OPPENHEIMER HOLDINGS INC OPY Balance Sheet

Oppenheimer holdings inc (OPY)

Balance Sheet / TTM

Mar'20	Dec'19	Sep'19	Jun'19	Mar'19	Dec'18	Sep'18	Jun'18	Mar'18	Dec'17	Sep'17	Jun'17	Mar'17	Dec'16	Sep'16	Jun'16	Mar'16	Dec'15	Sep'15	Jun'15	Mar'15	Dec'14	Sep'14	Jun'14	Mar'14	Dec'13	Sep'13	Jun'13	Mar'13	Dec'12	Sep'12	Jun'12	Mar'12	Dec'11	Sep'11	Jun'11	Dec'10
ASSETS
Cash and Cash Equivalents, at Carrying Value
23,540	79,550	26,193	71,307	83,073	90,675	37,531	38,961	42,715	48,154	44,794	116,582	62,421	64,913	99,044	107,537	62,479	63,364	47,311	50,313	66,918	63,807	77,942	65,174	123,042	98,294	105,357	106,098	98,778	135,366	93,184	93,541	86,810	70,329	87,496	109,561	52,854
Cash and securities segregated for regulatory and other purposes
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	855	855	1,517	18,594	19,106	19,117	36,281	36,323	36,569	40,055	37,164	33,000	29,142	32,487	32,369	30,086	199,948	180,498	29,922
Deposits with clearing organizations
119,580	48,415	73,730	65,491	55,069	67,678	53,956	56,864	70,938	42,222	44,201	40,685	41,902	38,185	35,614	42,910	56,567	49,490	61,370	51,625	50,258	36,510	31,611	32,185	31,435	23,679	25,054	26,371	24,576	25,954	68,919	64,806	56,137	35,816	22,574	25,058	23,228
Receivable from brokers, dealers and clearing organizations
198,417	163,293	157,734	167,931	180,221	166,493	205,031	204,527	171,130	187,115	248,891	224,706	232,682	214,934	255,818	315,308	263,363	365,791	398,808	357,170	338,103	314,475	380,943	351,317	330,363	364,873	395,507	285,833	290,955	479,699	361,589	294,444	341,230	288,113	335,266	359,904	302,844
Receivable from customers, net of allowance for credit losses of $528 ($451 in 2019)
964,772	796,934	754,927	807,581	753,625	720,777	797,751	835,708	881,941	848,226	775,602	873,815	830,084	847,386	798,048	780,670	791,631	840,355	896,060	905,387	890,260	864,189	883,133	951,015	954,650	868,869	873,433	964,597	881,514	817,941	785,176	839,769	872,020	837,822	893,571	923,666	924,817
Income Taxes Receivable, Current
6,283	5,170	2,333	0	0	1,014	3,495	2,818	3,132	2,939	5,061	10,105	9,119	5,816	20,065	17,534	17,261	12,231	6,105	4,287	6,329	4,240	7,801	13,240	10,785	6,562	6,152	11,616	13,980	451	6,097	5,811	2,727	6,743	5,135	3,155	7,114
Securities purchased under agreements to resell
-	-	0	39	589	290	1,502	6,738	0	658	0	4,852	3,896	24,006	0	0	0	206,499	0	104,301	0	251,606	250,000	250,000	250,548	184,825	-	-	-	-	10,175	5,225	489	847,688	589,665	562,482	347,070
Security Owned and Sold, Not yet Purchased Fair Value, Security Owned
309,346	799,719	653,194	995,370	911,468	837,584	895,251	1,020,404	999,627	926,597	1,037,463	986,432	1,002,705	707,108	1,027,933	951,906	1,036,782	734,831	1,040,631	1,005,150	955,363	843,155	806,772	944,471	936,016	856,088	1,082,469	-	-	759,742	-	-	-	-	-	-	-
Securities owned, including amounts pledged of $550,045 ($569,995 in 2012), at fair value
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	868,890	848,329	-	1,041,590	1,100,644	946,424	924,541	796,865	1,047,628	367,019
Notes receivable, net of accumulated amortization and allowance for uncollectibles of $31,188 and $3,908 respectively ($38,355 and $3,673, respectively, in 2019)
44,960	43,670	43,920	43,413	43,921	44,058	43,278	42,410	42,386	40,520	38,241	36,240	33,808	30,099	31,120	33,012	32,869	32,849	33,624	35,086	34,995	34,932	37,673	37,816	38,832	40,751	43,113	42,491	45,030	47,324	49,332	52,799	53,586	54,044	55,965	60,050	59,786
