U s global investors inc (GROW)
Income statement / Quarterly
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Mar'11Dec'10Sep'10
Operating Revenues
Net operating revenues

914

887

904

2,044

857

793

1,223

1,361

1,417

1,993

1,490

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Administrative services fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

312

334

411

494

526

491

409

Advisory fees

-

-

-

-

-

-

-

-

-

-

-

-

1,604

1,569

1,891

1,570

1,279

1,197

1,139

1,323

1,248

1,691

2,420

2,023

1,826

1,822

2,089

-

-

-

-

14,669

86

82

94

111

116

992

166

Distribution fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

463

-

474

505

531

-

694

-

-

-

-

-

-

-

-

-

-

Mutual fund advisory fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2,848

3,340

5,461

6,562

7,579

7,058

5,371

Distribution fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

780

771

-

962

1,027

1,273

1,536

1,642

1,528

1,280

Shareholder services fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

361

379

-

855

940

1,091

1,132

1,359

1,315

1,203

Administrative services fees

-

-

-

-

-

-

-

-

-

-

-

-

65

73

90

66

51

92

111

135

141

167

208

208

213

182

171

187

230

256

254

-

-

-

-

-

-

-

-

Shareholder services fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

206

-

229

231

261

-

353

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1,669

1,642

1,981

1,636

1,330

1,289

1,250

789

1,389

1,858

3,297

0

2,742

2,740

3,052

-

-

-

-

-

-

-

-

-

-

-

-

Operating Revenue

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

4,472

-

-

-

-

-

-

-

-

-

-

Other

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

8

11

10

11

10

13

9

Operating Revenue

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

4,973

4,412

-

-

-

-

-

-

-

-

Operating Expenses
Net revenues

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

5,538

5,879

7,791

-

11,410

11,910

8,920

Employee compensation and benefits

715

633

740

1,152

680

788

798

1,246

983

1,140

901

936

932

899

987

965

886

1,691

1,376

1,157

1,269

1,395

1,578

1,036

1,524

1,870

1,882

1,860

2,010

2,315

2,157

1,014

2,368

2,529

2,883

2,704

3,107

3,928

2,728

General and administrative

1,091

663

903

1,512

753

766

1,010

1,081

923

914

948

925

836

863

870

889

871

1,396

1,079

1,825

1,001

975

1,178

831

996

1,603

1,541

1,306

1,313

1,410

1,340

836

1,412

1,158

1,820

1,977

1,757

2,259

2,207

Platform fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

166

222

680

-1,165

420

452

509

556

657

732

715

844

869

998

1,282

1,711

1,726

1,536

1,328

Advertising

37

51

23

76

42

40

40

46

40

27

59

27

28

51

29

31

33

38

110

-24

43

22

94

-449

155

217

133

236

194

270

160

174

6

443

556

829

681

459

492

Depreciation and amortization

50

51

53

57

54

55

58

58

61

61

61

62

64

63

64

76

80

80

80

82

81

81

83

69

62

62

63

-

-

-

-

-

-

-

-

-

-

-

-

Depreciation

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

67

67

67

-

-

-

-

-

-

-

-

Subadvisory fees

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

15

15

15

15

15

15

15

15

15

15

129

Depreciation

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

70

70

71

72

72

71

75

1,893

1,398

1,719

2,797

1,529

1,649

1,906

2,431

2,007

2,142

1,969

1,950

1,860

1,876

1,950

1,961

1,870

3,205

2,645

1,972

2,560

2,695

3,613

322

3,157

4,204

4,128

3,982

4,258

4,811

4,456

2,945

4,742

5,216

6,629

7,310

7,360

8,270

6,961

Operating Loss

-979

-511

-815

-753

-672

-856

-683

-1,070

-590

-149

-479

-479

-191

-234

31

-325

-540

-1,916

-1,395

-1,183

-1,171

-837

-316

-322

-415

-1,464

-1,076

-523

214

162

-44

-

-

-

-

-

-

-

-

Other Income (Loss)
Total Investment Income (Loss)

-

-

-

-

-

-

-

-

275

243

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Total Investment Income (Loss)

