| Sep'11 | Sep'10 | |||||
|---|---|---|---|---|---|---|
Revenue: | ||||||
Commissions | ||||||
1,115 | 1,000 | |||||
Fees from investment banking | ||||||
179 | 298 | |||||
Asset management and portfolio service fees | ||||||
477 | 404 | |||||
Net gain on trading | ||||||
337 | 1,233 | |||||
Gain (loss) on private equity investments | ||||||
-30 | -12 | |||||
Interest and dividends | ||||||
1,393 | 838 | |||||
Gain (loss) on investments in equity securities | ||||||
-33 | -68 | |||||
Other | ||||||
1,467 | 143 | |||||
Total revenue | ||||||
4,905 | 3,836 | |||||
Interest expense | ||||||
990 | 536 | |||||
Net revenue | ||||||
3,915 | 3,300 | |||||
Non-interest expenses: | ||||||
Compensation and benefits | ||||||
1,851 | 1,517 | |||||
Commissions and floor brokerage | ||||||
298 | 256 | |||||
Information processing and communications | ||||||
565 | 559 | |||||
Occupancy and related depreciation | ||||||
342 | 276 | |||||
Business development expenses | ||||||
160 | 81 | |||||
Other | ||||||
1,278 | 352 | |||||
Total non-interest expenses | ||||||
4,494 | 3,041 | |||||
Income (loss) before income taxes | ||||||
-579 | 259 | |||||
Income tax expense | ||||||
-5 | 236 | |||||
Net income (loss) | ||||||
-574 | 23 | |||||
Less: Net income attributable to noncontrolling interests | ||||||
24 | 10 | |||||
Net income (loss) attributable to NHI shareholders | ||||||
-598 | 13 | |||||
Per share of common stock: | ||||||
Basic- | ||||||
Net income (loss) attributable to NHI shareholders per share | ||||||
-0.16 | 0.00 | |||||
Diluted- | ||||||
Net income (loss) attributable to NHI shareholders per share | ||||||
-0.16 | 0.00 | |||||