Property, Plant and Equipment, Net
30,646	31,377	32,085	32,327	30,728	28,988	28,842	27,994	28,341	27,187	26,554	26,525	27,351	27,233	28,321	27,880	28,518	28,285	27,731	27,938	28,269	29,589	30,518	31,262	32,395	32,939	33,540	34,974	30,938	28,332	28,228	25,923	25,319	16,976	18,047	19,855	22,875
Operating Lease, Right-of-Use Asset
156,040	160,297	164,899	166,600	171,200	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Assets held for sale
-	-	-	-	-	-	-	-	-	-	-	-	1,330	-	11,748	21,764	-	99,881	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Intangible Assets, Net (Excluding Goodwill)
32,100	32,100	32,100	32,100	32,100	32,100	32,100	32,100	32,100	31,700	-	-	31,700	31,700	-	-	-	31,700	-	-	-	31,700	-	-	-	31,700	31,700	31,700	31,700	31,700	32,345	32,356	32,377	35,589	37,735	38,816	40,979
Mortgages Held-for-sale, Fair Value Disclosure
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	13,532	-	-	-	-	19,243	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Loans held for sale
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	13,532	-	34,050	76,351	95,876	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Loans held for sale
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	20,095	15,806	9,438	75,989	-	-	-	22,874	-	-	-	-	-	-	-
Mortgage servicing rights
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	28,000	-	29,594	29,220	28,391	30,140	29,496	29,115	29,226	28,879	-	-	-	26,983	-	-	-	-	-	-	-
Intangible assets
-	-	-	-	-	-	-	-	-	-	31,700	31,700	-	-	31,700	31,700	31,700	-	31,700	31,700	31,700	-	31,700	31,700	31,700	-	-	-	-	-	-	-	-	-	-	-	-
Goodwill
137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	137,889	132,472	137,889
Other assets
116,060	166,341	124,484	132,356	127,657	112,768	119,659	114,867	123,777	145,310	118,005	117,988	110,540	107,661	106,381	107,619	120,249	94,839	108,524	112,271	118,518	107,386	131,064	134,851	130,514	165,060	223,387	201,417	186,534	114,425	182,004	211,048	162,093	241,803	166,306	161,004	198,665
Total assets
2,139,633	2,464,755	2,203,488	2,652,416	2,527,564	2,240,314	2,356,285	2,521,280	2,533,976	2,438,517	2,508,401	2,607,519	2,525,427	2,236,930	2,583,681	2,575,729	2,620,864	2,698,004	2,854,252	2,929,543	2,784,386	2,787,455	2,875,743	3,044,958	3,083,114	2,952,720	2,996,648	2,753,872	2,629,167	2,678,020	2,825,670	2,896,742	2,749,470	3,527,439	3,346,462	3,624,149	2,515,062
LIABILITIES AND STOCKHOLDERS' EQUITY
Liabilities
Drafts payable
19,066	0	17,794	17,456	13,533	16,348	29,242	21,632	20,993	42,412	26,480	29,767	32,783	39,228	31,414	26,759	37,663	48,011	24,002	4,054	34,615	35,373	24,316	32,913	41,306	48,198	36,165	47,678	44,927	56,586	37,181	46,592	41,192	51,848	46,049	38,290	61,055
Bank call loans
203,100	0	0	50,100	0	15,000	3,000	107,500	147,400	118,300	130,100	230,400	195,700	145,800	132,000	151,900	148,300	100,200	147,700	177,500	101,400	59,400	135,500	147,200	197,000	118,200	94,800	219,800	204,000	128,300	94,600	86,900	92,600	27,500	59,300	159,000	147,000
Payable to brokers, dealers and clearing organizations
239,583	520,975	364,595	418,719	634,333	289,207	219,443	282,542	255,126	211,483	247,479	239,578	175,204	221,389	154,168	172,362	207,879	164,546	250,513	238,007	350,230	257,161	204,950	255,432	375,504	223,315	265,943	254,719	215,612	204,218	251,695	378,700	374,068	335,610	426,590	395,280	372,697
Payable to customers
