145

-9,050

0

0

0

-

0

-

-16,043

-18,650

-23,586

-23,857

-17,725

-14,543

12,016

5,605

-2,735

-12,032

-17,397

-17,206

-13,693

-8,660

0

0

0

-

-

-

-

-

-

0

0

-

-

-

-

Income (loss) from continuing operations before provision for income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Income tax benefit

-1,234

0

0

-

0

-

-

-

0

-

-

-1,210

-6,352

-6,255

-5,608

-5,103

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

0

0

Income (loss) from continuing operations

-18,221

-5,981

-8,205

-6,868

-8,391

-12,947

-9,898

-11,341

-9,606

-8,169

-15,311

-17,440

-17,556

-17,924

-12,117

-9,440

11,974

5,575

-2,926

-12,196

0

0

0

-

-

-

-

-39,679

0

0

0

-

-

-

-

-

-

-

-

Loss from continuing operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

-8,105

0

0

0

Discontinued operations:
Gain on sale of discontinued operations, net of tax

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-150

5,011

0

0

-

0

-

-

-9,764

0

0

0

Gain from discontinued operations, net of tax

-

-

-

3,736

0

0

0

-

0

-

-

2,203

20,619

13,998

3,649

-5,830

-53,689

-47,151

-36,932

-29,563

0

0

0

-

-

-

-

-7,784

-17,007

-25,479

-23,999

-27,577

-25,765

0

0

-

0

-

-

Income (loss) from discontinued operations

-

-

-

-

-

-

-

-

0

-

-

-

45,311

38,690

28,341

18,862

0

0

0

-

-

-

-

6,025

116

260

-2,769

-7,934

27,976

24,065

25,545

22,717

-20,604

0

0

-

0

-

-

Net income (loss)

-18,271

-2,152

-4,401

-3,132

-4,615

-13,205

-10,131

-11,506

-9,866

-8,274

-15,206

-15,237

-24,132

-34,011

0

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Less: net income (loss) attributable to non-controlling interest

-930

-664

-408

-224

6

13

-90

-439

-693

-831

0

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Net income (loss) attributable to Great Elm Capital Group

-17,341

-1,488

-3,993

-2,908

-4,621

-13,218

-10,041

-11,067

-9,865

-8,023

-14,822

-15,207

28,199

20,932

16,224

9,422

-41,715

-41,576

-39,858

-41,759

-8,380

-8,164

-4,499

433

-32,619

-35,372

-39,689

-47,613

-7,051

-4,404

-3,184

14,567

-37,246

-38,533

-32,678

-35,248

0

0

0

Continuing operations

-

-

-0.12

-

-

-

-0.08

-0.10

-0.17

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-0.10

-0.13

-0.10

-0.11

-

-

-

0.12

-

-

-0.05

-0.03

Discontinued operations

-

-

-

-

-

-

-

0.00

-0.01

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0.00

0.00

-0.03

-0.06

-

-

-

-0.09

-

-

0.00

0.03

Net income (loss)

-

-

-0.12

-

-

-

-0.08

-0.10

-0.18

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0.03

-

-

-0.05

0.00

Continuing operations

-

-

-0.12

-

-

-

-0.08

-0.10

-0.17

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-0.09

-0.07

-0.07

-

-

-

-

-

-

-

0.12

-

-

-

-0.03

Discontinued operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0.00

0.00

0.00

-

-

-

-

-

-

-

-

-

-

-

-

Discontinued operations

-

-

-

-

-

-

-

0.00

-0.01

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-0.09

-

-

-

0.03

Net income (loss)

-

-

-0.12

-

-

-

-0.08

-0.10

-0.18

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0.03

-

-

-

0.00

Basic and diluted loss per share
Continuing operations

-0.46

-0.07

-

-

0.02

-0.17

-

-

-

-0.05

-0.13

-

-0.11

-0.81

-0.58

-0.09

-0.34

-0.27

-0.30

1.01

-1.03

-1.18

-0.11

-

-

-

-

-

-

-

-

-

-0.07

-0.11

-

-

-0.04

-

-

Discontinued operations

-

-

-

-

0.15

0.00

-

-

-

-

-

-

-0.08

0.02

0.22

4.57

-0.70

-1.08

-0.79

-

-

-

0.00

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Discontinued operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-0.04

-0.01

-

-

-0.09

-

-

Net income (loss) attributable to Great Elm Capital Group

-0.46

-0.07

-

-

0.17

-0.17

-

-

-

-0.05

-0.13

-

-0.11

-0.79

-0.36

4.48

-1.04

-1.35

-1.09

-2.16

-1.03

-1.18

-0.11

0.28

-0.09

-0.07

-0.07

-

-0.13

-0.13

-0.17

-

-0.11

-0.12

-

-

-0.13

-

-

Weighted average shares outstanding
Basic and diluted

25,430

25,402

-

-

25,265

25,187

-

-

-

24,562

23,233

-

23,187

10,073

9,467

9,442

9,432

9,408

9,366

-93,063

9,342

9,325

111,724

-285,027

109,738

109,141

102,144

-

91,018

90,323

89,971

-

86,146

85,594

-

-

-

-

-

Basic

-

-

25,373

-

-

-

25,054

24,712

24,612

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

85,482

-

-

84,324

84,017

Diluted

-

-

25,373

-

-

-

25,054

24,712

24,612

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

86,432

-

-

-

84,017

Shares used in computing basic and diluted loss per share

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

84,761

-

-

Total other-than-temporary impairments

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,071

0

0

0

Portion of other-than-temporary impairments included in other comprehensive loss

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Net other-than-temporary impairments

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,071

0

0

0

Other investment gains

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

163

0

0

0

Total net investment losses in Other expense, net

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-908

0

0

0

Investment Management
Revenue from contract with customer

3,511

3,742

3,768

3,841

0

0

0

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Total operating costs and expenses

2,343

3,190

3,267

4,025

0

0

0

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Real Estate
Total operating costs and expenses

491

497

713

884

0

0

0

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-