| Jun'13 | Mar'13 | Dec'12 | Sep'12 | Jun'12 | Mar'12 | Dec'11 | Sep'11 | Jun'11 | Dec'10 |
|---|---|---|---|---|---|---|---|---|---|
Cash and cash equivalents | |||||||||
10,550 | 9,177 | 12,911 | 12,080 | 10,943 | 10,789 | 13,733 | 13,301 | 14,746 | 17,220 |
Cash and securities segregated for regulatory purposes or deposited with clearing organizations | |||||||||
17,233 | 16,032 | 14,031 | 14,232 | 13,898 | 14,453 | 11,757 | 13,172 | 9,800 | 12,424 |
Receivables under resale agreements (includes $99,001 in 2013 and $93,715 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
142,317 | 144,486 | 148,817 | 150,407 | 146,484 | 147,975 | 143,491 | 175,640 | 154,723 | 138,219 |
Receivables under securities borrowed transactions (includes $1,954 in 2013 and $961 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
73,799 | 64,789 | 60,992 | 68,460 | 66,845 | 67,367 | 58,109 | 61,362 | 68,007 | 60,458 |
Total securities financing transactions | |||||||||
216,116 | 209,275 | 209,809 | 218,867 | 213,329 | 215,342 | 201,600 | 237,002 | 222,730 | 198,677 |
Derivative contracts | |||||||||
27,633 | 27,507 | 24,851 | 26,621 | 28,072 | 29,214 | 35,091 | 39,233 | 34,988 | 39,371 |
Equities and convertible debentures | |||||||||
37,206 | 39,806 | 40,618 | 37,150 | 28,574 | 34,345 | 25,619 | 25,066 | 39,623 | 34,204 |
Non-U.S. governments and agencies | |||||||||
31,780 | 35,253 | 30,123 | 38,805 | 36,565 | 38,009 | 30,239 | 28,345 | 31,690 | 22,248 |
Corporate debt and preferred stock | |||||||||
17,363 | 17,809 | 18,337 | 16,260 | 14,109 | 18,649 | 17,305 | 20,272 | 25,304 | 27,703 |
Mortgages, mortgage-backed, and asset-backed | |||||||||
9,888 | 10,565 | 10,613 | 9,969 | 9,495 | 9,162 | 8,254 | 7,240 | 10,334 | 10,994 |
U.S. Government and agencies | |||||||||
36,040 | 43,851 | 54,564 | 45,862 | 53,910 | 51,742 | 43,003 | 43,566 | 43,187 | 41,378 |
Municipals, money markets, physical commodities and other | |||||||||
8,876 | 11,774 | 12,480 | 11,724 | 11,548 | 13,368 | 13,044 | 15,089 | 17,214 | 14,759 |
Total trading assets at fair value | |||||||||
168,786 | 186,565 | 191,586 | 186,391 | 182,273 | 194,489 | 172,555 | 178,811 | 202,340 | 190,657 |
Investment securities (includes $187 in 2013 and $162 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
14,077 | 13,087 | 13,625 | 6,389 | 6,309 | 6,675 | 6,684 | 8,031 | 12,587 | 17,769 |
Securities received as collateral, at fair value | |||||||||
12,582 | 13,366 | 16,013 | 14,731 | 16,535 | 17,615 | 13,716 | 12,558 | 24,527 | 20,363 |
Receivables from Bank of America | |||||||||
35,970 | 37,539 | 45,830 | 54,095 | 66,368 | 42,837 | 59,945 | 55,658 | 64,817 | 60,655 |
Customers (net of allowance for doubtful accounts of $2 in 2013 and $9 in 2012) (includes $267 in 2013 and $271 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
23,541 | 19,420 | 20,265 | 17,877 | 19,045 | 22,566 | 20,512 | 23,253 | 25,707 | 22,080 |
Brokers and dealers | |||||||||
19,467 | 17,515 | 21,792 | 16,290 | 15,173 | 9,804 | 8,691 | 10,378 | 11,474 | 16,483 |
Interest and other | |||||||||
7,253 | 7,628 | 9,244 | 8,773 | 10,009 | 9,190 | 9,130 | 12,504 | 9,712 | 10,633 |
Total other receivable | |||||||||
50,261 | 44,563 | 51,301 | 42,940 | 44,227 | 41,560 | 38,333 | 46,135 | 46,893 | 49,196 |
Loans, notes, and mortgages (net of allowances for loan losses of $57 in both 2013 and 2012) (includes $2,093 in 2013 and $3,077 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
20,224 | 20,105 | 19,545 | 19,564 | 19,859 | 20,429 | 20,574 | 21,916 | 23,883 | 25,803 |
Equipment and facilities, net | |||||||||
936 | 980 | 1,031 | 1,321 | 1,367 | 1,383 | 1,385 | 1,471 | 1,545 | 1,712 |
Goodwill and intangible assets | |||||||||
9,587 | 9,662 | 9,782 | 9,860 | 9,937 | 10,014 | 10,079 | 9,482 | 9,559 | 9,714 |
Other assets | |||||||||
16,586 | 17,235 | 17,464 | 14,909 | 14,707 | 15,266 | 15,155 | 17,745 | 19,477 | 17,436 |
Total Assets | |||||||||
572,908 | 577,586 | 602,928 | 595,379 | 599,752 | 590,852 | 565,516 | 615,282 | 652,904 | 621,626 |
