| Sep'11 | Mar'11 | Sep'10 | Mar'10 | |||
|---|---|---|---|---|---|---|
ASSETS | ||||||
Cash and cash deposits: | ||||||
Cash and cash equivalents | ||||||
7,160 | 19,579 | 6,404 | 10,928 | |||
Time deposits | ||||||
6,579 | 4,101 | 2,933 | 2,108 | |||
Deposits with stock exchanges and other segregated cash | ||||||
2,915 | 2,304 | 1,976 | 1,442 | |||
Total cash and cash deposits | ||||||
16,654 | 25,984 | 11,313 | 14,478 | |||
Loans and receivables: | ||||||
Loans receivable (including /554,137 million and /601,864 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
13,332 | 15,361 | 13,522 | 14,030 | |||
Receivables from customers (including /13 million and /8,634 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
673 | 396 | 503 | 633 | |||
Receivables from other than customers | ||||||
11,902 | 11,221 | 8,718 | 7,576 | |||
Allowance for doubtful accounts | ||||||
63 | 59 | 50 | 58 | |||
Total loans and receivables | ||||||
25,844 | 26,919 | 22,693 | 22,181 | |||
Collateralized agreements: | ||||||
Securities purchased under agreements to resell (including /1,186,096 million and /800,535 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
115,337 | 115,498 | 96,963 | 75,738 | |||
Securities borrowed | ||||||
72,248 | 67,638 | 73,225 | 57,744 | |||
Total collateralized agreements | ||||||
187,585 | 183,136 | 170,188 | 133,482 | |||
Trading assets and private equity investments: | ||||||
Trading assets (including securities pledged as collateral of 4,621,042 million and 5,474,813 million ($71,065 million) as of March 31, 2011 and September 30, 2011, respectively; including 15,444 million and 18,412 million ($239 million) measured at fair value by applying fair value option as of March 31, 2011 and September 30, 2011, respectively) | ||||||
198,305 | 180,673 | 181,157 | 153,898 | |||
Private equity investments (including 62,553 million and 56,511 million ($734 million) measured at fair value by applying fair value option as of March 31, 2011 and September 30, 2011, respectively) | ||||||
3,379 | 3,497 | 3,716 | 3,493 | |||
Total trading assets and private equity investments | ||||||
201,684 | 184,170 | 184,873 | 157,391 | |||
Other assets: | ||||||
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of /397,834 million and /423,552 million as of March 31, 2018 and September 30, 2018, respectively) | ||||||
13,691 | 4,737 | 4,638 | 3,824 | |||
Non-trading debt securities | ||||||
11,094 | 7,151 | 5,707 | 3,306 | |||
Investments in equity securities | ||||||
1,052 | 1,100 | 1,258 | 1,316 | |||
Investments in and advances to affiliated companies | ||||||
2,630 | 3,300 | 2,969 | 2,690 | |||
Other (including /176,029 million and /179,039 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
19,201 | 6,869 | 6,948 | 6,412 | |||
Total other assets | ||||||
47,668 | 23,157 | 21,520 | 17,548 | |||
Total assets | ||||||
479,435 | 443,366 | 410,587 | 345,080 | |||
LIABILITIES AND EQUITY | ||||||
Short-term borrowings (including /372,188 million and /408,344 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
15,533 | 14,102 | 14,047 | 13,936 | |||
Payables and deposits: | ||||||
Payables to customers | ||||||
10,241 | 10,638 | 5,760 | 7,551 | |||
Payables to other than customers | ||||||
7,986 | 4,962 | 4,912 | 4,010 | |||
Deposits received at banks | ||||||
12,100 | 9,818 | 8,246 | 4,803 | |||
Total payables and deposits | ||||||
30,327 | 25,418 | 18,918 | 16,364 | |||
Collateralized financing: | ||||||
Securities sold under agreements to repurchase (including /435,905 million and /218,154 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
140,902 | 130,665 | 114,199 | 86,488 | |||
Securities loaned (including /133,375 million and /136,454 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
22,947 | 20,664 | 20,353 | 19,443 | |||
Other secured borrowings | ||||||
16,782 | 14,046 | 15,063 | 14,160 | |||
Total collateralized financing | ||||||
180,631 | 165,375 | 149,615 | 120,091 | |||
Trading liabilities | ||||||
96,664 | 104,990 | 102,657 | 89,473 | |||
Other liabilities (including /25,482 million and /18,788 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
12,607 | 6,673 | 5,086 | 5,301 | |||
Long-term borrowings (including /2,857,835 million and /3,140,801 million measured at fair value by applying the fair value option as of March 31, 2018 and September 30, 2018, respectively) | ||||||
113,632 | 101,534 | 95,594 | 77,078 | |||
Total liabilities | ||||||
449,394 | 418,092 | 385,917 | 322,243 | |||
Commitments and contingencies (Note 22) | ||||||
0 | - | - | - | |||
Equity: | ||||||
Common stock | ||||||
No par value shares; Authorized-6,000,000,000 shares as of March 31, 2018 and September 30, 2018, Issued-3,643,562,601 shares as of March 31, 2018 and September 30, 2018, Outstanding-3,392,937,486 shares as of March 31, 2018 and 3,382,481,612 shares as of September 30, 2018 | ||||||
7,717 | 7,183 | 7,117 | 6,365 | |||
Additional paid-in capital | ||||||
8,889 | 7,810 | 7,641 | 6,808 | |||
Retained earnings | ||||||
13,322 | 12,921 | 12,671 | 11,501 | |||
Accumulated other comprehensive income | ||||||
-2,166 | -1,567 | -1,685 | -1,169 | |||
Total NHI shareholder's equity before treasury stock | ||||||
27,762 | 26,347 | 25,744 | 23,505 | |||
Common stock held in treasury, at cost-250,625,115 shares as of March 31, 2018 and 261,080,989 shares as of September 30, 2018 | ||||||
1,314 | 1,181 | 1,183 | 733 | |||
Total NHI shareholders' equity | ||||||
26,448 | 25,166 | 24,561 | 22,772 | |||
Noncontrolling interests | ||||||
3,593 | 108 | 109 | 65 | |||
Total equity | ||||||
30,041 | 25,274 | 24,670 | 22,837 | |||
Total liabilities and equity | ||||||
479,435 | 443,366 | 410,587 | 345,080 | |||