Intl fcstone inc. (INTL)
Balance Sheet / Quarterly
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Sep'10
ASSETS
Cash and cash equivalents

519

338

471

345

274

0

342

347

336

321

314

306

296

278

316

364

203

274

268

268

243

278

231

97

169

194

156

219

262

294

236

213

182

288

220

144

81

Cash, securities and other assets segregated under federal and other regulations (including $8.1 and $306 at fair value at March 31, 2020 and September 30, 2019, respectively)

1,176

1,380

1,049

1,079

959

0

1,408

1,212

1,251

464

518

678

1,085

983

1,136

974

931

795

756

865

687

647

448

420

715

215

449

291

382

381

357

570

435

474

119

64

15

Collateralized transactions:
Securities purchased under agreements to resell

1,260

1,603

1,424

1,533

1,242

0

870

769

604

559

406

521

738

770

609

625

701

334

325

341

336

-

0

-

-

-

-

-

-

-

-

-

-

-

-

0

342

Securities borrowed

1,063

1,427

1,423

1,174

1,289

0

225

176

519

95

86

119

73

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Exchange-clearing organizations (including $636.5 and $868.5 at fair value at March 31, 2017 and September 30, 2016, respectively)

-

-

-

-

-

-

-

-

-

-

-

1,988

1,679

1,665

-

1,483

1,423

1,586

1,533

1,153

1,420

1,575

1,731

1,863

1,488

1,706

1,576

1,654

1,672

1,478

1,619

1,292

1,175

1,015

1,489

1,817

903

Deposits with and receivables from broker-dealers, clearing organizations and counterparties, net (including $378.7 and $626.9 at fair value at March 31, 2020 and September 30, 2019, respectively)

3,359

2,380

2,540

2,661

2,266

0

2,234

2,165

1,914

2,628

2,625

177

170

209

1,761

206

167

208

277

144

193

132

123

147

128

163

168

164

170

126

116

175

125

133

146

182

173

Receivables from clients, net

481

-

422

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Notes receivable, net

3

-

2

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Receivables from clients, net

-

329

-

282

305

0

288

218

220

254

232

251

204

218

194

110

101

156

217

130

72

63

55

131

70

74

93

170

127

143

68

108

158

90

115

104

78

Notes receivable, net

-

5

-

4

2

0

3

11

12

10

10

9

11

20

18

49

65

88

78

67

76

75

65

57

65

46

37

33

78

90

104

12

17

20

26

23

29

Income taxes receivable

1

4

5

0

0

0

0

0

0

0

0

1

0

2

1

8

9

7

10

11

11

12

10

13

12

13

15

14

13

7

15

8

8

9

8

8

9

Financial instruments owned, at fair value (includes securities pledged as collateral that can be sold or repledged of $743.6 and $478.8 at March 31, 2020 and September 30, 2019, respectively)

2,525

2,177

2,175

2,429

2,596

0

2,054

2,003

1,889

2,055

1,731

1,779

1,906

1,730

1,606

1,977

1,864

1,563

1,421

1,310

1,217

159

197

258

156

169

158

172

176

151

171

130

199

145

223

123

159

Physical commodities inventory (including $156.9 and $73.2 at fair value at September 30, 2018 and September 30, 2017, respectively)

255

249

229

347

279

0

222

212

286

244

124

172

181

212

123

106

31

47

32

46

59

45

40

52

67

26

59

58

152

133

131

100

104

113

160

247

125

Deferred income taxes, net

14

-

18

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Deferred income taxes, net

-

18

-

22

22

0

19

22

23

22

42

40

38

38

34

27

29

30

28

26

27

30

32

29

29

28

25

19

20

20

21

21

21

21

20

19

21

Property and equipment, net

43

43

43

45

45

0

42

41

41

40

38

33

32

31

29

26

24

24

19

19

15

15

15

17

17

17

17

18

18

18

18

18

18

17

15

12

7

Operating right of use assets

31

33

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Goodwill and intangible assets, net

73

71

67

65

59

0

59

56

57

57

59

60

61

61

56

57

57

57

58

59

60

57

58

58

58

58

59

56

56

57

55

56

56

56

56

56

53

Other assets

62

66

62

62

62

0

51

47

46

52

50

55

48

69

61

48

46

41

41

43

42

34

30

36

36

29

31

33

30

35

34

26

26

28

33

24

22

Total assets

10,870

10,129

9,936

10,054

9,407

0

7,824

7,284

7,203

6,808

6,243

6,195

6,528

6,290

5,950

6,065

5,657

5,217

5,070

4,486

4,462

3,127

3,039

3,184

3,015

2,743

2,848

2,907

3,160

2,939

2,953

2,734

2,531

2,414

2,635

2,830

2,021

LIABILITIES AND STOCKHOLDERS' EQUITY
Liabilities:
Accounts payable and other accrued liabilities (including $1.8 million at fair value at March 31, 2020 and September 30, 2019)

