| Sep'19 | Sep'18 | Sep'17 | Sep'16 | Sep'15 | Sep'14 | Sep'13 | Sep'12 | Sep'11 | Sep'10 |
|---|---|---|---|---|---|---|---|---|---|
Revenues | |||||||||
Revenue from contracts with customers | |||||||||
207,884 | - | - | - | - | - | - | - | - | - |
Commissions | |||||||||
- | - | - | 95,942 | 96,222 | 114,301 | - | - | - | - |
Commissions | |||||||||
- | - | - | - | - | - | - | - | 106,487 | 93,966 |
Commissions | |||||||||
- | - | - | - | - | - | 78,168 | 70,301 | 85,296 | 73,306 |
Net dealer inventory gains (losses) | |||||||||
-1,466 | 3,329 | 15,108 | 9,929 | 10,512 | 16,482 | 13,426 | 14,427 | - | - |
Net dealer inventory gains | |||||||||
- | - | - | - | - | - | - | - | 14,261 | 14,130 |
Investment banking | |||||||||
- | - | - | 34,937 | 21,004 | 19,035 | 14,002 | 15,390 | 6,930 | 6,530 |
Investment advisory | |||||||||
- | - | - | 14,080 | - | - | - | - | - | - |
Investment advisory | |||||||||
- | - | - | - | 14,967 | 14,161 | 9,508 | 8,092 | - | - |
Interest and dividends | |||||||||
5,822 | 3,233 | 2,764 | 3,109 | 3,604 | 3,541 | 3,935 | 2,996 | 3,586 | 2,644 |
Transaction fees and clearing services | |||||||||
8,092 | 7,200 | 7,393 | 7,152 | - | - | - | - | - | - |
Tax preparation and accounting | |||||||||
8,807 | 7,772 | 7,439 | 8,294 | - | - | - | - | - | - |
Transaction fees and clearing services | |||||||||
- | - | - | - | 7,993 | 8,676 | - | - | - | - |
Transfer fees and clearing services | |||||||||
- | - | - | - | - | - | 7,740 | 7,196 | 8,528 | 8,177 |
Tax preparation and accounting | |||||||||
- | - | - | - | 8,248 | 7,811 | - | - | - | - |
Investment advisory fees | |||||||||
- | - | - | - | - | - | - | - | 7,567 | - |
Other | |||||||||
701 | 913 | 1,236 | 633 | 496 | 285 | 804 | 246 | 353 | 6,165 |
Total Revenues | |||||||||
212,941 | 211,115 | 189,870 | 174,076 | 163,046 | 184,292 | 127,583 | 118,648 | 126,521 | 110,952 |
Operating Expenses | |||||||||
Commissions, compensation and fees | |||||||||
177,824 | 182,127 | 155,187 | 151,057 | 139,452 | 152,145 | 109,563 | 103,800 | 113,325 | - |
Commissions, compensation and fees | |||||||||
- | - | - | - | - | - | - | - | - | 100,879 |
Clearing fees | |||||||||
2,437 | 2,400 | 2,343 | 2,309 | 2,904 | 3,701 | 2,840 | 1,662 | 2,107 | 1,477 |
Communications | |||||||||
2,816 | 3,260 | 2,767 | 3,157 | 3,792 | 4,772 | 4,494 | 4,731 | 4,571 | 4,461 |
Occupancy | |||||||||
4,301 | 3,755 | 4,286 | 3,819 | 3,962 | 4,056 | 2,070 | - | - | - |
License and registration | |||||||||
2,960 | 2,735 | 1,726 | 1,625 | 1,364 | 1,620 | 1,483 | 1,536 | 1,639 | 1,760 |
Professional fees | |||||||||
7,306 | 4,306 | 4,531 | 6,896 | 4,489 | 4,099 | 2,642 | 2,714 | 1,831 | 2,886 |
Interest | |||||||||
32 | 97 | 14 | 51 | 13 | 33 | 248 | 916 | 1,147 | 1,364 |
Depreciation and amortization | |||||||||
1,832 | 1,551 | 1,229 | 1,213 | 1,127 | 1,136 | 926 | - | - | - |
Other administrative expenses | |||||||||
11,333 | 8,165 | 9,819 | - | - | - | - | - | - | - |
Other administrative expenses | |||||||||
- | - | - | 6,418 | 5,465 | 4,908 | 1,530 | 4,189 | 5,052 | 4,337 |
Total Operating Expenses | |||||||||
210,841 | 208,396 | 181,902 | 176,545 | 162,568 | 176,470 | 125,796 | 119,548 | 129,672 | 117,164 |
Income (Loss) before Other Income (Expense) and Income Taxes | |||||||||
2,100 | 2,719 | 7,968 | -2,469 | 478 | - | 1,787 | -900 | -3,151 | -6,212 |