413,646	334,735	313,056	325,754	334,376	336,616	351,750	373,664	445,085	385,907	396,515	498,562	504,348	449,946	517,681	596,441	521,557	594,833	692,416	654,241	704,087	652,256	689,363	684,884	629,564	626,564	690,911	632,653	607,034	692,378	550,586	538,354	543,793	479,896	576,981	560,486	406,916
Securities sold under agreements to repurchase
124,103	287,265	253,720	521,837	268,621	484,218	606,010	599,151	576,017	586,478	398,650	457,809	456,090	378,084	528,113	432,912	529,752	651,445	463,074	623,852	397,389	687,440	688,310	816,606	705,727	757,491	630,853	496,022	544,136	392,391	778,427	734,883	647,793	1,508,493	860,360	1,168,455	390,456
Securities sold but not yet purchased, at fair value
34,639	100,571	121,880	155,979	137,286	85,446	143,746	162,042	147,886	94,486	366,581	234,778	299,472	85,050	295,507	259,032	270,952	126,493	311,664	220,667	184,649	92,510	128,262	126,092	143,453	76,314	243,065	111,076	63,046	173,450	102,535	94,153	90,408	69,415	210,980	181,474	160,052
Liabilities held for sale
-	-	-	-	-	-	-	-	-	-	-	-	1,421	-	20,605	36,490	-	74,680	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Employee-related Liabilities
102,407	207,358	149,862	130,879	106,869	167,348	151,658	128,985	103,751	173,116	130,109	113,088	95,164	145,053	120,976	108,097	93,835	149,092	125,129	121,980	102,668	165,134	138,782	122,210	106,512	180,119	133,197	116,296	97,887	150,434	124,668	108,306	93,088	144,283	129,050	120,423	175,938
Taxes Payable
-	-	-	849	1,162	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Accounts payable and other liabilities
43,645	44,725	43,234	42,709	48,862	87,630	95,820	94,353	94,172	92,495	91,534	89,065	99,249	96,557	105,770	110,367	126,183	108,637	145,777	182,426	203,493	141,352	170,175	165,619	145,920	192,552	191,441	168,862	148,617	180,262	172,950	193,507	153,705	184,669	308,233	275,034	153,016
Lease liabilities
-	-	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Present value of lease liabilities
197,728	203,140	208,748	210,255	213,000	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Senior secured notes, net of debt issuance costs of $432 ($485 in 2019)
148,142	149,515	149,467	199,225	199,160	199,096	199,031	198,966	198,902	198,837	-	-	149,473	149,352	-	-	-	148,868	150,000	150,000	150,000	150,000	150,000	150,000	195,000	195,000	195,000	195,000	195,000	195,000	195,000	195,000	195,000	195,000	200,000	200,000	0
Deferred Income Tax Liabilities, Net
26,844	23,749	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Senior secured notes, net of debt issuance costs of $1,199 ($648 in 2016)
-	-	-	-	-	-	-	-	-	-	198,801	198,896	-	-	149,231	149,110	148,989	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred Tax Liabilities, Net
-	-	14,505	15,044	15,905	14,083	12,708	13,804	14,135	11,092	17,377	14,462	13,944	13,137	12,204	10,147	19,408	6,117	-	-	-	13,097	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Senior secured credit note
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	22,503
Subordinated note
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	100,000
Deferred tax liabilities, net of deferred tax assets of $63,130 ($68,622 in 2014)
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	14,200	18,182	19,186	-	13,519	14,395	12,546	-	-	-	-	-	1,985	3,533	3,636	-	13,637	18,472	11,047
Deferred tax liabilities, net of deferred tax assets of $68,622 ($69,805 in 2013)
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-7,096	2,478	1,941	1,780	16,340	-	-	-	-	-	-	-
Deferred tax liabilities, net