184

128

157

144

128

0

145

128

129

111

135

142

147

153

161

137

113

108

144

115

112

90

114

105

95

98

114

126

126

109

127

129

126

114

122

117

99

Operating lease liabilities

34

36

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Payables to:
Customers

4,531

3,703

3,589

3,629

2,994

0

3,639

3,354

3,231

3,063

3,072

2,799

2,855

2,793

2,854

2,687

2,458

2,606

2,593

2,196

2,225

2,325

2,228

2,332

2,268

1,983

2,091

2,091

2,234

2,064

2,072

1,932

1,683

1,640

1,739

1,973

1,351

Broker-dealers, clearing organizations and counterparties (including $95.8 and $5.6 at fair value at March 31, 2020 and September 30, 2019, respectively)

429

280

266

190

575

0

89

130

79

197

125

182

178

110

260

254

325

86

262

61

135

24

11

3

4

3

17

21

2

7

39

5

3

15

3

4

3

Lenders under loans

275

138

202

337

256

0

355

360

340

422

230

244

263

312

182

211

151

140

41

75

45

49

22

79

40

60

61

145

226

241

218

175

194

115

77

120

114

Senior secured term loan, net

184

-

167

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Senior secured term loan, net

-

186

-

169

171

-

0

-

-

-

-

0

0

0

44

45

45

45

45

45

45

45

45

45

45

45

45

-

-

-

0

-

-

-

-

-

-

Income taxes payable

10

10

10

10

11

0

8

12

11

7

7

8

7

10

7

6

6

5

9

5

6

9

7

6

5

4

3

5

4

4

5

4

1

5

4

7

2

Collateralized transactions:
Collateralized transactions:

-

-

-

-

-

0

-

-

-

1,759

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Securities sold under agreements to repurchase

2,800

2,931

2,773

2,900

2,384

0

1,936

1,599

1,562

1,650

1,393

1,458

1,431

1,566

1,167

1,436

1,115

1,138

1,007

1,081

908

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Securities loaned

1,068

1,430

1,459

1,240

1,376

0

277

204

559

108

111

148

107

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Financial instruments sold, not yet purchased, at fair value

703

666

714

861

956

0

866

1,007

822

803

717

742

1,081

901

839

871

1,033

681

568

523

613

227

264

272

217

211

179

183

237

187

175

176

220

226

390

314

189

Deferred income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

0

0

0

0

2

-

-

-

0

-

-

Liabilities Subtotal

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2,537

1,761

Subordinated debt

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

Convertible subordinated notes payable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

9

16

Total liabilities

10,222

9,514

9,341

9,484

8,855

0

7,319

6,797

6,737

6,365

5,793

5,726

6,072

5,848

5,516

5,650

5,249

4,813

4,672

4,104

4,093

2,772

2,694

2,844

2,677

2,406

2,512

2,573

2,831

2,614

2,639

2,422

2,229

2,117

2,338

2,546

1,778

Commitments and contingencies (Note 13)

-

-

-

-

-

-

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

-

0

-

-

-

0

-

-

Stockholders' Equity:
INTL FCStone Inc. stockholders’ equity:
Preferred stock, $0.01 par value. Authorized 1,000,000 shares; no shares issued or outstanding

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Common stock, $0.01 par value. Authorized 30,000,000 shares; 21,638,425 issued and 19,216,468 outstanding at March 31, 2020 and 21,297,317 issued and 19,075,360 outstanding at September 30, 2019

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Common stock in treasury, at cost - 2,421,957 shares at March 31, 2020 and 2,221,957 shares September 30, 2019

57

50

50

46

46

0

46

46

46

46

46

46

46

46

46

46

37

26

26

22

22

19

17

17

15

9

7

6

6

6

4

2

0

0

0

0

0

Additional paid-in capital

285

280

276

274

272

0

267

265

263

261

259

256

254

252

249

247

245

244

240

235

233

230

229

228

227

225

224

218

216

214

213

210

209

206

205

195

184

Total retained earnings

458

419

402

374

358

0

317

301

277

254

261

285

272

261

255

238

223

209

200

179

167

154

144

138

135

127

125

129

126

125

106

103

99

96

97

89

59

Accumulated other comprehensive loss, net

-38

-34

-34

-32

-32

-0

-33

-33

-28

-26

-24

-26

-24

-25

-24

-24

-24

-22

-17

-10

-9

-10

-11

-10

-10

-7

-6

-8

-8

-8

-2

-0

-5

-6

-6

-2

-3

Noncontrolling interests

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

1

1

1

Total stockholders' equity

648

614

594

570

551

0

-

487

466

443

-

469

455

442

-

415

408

403

-

382

369

355

-

339

337

337

335

334

329

325

-

311

302

297

297

284

242

Total stockholders' equity

-

-

-

-

-

-

505

-

-

-

449

-

-

-

433

-

-

-

397

-

-

-

345

-

-

-

-

-

-

-

313

311

302

297

296

283

241

Total liabilities and stockholders' equity

10,870

10,129

9,936

10,054

9,407

0

7,824

7,284

7,203

6,808

6,243

6,195

6,528

6,290

5,950

6,065

5,657

5,217

5,070

4,486

4,462

3,127

3,039

3,184

3,015

2,743

2,848

2,907

3,160

2,939

2,953

2,734

2,531

2,414

2,635

2,830

2,021