Payables under repurchase agreements (includes $59,926 in 2013 and $42,639 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
185,860 | 185,648 | 219,710 | 225,446 | 231,848 | 214,096 | 173,767 | 203,220 | 175,900 | 183,758 |
Payables under securities loaned transactions | |||||||||
20,197 | 20,690 | 18,305 | 17,713 | 13,524 | 15,459 | 11,460 | 14,795 | 19,004 | 15,251 |
Total securities financing transactions | |||||||||
206,057 | 206,338 | 238,015 | 243,159 | 245,372 | 229,555 | 185,227 | 218,015 | 194,904 | 199,009 |
Short-term borrowings (includes $1,389 in 2013 and $3,283 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
1,427 | 2,509 | 3,376 | 3,556 | 4,218 | 5,918 | 6,051 | 7,104 | 14,523 | 15,248 |
Deposits | |||||||||
11,253 | 11,802 | 12,873 | 12,529 | 12,289 | 12,538 | 12,364 | 12,277 | 13,394 | 12,826 |
Derivative contracts | |||||||||
25,173 | 23,907 | 20,568 | 22,571 | 24,259 | 24,664 | 26,239 | 29,538 | 31,679 | 32,197 |
Equities and convertible debentures | |||||||||
23,118 | 20,703 | 18,957 | 19,588 | 22,537 | 17,913 | 12,223 | 16,602 | 14,268 | 14,026 |
Non-U.S. governments and agencies | |||||||||
24,290 | 28,892 | 19,707 | 21,354 | 18,319 | 18,414 | 16,554 | 16,702 | 20,178 | 15,705 |
Corporate debt and preferred stock | |||||||||
8,577 | 9,874 | 8,026 | 9,193 | 8,232 | 8,659 | 7,084 | 9,655 | 10,125 | 9,500 |
U.S. Government and agencies | |||||||||
19,205 | 18,835 | 20,186 | 17,997 | 18,620 | 17,874 | 16,976 | 16,677 | 26,090 | 24,747 |
Municipals, money markets and other | |||||||||
633 | 641 | 562 | 528 | 562 | 465 | 645 | 473 | 362 | 571 |
Total Trading liabilities | |||||||||
100,996 | 102,852 | 88,006 | 91,231 | 92,529 | 87,989 | 79,721 | 89,647 | 102,702 | 96,746 |
Obligation to return securities received as collateral, at fair value | |||||||||
12,582 | 13,366 | 16,013 | 14,731 | 16,535 | 17,615 | 13,716 | 12,558 | 24,527 | 20,363 |
Payables to Bank of America | |||||||||
12,526 | 10,042 | 8,752 | 12,063 | 9,791 | 13,134 | 31,731 | 33,587 | 40,716 | 23,021 |
Customers | |||||||||
53,405 | 49,363 | 52,053 | 46,751 | 44,841 | 43,362 | 40,153 | 42,430 | 46,171 | 39,045 |
Brokers and dealers | |||||||||
5,148 | 5,519 | 4,748 | 6,301 | 6,538 | 8,088 | 8,667 | 11,211 | 13,666 | 12,895 |
Interest and other (includes $52 in 2013 and $57 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
18,834 | 17,554 | 18,634 | 18,553 | 17,529 | 17,587 | 18,128 | 19,888 | 20,150 | 19,900 |
Total other payables | |||||||||
77,387 | 72,436 | 75,435 | 71,605 | 68,908 | 69,037 | 66,948 | 73,529 | 79,987 | 71,840 |
Long-term borrowings (includes $27,964 in 2013 and $30,875 in 2012 measured at fair value in accordance with the fair value option election) | |||||||||
81,551 | 90,106 | 92,249 | 93,548 | 96,058 | 102,082 | 106,929 | 114,917 | 128,759 | 128,851 |
Junior subordinated notes (related to trust preferred securities) | |||||||||
3,819 | 3,814 | 3,809 | 3,804 | 3,799 | 3,606 | 3,789 | 3,594 | 3,588 | 3,576 |
Total Liabilities | |||||||||
507,598 | 513,265 | 538,528 | 546,226 | 549,499 | 541,474 | 506,476 | 565,228 | 603,100 | 571,480 |
COMMITMENTS AND CONTINGENCIES | |||||||||
0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Common stock (par value $1.331/3 per share; authorized: 3,000,000,000 shares; issued: 2013 and 2012 1,000 shares) | |||||||||
0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
Paid-in capital | |||||||||
56,291 | 56,245 | 56,127 | 43,021 | 42,961 | 42,953 | 50,765 | - | - | 40,416 |
Paid-in capital | |||||||||
- | - | - | - | - | - | - | 41,257 | 41,099 | - |
Accumulated other comprehensive loss (net of tax) | |||||||||
-541 | -517 | -527 | -149 | -171 | -183 | -235 | -284 | -243 | -254 |
Retained earnings | |||||||||
9,560 | 8,593 | 8,800 | 6,281 | 7,463 | 6,608 | 8,510 | 9,081 | 8,948 | 9,984 |
Total Stockholder's Equity | |||||||||
65,310 | 64,321 | 64,400 | 49,153 | 50,253 | 49,378 | 59,040 | 50,054 | 49,804 | 50,146 |
Total Liabilities and Stockholder's Equity | |||||||||
572,908 | 577,586 | 602,928 | 595,379 | 599,752 | 590,852 | 565,516 | 615,282 | 652,904 | 621,626 |