Other Income (Expense) | |||||||||
Gain on disposal of National Tax branch | |||||||||
0 | 57 | 137 | 0 | 0 | - | - | - | - | - |
Fair Value Adjustment of Warrants | |||||||||
0 | 11,194 | -8,458 | 0 | 0 | - | - | - | - | - |
Other income | |||||||||
60 | 96 | 16 | 0 | 0 | - | - | - | - | - |
Total Other Income | |||||||||
60 | -11,041 | 8,611 | 0 | 0 | - | - | - | - | - |
Loss on disposition of unconsolidated joint venture | |||||||||
- | - | - | - | - | - | - | -1,051 | - | - |
Loss on investment in unaffiliated entity | |||||||||
- | - | - | - | - | - | -162 | - | - | - |
Other Expense | |||||||||
- | - | - | - | - | - | - | - | - | 57 |
Change in fair value of derivative | |||||||||
- | - | - | - | - | - | - | - | 1,603 | 376 |
Total Other expense | |||||||||
- | - | - | - | - | - | 162 | 1,051 | 1,603 | 433 |
Income (Loss) before Income Taxes | |||||||||
2,160 | -8,322 | 16,579 | -2,469 | 478 | 7,822 | 1,625 | - | - | - |
Net Income (Loss) before income taxes | |||||||||
- | - | - | - | - | - | - | -1,951 | - | - |
Income tax expense (benefit) | |||||||||
319 | 3,188 | 4,051 | 3,090 | 193 | -10,821 | 60 | - | - | - |
Net Income (Loss) | |||||||||
1,841 | -11,510 | 12,528 | - | 285 | 18,643 | 1,565 | -1,937 | - | - |
Net Income | |||||||||
- | - | - | - | - | - | - | - | -4,754 | -6,645 |
Net loss attributable to non-controlling interest | |||||||||
2,660 | 0 | 0 | - | - | - | 3 | -14 | -41 | -10 |
Total Provision for Income Tax | |||||||||
319 | 3,188 | 4,051 | 3,090 | 193 | - | - | - | - | - |
Net income (loss) attributable to National Holdings Corporation common shareholders | |||||||||
-819 | -11,510 | 12,528 | -5,559 | - | - | 1,562 | -1,951 | -4,713 | -6,635 |
Preferred stock dividend | |||||||||
- | - | - | - | - | - | - | 93 | 414 | 386 |
Net Income attributable to common stockholders | |||||||||
- | - | - | - | - | - | - | -2,030 | -5,127 | -7,021 |
Net income (loss) per share attributable to National Holdings Corporation common shareholders - Basic (in dollars per share) | |||||||||
-0.06 | -0.92 | 1.01 | -0.45 | 0.02 | 1.51 | 0.02 | -0.08 | - | - |
Net income (loss) per share attributable to National Holdings Corporation common shareholders - Diluted (in dollars per share) | |||||||||
-0.06 | -0.92 | 1.00 | -0.45 | 0.02 | 1.50 | 0.02 | -0.08 | - | - |
Weighted Average Number of Shares Outstanding, Basic | |||||||||
12,821 | 12,474 | 12,437 | 12,435 | 12,464 | 12,322 | 70,651 | 25,014 | - | - |
Weighted Average Number of Shares Outstanding, Diluted | |||||||||
12,821 | 12,474 | 12,472 | 12,435 | 12,502 | 12,408 | 74,887 | 25,014 | - | 17,214 |
Net loss attributable to common stockholders: Basic and diluted (in Dollars per share) | |||||||||
- | - | - | - | - | - | - | - | -0.18 | -0.39 |
Weighted average number of shares outstanding: Basic and diluted (in Shares) | |||||||||
- | - | - | - | - | - | - | - | 19,697 | - |
Commissions | |||||||||
Revenue from contracts with customers | |||||||||
86,929 | 109,984 | 96,807 | - | - | - | - | - | - | - |
Investment banking | |||||||||
Revenue from contracts with customers | |||||||||
69,656 | 57,201 | 44,385 | - | - | - | - | - | - | - |
Investment advisory | |||||||||
Revenue from contracts with customers | |||||||||
34,400 | 21,483 | 14,738 | - | - | - | - | - | - | - |