-441

-451

-

-

2,100

-3,430

-

-

-

-

-

-

161

249

253

-

148

-271

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Total Investment Loss

-

-

-3,020

-

-

-

-907

-

-

-

209

-

-

-

-

-

-

-

534

-88

249

53

220

664

373

48

1,060

-137

-16

160

200

-233

464

143

-551

-156

175

510

479

Income (loss) from equity method investments

-91

-28

-27

75

3

-48

-7

-180

-927

1,218

1,513

0

0

0

0

-

-

-

-

-

-

-

-

5

30

-8

-7

-

0

0

-

-

-

-

-

-

-

-

-

Other income

29

39

23

58

7

15

9

20

9

14

3

0

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-503

-440

-3,024

806

2,110

-3,463

-905

617

-643

1,475

1,725

-317

161

249

253

74

148

-271

534

-88

249

53

220

669

403

40

1,053

-

-16

160

-

-

-

-

-

-

-

-

-

Income (Loss) from Continuing Operations Before Income Taxes

-1,482

-951

-3,839

53

1,438

-4,319

-1,588

-453

-1,233

1,326

1,246

-796

-30

15

284

-251

-392

-2,187

-861

-1,271

-922

-784

-96

347

-12

-1,424

-23

-607

198

323

156

-

-

-

-

-

-

-

-

Provision for Income Taxes
Income Before Income Taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

795

662

1,162

-

4,049

3,640

1,959

Tax expense (benefit)

75

-25

-224

-423

546

-744

-356

-87

-168

442

10

4

3

-10

20

-1

-16

0

11

800

26

3

-7

-9

14

-466

-14

-191

82

145

63

49

308

253

412

838

1,355

1,310

693

Income (Loss) from Continuing Operations

-1,557

-926

-

-

892

-3,575

-

-

-

-

-

-

-

-

-

-250

-376

-2,187

-872

-

-948

-787

-

356

-26

-958

-9

-

-

-

-

-

-

-

-

-

-

-

-

Discontinued Operations
Income (Loss) from Continuing Operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

115

177

93

-

-

-

-

-

-

-

-

Income (loss) from discontinued operations of investment management services in Canada before income taxes

-85

-117

-

-

-185

571

-

-

-

-

-

-

-

-

-

-

0

-25

7

-

-47

-54

-

-

-3

-314

-43

-52

-112

-17

-67

-

-

-

-

-

-

-

-

Tax benefit

0

0

-

-

-11

11

-

-

-

-

-

-

-

-

-

-

0

0

0

-

-1

0

-

-44

-1

-107

-15

-17

-38

-6

-22

-

-

-

-

-

-

-

-

Loss from Discontinued Operations, Net of $0 Tax Benefit of Distributor

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-25

7

-

-

-

-

-89

-2

-207

-28

-34

-74

-11

-44

-

-

-

-

-

-

-

-

Income (Loss) from Discontinued Operations

-85

-117

-

-

-174

560

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-46

-54

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Net Income (Loss)

-1,642

-1,043

-3,615

90

718

-3,015

-1,232

-366

-1,065

884

1,236

-800

-33

25

264

-250

-376

-2,212

-865

-2,052

-994

-841

-89

267

-28

-1,165

-37

-

-

-

-

-

-

-

-

-

-

-

-

Less: Net Income (Loss) Attributable to Non-Controlling Interest from Discontinued Operations

-30

-40

-48

-103

-61

196

-83

-54

-5

135

-34

-49

0

17

1

-5

-26

0

3

1

13

1

39

7

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

Net Loss Attributable to U.S. Global Investors, Inc.

-1,612

-1,003

-3,567

193

779

-3,211

-1,149

-312

-1,060

749

1,270

-751

-33

8

263

-245

-350

-2,212

-868

-2,053

-1,007

-842

-128

260

-28

-1,165

-37

-449

41

165

48

-116

487

409

749

1,542

2,694

2,330

1,265

Earnings Per Share Attributable to U.S. Global Investors, Inc.
Basic Net Income (Loss) per Share
Unrealized gains on available-for-sale securities arising during period (net of tax expense of $386,647 and $245,814 for the nine months ended March 31, 2014 and 2013, respectively, and $195,339 and $221,145 for the three months ended March 31, 2014 and 2013, respectively)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

