Hercules Capital (HTGC) trailing twelve month income statement covering six trailing twelve month periods to June 30, 2026, as reported to the SEC.
An income statement shows what a company sold and what it cost to run the business, ending with the profit left over.
| Jun'26 | Mar'26 | Dec'25 | Sep'25 | Jun'25 | Mar'25 | ||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Investment income: | |||||||||||||||||||||
Total interest and dividend income, excluding PIK interest income | |||||||||||||||||||||
483,118 | 473,354 | 451,964 | 436,154 | 425,816 | 412,142 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total interest and dividend income, excluding PIK interest income | 483,118 | 473,354 | 451,964 | 436,154 | 425,816 | 412,142 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total PIK interest income | |||||||||||||||||||||
54,071 | 55,364 | 55,923 | 54,983 | 53,214 | 54,846 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total PIK interest income | 54,071 | 55,364 | 55,923 | 54,983 | 53,214 | 54,846 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total interest and dividend income | |||||||||||||||||||||
537,189 | 528,718 | 507,887 | 491,137 | 479,030 | 466,988 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total interest and dividend income | 537,189 | 528,718 | 507,887 | 491,137 | 479,030 | 466,988 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total fee income | |||||||||||||||||||||
28,984 | 25,800 | 24,606 | 25,710 | 24,972 | 24,561 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total fee income | 28,984 | 25,800 | 24,606 | 25,710 | 24,972 | 24,561 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total investment income | |||||||||||||||||||||
566,173 | 554,518 | 532,493 | 516,847 | 504,002 | 491,549 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total investment income | 566,173 | 554,518 | 532,493 | 516,847 | 504,002 | 491,549 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Operating expenses: | |||||||||||||||||||||
Interest | |||||||||||||||||||||
105,824 | 100,624 | 92,176 | 86,812 | 82,993 | 79,225 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Interest | 105,824 | 100,624 | 92,176 | 86,812 | 82,993 | 79,225 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Loan fees | |||||||||||||||||||||
11,547 | 11,288 | 11,009 | 10,220 | 9,209 | 8,808 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Loan fees | 11,547 | 11,288 | 11,009 | 10,220 | 9,209 | 8,808 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
General and administrative | |||||||||||||||||||||
18,787 | 19,019 | 19,029 | 19,929 | 20,048 | 19,426 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
General and administrative | 18,787 | 19,019 | 19,029 | 19,929 | 20,048 | 19,426 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Tax expenses | |||||||||||||||||||||
7,605 | 5,883 | 5,805 | 5,067 | 5,350 | 6,036 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Tax expenses | 7,605 | 5,883 | 5,805 | 5,067 | 5,350 | 6,036 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Employee compensation: | |||||||||||||||||||||
Compensation and benefits | |||||||||||||||||||||
68,428 | 66,726 | 63,349 | 58,434 | 54,053 | 51,803 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Compensation and benefits | 68,428 | 66,726 | 63,349 | 58,434 | 54,053 | 51,803 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Stock-based compensation | |||||||||||||||||||||
15,471 | 15,196 | 14,649 | 14,125 | 13,628 | 13,309 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Stock-based compensation | 15,471 | 15,196 | 14,649 | 14,125 | 13,628 | 13,309 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total employee compensation | |||||||||||||||||||||
83,899 | 81,922 | 77,998 | 72,559 | 67,681 | 65,112 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total employee compensation | 83,899 | 81,922 | 77,998 | 72,559 | 67,681 | 65,112 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total gross operating expenses | |||||||||||||||||||||
227,662 | 218,736 | 206,017 | 194,587 | 185,281 | 178,607 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total gross operating expenses | 227,662 | 218,736 | 206,017 | 194,587 | 185,281 | 178,607 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Expenses allocated to the Adviser Subsidiary | |||||||||||||||||||||
18,042 | 16,590 | 15,244 | 13,632 | 11,783 | 11,186 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Expenses allocated to the Adviser Subsidiary | 18,042 | 16,590 | 15,244 | 13,632 | 11,783 | 11,186 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total net operating expenses | |||||||||||||||||||||
209,620 | 202,146 | 190,773 | 180,955 | 173,498 | 167,421 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total net operating expenses | 209,620 | 202,146 | 190,773 | 180,955 | 173,498 | 167,421 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Net investment income | |||||||||||||||||||||
356,553 | 352,372 | 341,720 | 335,892 | 330,504 | 324,128 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Net investment income | 356,553 | 352,372 | 341,720 | 335,892 | 330,504 | 324,128 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Net realized gain (loss) and net change in unrealized appreciation (depreciation): | |||||||||||||||||||||
Net realized gain (loss): | |||||||||||||||||||||
Loss on extinguishment of debt | |||||||||||||||||||||
-150 | -169 | -184 | -291 | -207 | -186 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Loss on extinguishment of debt | -150 | -169 | -184 | -291 | -207 | -186 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total net realized gain (loss) | |||||||||||||||||||||
25,495 | -39,842 | -40,795 | -94,531 | -93,234 | -41,381 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total net realized gain (loss) | 25,495 | -39,842 | -40,795 | -94,531 | -93,234 | -41,381 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Net change in unrealized appreciation (depreciation): | |||||||||||||||||||||
Total net change in unrealized appreciation (depreciation) | |||||||||||||||||||||
1,148 | 19,372 | 38,812 | 68,987 | 22,104 | -60,408 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total net change in unrealized appreciation (depreciation) | 1,148 | 19,372 | 38,812 | 68,987 | 22,104 | -60,408 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total net realized gain (loss) and net change in unrealized appreciation (depreciation) | |||||||||||||||||||||
