Hennessy advisors inc (HNNA)
Balance Sheet / TTM
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Mar'11Sep'10
Assets
Current assets:
Cash and cash equivalents

6,997

22,455

24,687

23,748

25,072

23,446

25,395

21,142

16,646

15,198

15,700

12,327

8,099

4,105

3,535

11,419

7,496

4,146

3,086

13,865

9,197

8,108

7,645

6,498

4,101

3,027

8,406

6,761

6,145

4,927

8,730

8,587

8,173

7,833

8,362

8,178

7,622

8,054

Investments in marketable securities, at fair value

8

9

9

9

9

9

9

8

8

9

8

8

8

8

8

8

7

7

7

7

7

7

7

7

7

7

7

7

6

6

6

6

6

6

6

6

6

5

Investment fee income receivable

2,450

3,484

3,291

3,376

3,601

3,615

4,259

4,457

4,712

4,767

4,325

4,360

4,560

4,543

4,230

4,260

4,314

4,424

4,052

3,962

3,948

3,370

3,142

2,994

2,928

2,744

2,402

2,149

2,117

1,952

643

568

590

566

548

614

677

619

Prepaid expenses

493

528

633

524

475

429

668

607

478

362

1,614

627

555

535

1,175

772

807

597

1,049

1,200

371

367

601

182

245

203

269

934

760

180

190

126

126

222

236

105

209

186

Deferred income tax asset

-

-

-

-

-

-

-

-

-

-

-

607

607

607

607

683

683

683

683

314

314

287

342

231

142

121

162

110

124

118

166

157

131

107

163

102

89

118

Other accounts receivable

342

449

392

435

490

446

413

484

486

500

584

-

-

-

580

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Other accounts receivable

-

-

-

-

-

-

-

-

-

-

-

554

536

511

-

591

524

635

-

316

285

361

-

445

407

-

-

372

251

-

-

-

-

-

-

-

-

-

Other current assets

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

535

-

-

-

444

-

-

407

436

-

-

-

14

14

48

8

19

18

13

22

Other accounts receivable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

438

-

-

-

-

-

-

-

-

Total current assets

10,290

26,925

29,012

28,092

29,647

27,945

30,744

26,698

22,330

20,836

22,231

18,483

14,365

10,309

10,135

17,733

13,831

10,492

9,412

19,664

14,122

12,500

12,181

10,357

7,830

6,509

11,682

10,333

9,403

7,621

9,749

9,458

9,074

8,742

9,334

9,023

8,616

9,004

Property and equipment, net of accumulated depreciation of $1,493 and $1,379, respectively

316

342

361

394

361

384

382

365

369

265

254

243

253

272

296

285

316

354

319

222

200

229

240

218

250

257

258

249

231

224

148

104

120

131

136

149

155

180

Operating lease right-of-use asset

463

558

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Management contracts

80,643

80,643

80,643

79,932

79,932

79,903

78,163

78,038

78,022

75,686

74,628

74,524

74,478

74,410

74,359

63,007

62,951

62,919

62,681

62,526

62,489

62,489

62,489

62,489

62,489

62,489

62,431

43,209

42,517

42,459

22,557

22,358

22,322

22,322

22,284

22,284

22,284

22,284

Deferred offering costs

-

-

-

-

-

-

-

-

-

-

-

13

13

13

-

13

13

13

12

12

12

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investment in available for sale security, at fair value

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

404

407

-

-

323

-

-

-

Investment in the Hennessy Micro Cap Growth Fund, LLC, at fair value

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

428

369

-

447

445

364

Other assets

192

192

192

191

192

192

191

188

188

152

145

133

134

539

149

614

650

687

709

340

361

383

405

637

433

455

363

333

246

259

44

45

46

52

60

63

64

67

Total assets

91,904

108,660

110,208

108,609

110,132

108,424

109,480

105,289

100,909

96,939

97,258

93,396

89,243

85,543

84,939

81,652

77,761

74,465

73,133

82,764

77,184

75,601

75,315

73,701

71,002

69,710

74,734

54,124

52,397

50,563

32,902

32,372

31,990

31,616

32,137

31,966

31,564

31,899

Liabilities and Stockholders' Equity
Current liabilities:
Accrued liabilities and accounts payable

3,102

2,742

5,538

4,617

3,786

3,066

7,083

5,839

4,521

3,132

7,353

5,701

4,559

3,180

6,578

5,378

4,176

3,221

4,699

4,372

-

-

3,538

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Accrued purchase consideration payable

-

-

710

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Current operating lease liability

439

439

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Income taxes payable

711

1,368

672

553

325

1,420

558

418

634

1,360

676

-

-

-

383

-

-

-

1,097

958

-

-

-

-

4

700

44

-

-

208

48

20

-

-

-

-

-

18

Accrued liabilities and accounts payable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