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	10,302	-	-	-
Excess of fair value of acquired assets over cost
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	7,020	7,020	7,020	7,020	7,020	7,020	7,020
Total liabilities
1,552,903	1,872,033	1,636,861	2,088,806	1,973,077	1,694,992	1,812,408	1,982,639	2,003,467	1,914,606	2,003,626	2,106,405	2,022,848	1,723,596	2,067,669	2,053,617	2,104,518	2,172,922	2,324,475	2,390,909	2,247,717	2,253,723	2,343,177	2,515,351	2,552,532	2,424,849	2,481,375	2,242,106	2,120,259	2,173,019	2,316,647	2,386,948	2,242,303	3,014,036	2,838,200	3,123,935	2,007,700
Commitments and contingencies (note 13)
-	-	-	-	-	-	0	0	0	-	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	-	0	-	-	-	-	-	-	-
Stockholders' equity
Share capital
Common stock
44,306	46,557	46,557	48,202	52,519	53,392	59,286	58,825	58,529	58,492	56,122	58,059	58,861	59,361	59,464	59,306	59,349	57,520	59,152	65,536	65,286	62,397	62,397	62,157	62,116	60,198	61,444	61,973	62,181	62,181	62,282	61,399	61,399	62,726	62,684	62,630	51,901
Contributed capital
37,945	47,406	45,349	43,626	41,489	41,776	40,362	39,287	37,996	36,546	39,845	38,774	37,447	41,765	40,525	39,608	38,385	44,438	43,116	42,388	41,123	45,118	43,950	42,749	41,353	42,407	41,111	41,739	40,291	39,231	39,177	38,702	37,667	36,832	35,951	35,060	47,808
Retained earnings
503,255	496,998	473,099	470,693	459,751	449,989	443,188	439,577	432,179	426,930	407,179	400,844	403,623	410,258	413,508	415,680	411,678	417,001	421,622	424,038	425,255	421,047	419,861	416,890	419,942	418,204	406,375	402,638	401,287	399,121	404,318	403,495	402,568	408,720	404,685	396,422	404,414
Accumulated other comprehensive income
1,224	1,761	1,622	1,089	728	165	702	603	1,440	1,582	1,272	1,523	743	-681	-1	-682	-28	-901	-1,084	-168	-1,485	-918	353	1,961	1,622	1,709	1,363	707	658	207	-682	-862	-574	-208	135	1,648	207
Stockholders' Equity Attributable to Parent
586,730	592,722	566,627	563,610	554,487	545,322	543,538	538,292	530,144	523,550	504,418	499,200	500,674	510,703	513,496	513,912	509,384	518,058	522,806	531,794	530,179	527,644	526,561	523,757	525,033	522,518	510,293	507,057	504,417	500,740	505,095	502,734	501,060	508,070	503,455	495,760	504,330
Non-controlling interest
-	-	-	-	-	-	339	349	365	361	357	1,914	1,905	2,631	2,516	8,200	6,962	7,024	6,971	6,840	6,490	6,088	6,005	5,850	5,549	5,353	4,980	4,709	4,491	4,261	3,928	7,060	6,107	5,333	4,807	4,454	3,032
Stockholders' Equity, Including Portion Attributable to Noncontrolling Interest
-	-	566,627	563,610	-	-	543,877	538,641	530,509	523,911	504,775	501,114	502,579	513,334	516,012	522,112	516,346	525,082	529,777	538,634	536,669	533,732	532,566	529,607	530,582	527,871	515,273	511,766	508,908	505,001	509,023	509,794	507,167	513,403	508,262	500,214	507,362
Total liabilities and stockholders' equity
2,139,633	2,464,755	2,203,488	2,652,416	2,527,564	2,240,314	2,356,285	2,521,280	2,533,976	2,438,517	2,508,401	2,607,519	2,525,427	2,236,930	2,583,681	2,575,729	2,620,864	2,698,004	2,854,252	2,929,543	2,784,386	2,787,455	2,875,743	3,044,958	3,083,114	2,952,720	2,996,648	2,753,872	2,629,167	2,678,020	2,825,670	2,896,742	2,749,470	3,527,439	3,346,462	3,624,149	2,515,062
Class A Stock
Common stock
44,173	46,424	46,424	48,069	52,386	53,259	-	-	-	58,359	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Class B Stock
Common stock
133	133	133	133	133	133	-	-	-	133	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-