26,643 | -20,470 | -1,983 | -25,544 | -71,130 | -101,789 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total net realized gain (loss) and net change in unrealized appreciation (depreciation) | 26,643 | -20,470 | -1,983 | -25,544 | -71,130 | -101,789 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Net increase (decrease) in net assets resulting from operations | |||||||||||||||||||||
383,196 | 331,902 | 339,737 | 310,348 | 259,374 | 222,339 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Net increase (decrease) in net assets resulting from operations | 383,196 | 331,902 | 339,737 | 310,348 | 259,374 | 222,339 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Net investment income before gains and losses per common share: | |||||||||||||||||||||
Basic (in dollars per share) | |||||||||||||||||||||
0.50 | 0.48 | 0.47 | 0.49 | 0.50 | 0.45 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Basic (in dollars per share) | 0.50 | 0.48 | 0.47 | 0.49 | 0.50 | 0.45 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Change in net assets resulting from operations per common share: | |||||||||||||||||||||
Basic (in dollars per share) | |||||||||||||||||||||
0.70 | 0.23 | 0.51 | 0.66 | 0.44 | 0.29 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Basic (in dollars per share) | 0.70 | 0.23 | 0.51 | 0.66 | 0.44 | 0.29 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Diluted (in dollars per share) | |||||||||||||||||||||
0.67 | 0.23 | 0.50 | 0.63 | 0.43 | 0.29 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Diluted (in dollars per share) | 0.67 | 0.23 | 0.50 | 0.63 | 0.43 | 0.29 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Weighted average shares outstanding: | |||||||||||||||||||||
Basic (in shares) | |||||||||||||||||||||
185,517 | 182,760 | 180,905 | 180,360 | 176,809 | 171,494 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Basic (in shares) | 185,517 | 182,760 | 180,905 | 180,360 | 176,809 | 171,494 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Diluted (in shares) | |||||||||||||||||||||
199,577 | 196,821 | 194,926 | 194,358 | 190,777 | 175,383 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Diluted (in shares) | 199,577 | 196,821 | 194,926 | 194,358 | 190,777 | 175,383 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Distributions paid per common share: | |||||||||||||||||||||
Basic (in dollars per share) | |||||||||||||||||||||
0.47 | 0.47 | 0.47 | 0.47 | 0.47 | 0.47 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Basic (in dollars per share) | 0.47 | 0.47 | 0.47 | 0.47 | 0.47 | 0.47 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Non-control/Non-affiliate investments | |||||||||||||||||||||
Total interest and dividend income, excluding PIK interest income | |||||||||||||||||||||
470,593 | 461,477 | 440,383 | 424,440 | 413,968 | 400,162 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total interest and dividend income, excluding PIK interest income | 470,593 | 461,477 | 440,383 | 424,440 | 413,968 | 400,162 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total PIK interest income | |||||||||||||||||||||
52,921 | 53,662 | 53,687 | 52,793 | 51,068 | 52,743 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total PIK interest income | 52,921 | 53,662 | 53,687 | 52,793 | 51,068 | 52,743 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total interest and dividend income | |||||||||||||||||||||
- | - | - | - | - | - | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total interest and dividend income | - | - | - | - | - | - | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total fee income | |||||||||||||||||||||
28,829 | 25,635 | 24,437 | 25,548 | 24,818 | 24,412 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total fee income | 28,829 | 25,635 | 24,437 | 25,548 | 24,818 | 24,412 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Non-control/Non-affiliate investments | |||||||||||||||||||||
25,645 | -39,673 | -40,611 | -94,240 | -93,027 | -41,195 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Non-control/Non-affiliate investments | 25,645 | -39,673 | -40,611 | -94,240 | -93,027 | -41,195 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total net change in unrealized appreciation (depreciation) | |||||||||||||||||||||
2,896 | 21,509 | 37,433 | 70,884 | 20,187 | -61,655 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total net change in unrealized appreciation (depreciation) | 2,896 | 21,509 | 37,433 | 70,884 | 20,187 | -61,655 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Control investments | |||||||||||||||||||||
Total interest and dividend income, excluding PIK interest income | |||||||||||||||||||||
12,525 | 11,877 | 11,581 | 11,714 | 11,848 | 11,980 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total interest and dividend income, excluding PIK interest income | 12,525 | 11,877 | 11,581 | 11,714 | 11,848 | 11,980 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total PIK interest income | |||||||||||||||||||||
1,150 | 1,702 | 2,236 | 2,190 | 2,146 | 2,103 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total PIK interest income | 1,150 | 1,702 | 2,236 | 2,190 | 2,146 | 2,103 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total interest and dividend income | |||||||||||||||||||||
13,675 | 13,579 | 13,817 | 13,904 | 13,994 | 14,083 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total interest and dividend income | 13,675 | 13,579 | 13,817 | 13,904 | 13,994 | 14,083 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total fee income | |||||||||||||||||||||
155 | 165 | 169 | 162 | 154 | 149 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total fee income | 155 | 165 | 169 | 162 | 154 | 149 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total investment income | |||||||||||||||||||||
13,830 | 13,744 | 13,986 | 14,066 | 14,148 | 14,232 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total investment income | 13,830 | 13,744 | 13,986 | 14,066 | 14,148 | 14,232 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Non-control/Non-affiliate investments | |||||||||||||||||||||
- | - | - | - | - | - | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Non-control/Non-affiliate investments | - | - | - | - | - | - | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||
Total net change in unrealized appreciation (depreciation) | |||||||||||||||||||||
-1,748 | -2,137 | 1,379 | -1,897 | 1,917 | 1,247 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | ||||||
Total net change in unrealized appreciation (depreciation) | -1,748 | -2,137 | 1,379 | -1,897 | 1,917 | 1,247 | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | xxxxx | |||||