429

-53

101

-

263

27

-440

-177

165

104

459

Less: reclassification adjustment for gains included in investment income (net of tax expense of $338,766 and $73,848 for the nine months ended March 31, 2014 and 2013, respectively, and $103,258 and $0 for the three months ended March 31, 2014 and 2013, respectively)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

143

-

-

-

-

-

-

-

-

-

Less: reclassification adjustment for gains included in net income

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-112

-

-

-

-

-

-

Less: reclassification adjustment for gains/losses included in net income

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

20

40

-

Comprehensive Income (Loss)

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

470

-31

150

-

638

436

309

1,360

2,839

2,394

1,725

Income (loss) from continuing operations (in Dollars per share)

-0.11

-0.06

-

-

0.06

-0.24

-

-

-

-

-

-

-

-

-

-0.02

-0.02

-0.14

-0.06

-

-0.06

-0.05

-

0.02

0.00

-0.06

0.00

-0.02

0.01

0.01

0.00

-

-

-

-

-

-

-

-

Income (loss) from discontinued operations (in Dollars per share)

0.00

0.00

-

-

-0.01

0.03

-

-

-

-

-

-

-

-

-

0.00

0.00

0.00

0.00

-

-0.01

0.00

-

0.00

0.00

-0.02

0.00

0.00

-0.01

0.00

0.00

-

-

-

-

-

-

-

-

Net income (loss) (in Dollars per share)

-0.11

-0.06

-0.24

0.02

0.05

-0.21

-0.08

-0.02

-0.07

0.05

0.08

-0.05

0.00

0.00

0.02

-0.02

-0.02

-0.14

-0.06

-0.13

-0.07

-0.05

-0.01

0.02

0.00

-0.08

0.00

-0.02

0.00

0.01

0.00

-0.01

0.03

0.03

0.05

0.11

0.17

0.15

0.08

Diluted Net Income (Loss) per Share
Income (loss) from continuing operations (in Dollars per share)

-0.11

-0.06

-

-

0.06

-0.24

-

-

-

-

-

-

-

-

-

-0.02

-0.02

-0.14

-0.06

-

-0.06

-0.05

-

0.02

0.00

-0.06

0.00

-0.02

0.01

0.01

0.00

-

-

-

-

-

-

-

-

Income (loss) from discontinued operations (in Dollars per share)

0.00

0.00

-

-

-0.01

0.03

-

-

-

-

-

-

-

-

-

0.00

0.00

0.00

0.00

-

-0.01

0.00

-

0.00

0.00

-0.02

0.00

0.00

-0.01

0.00

0.00

-

-

-

-

-

-

-

-

Net income (loss) (in Dollars per share)

-0.11

-0.06

-0.24

0.02

0.05

-0.21

-0.08

-0.02

-0.07

0.05

0.08

-0.05

0.00

0.00

0.02

-0.02

-0.02

-0.14

-0.06

-0.13

-0.07

-0.05

-0.01

0.02

0.00

-0.08

0.00

-0.02

0.00

0.01

0.00

-0.01

0.03

0.03

0.05

0.11

0.17

0.15

0.08

Basic weighted average number of common shares outstanding (in Shares)

15,121

15,129

15,130

15,130

15,132

15,145

15,144

15,144

15,144

15,160

15,182

15,188

15,200

15,218

15,240

15,259

15,277

15,300

15,342

15,381

15,379

15,409

15,429

15,437

15,454

15,472

15,471

15,477

15,490

15,487

15,475

15,456

15,448

15,435

15,425

15,404

15,396

15,372

15,364

Diluted (in Shares)

15,121

15,129

15,130

15,130

15,132

15,145

15,144

15,144

15,144

15,160

15,182

15,188

15,200

15,218

15,240

15,259

15,277

15,300

15,342

15,381

15,379

15,409

15,429

15,437

15,454

15,472

15,471

15,477

15,490

15,487

15,475

15,455

15,448

15,436

15,426

15,404

15,396

15,372

15,364

Investment Advisory Services [Member]
Net operating revenues

875

842

860

2,000

812

750

1,170

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investment and Advisory Services [Member]
Net operating revenues

-

-

-

-

-

-

-

-

1,351

1,929

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Administrative Service [Member]
Net operating revenues

39

45

44

44

45

43

53

-

66

64

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-