3,220

2,411

-

3,751

2,931

2,037

3,085

2,879

2,228

1,243

1,087

690

520

301

873

726

572

1,005

Deferred rent

-

-

116

129

143

154

166

177

187

195

202

210

115

49

32

49

65

79

94

111

122

136

142

71

-

16

32

47

63

75

87

92

22

12

24

37

49

50

Current portion of long-term debt, net of debt issuance costs

-

4,327

4,327

4,234

4,228

4,228

4,228

4,228

4,228

4,228

4,228

4,228

4,228

4,375

4,228

4,375

4,375

4,375

4,375

3,750

3,750

3,750

3,750

3,750

3,750

3,750

1,840

1,840

1,840

1,840

625

-

-

-

625

-

-

573

Current portion of payment due

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

7,468

-

-

-

-

-

-

-

-

-

-

-

Bank loan

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

625

625

625

-

-

-

-

Bank loan

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

625

625

-

Total current liabilities

4,252

8,876

11,363

9,533

8,482

8,868

12,035

10,662

9,570

8,915

12,459

10,139

8,902

7,604

11,221

9,802

8,616

7,675

10,265

9,191

7,092

6,297

7,430

7,572

6,685

6,503

12,469

4,766

4,131

3,366

1,847

1,427

1,167

938

1,522

1,388

1,246

1,646

Long-term debt, net of debt issuance costs and current portion

-

11,967

13,048

14,228

15,385

16,442

17,500

18,557

19,614

20,671

21,728

22,785

23,843

25,156

25,956

27,343

28,438

29,531

30,625

20,159

21,097

22,034

22,972

23,909

24,847

25,784

15,027

15,487

15,947

16,406

1,302

1,458

1,615

1,771

1,927

-

-

2,552

Long-term operating lease liability

113

221

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Long-term portion of payment due

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

11,626

-

-

-

-

-

-

-

-

-

-

-

Long-term debt

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2,083

2,240

-

Long-term portion of deferred rent

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

24

Deferred income tax liability, net

11,219

10,672

10,269

10,166

9,948

9,389

8,965

8,055

7,693

7,731

11,541

11,780

11,727

11,601

10,431

10,632

10,677

10,561

9,148

8,532

7,224

7,965

7,499

7,095

6,695

6,314

5,825

5,522

5,168

4,867

4,529

4,354

4,182

4,032

3,848

3,683

3,513

3,177

Total liabilities

15,584

31,736

34,680

33,927

33,815

34,699

38,500

37,274

36,877

37,317

45,728

44,704

44,472

44,361

47,608

47,777

47,731

47,767

50,038

37,882

35,413

36,296

37,901

38,576

38,227

38,601

44,947

25,775

25,246

24,639

7,678

7,239

6,964

6,741

7,297

7,154

6,999

7,399

Commitments and Contingencies (Note 10)

-

-

-

-

-

-

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

-

0

Stockholders' equity:
Adjustable rate preferred stock, $25 stated value, no par value, 7,500,000 shares authorized: zero shares issued and outstanding

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Common stock, no par value, 22,500,000 shares authorized; 7,261,323 shares issued and outstanding as of March 31, 2020, and 7,527,040 as of September 30, 2019

18,089

18,030

17,673

17,614

17,900

17,337

16,783

16,672

16,125

15,485

14,943

14,824

14,286

13,905

13,279

12,768

12,411

11,957

11,654

11,399

11,230

10,996

10,852

10,683

10,140

9,997

9,948

9,890

9,879

9,588

9,584

9,579

9,574

9,548

9,567

9,536

9,500

9,456

Retained earnings

58,231

58,894

57,855

57,068

58,417

56,388

54,197

51,343

47,907

44,137

36,587

33,868

30,485

27,277

24,052

21,107

17,619

14,741

11,441

33,483

30,541

28,309

26,562

24,442

22,635

21,112

19,839

18,459

17,272

16,336

15,748

15,659

15,536

15,470

15,462

15,341

15,132

15,192

Total stockholders' equity

76,320

76,924

75,528

74,682

76,317

73,725

70,980

68,015

64,032

59,622

51,530

48,692

44,771

41,182

37,331

33,875

30,030

26,698

23,095

44,882

-

-

37,414

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Accumulated other comprehensive loss

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-108

-105

-84

-143

-189

-65

-67

-148

Total stockholders' equity

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

41,771

39,305

-

35,125

32,775

31,109

29,787

28,349

27,151

25,924

25,224

25,133

25,026

24,875

24,840

24,812

24,565

24,500

Total liabilities and stockholders' equity

91,904

108,660

110,208

108,609

110,132

108,424

109,480

105,289

100,909

96,939

97,258

93,396

89,243

85,543

84,939

81,652

77,761

74,465

73,133

82,764

77,184

75,601

75,315

73,701

71,002

69,710

74,734

54,124

52,397

50,563

32,902

32,372

31,990

31,616

32,137

31,966

31,564

31,899