OPPENHEIMER HOLDINGS INC OPY Cash Flow

Oppenheimer holdings inc (OPY)

CashFlow / Quarterly

Mar'20	Dec'19	Sep'19	Jun'19	Mar'19	Dec'18	Sep'18	Jun'18	Mar'18	Dec'17	Sep'17	Jun'17	Mar'17	Dec'16	Sep'16	Jun'16	Mar'16	Dec'15	Sep'15	Jun'15	Mar'15	Dec'14	Sep'14	Jun'14	Mar'14	Dec'13	Sep'13	Jun'13	Mar'13	Dec'12	Sep'12	Jun'12	Mar'12	Dec'11	Sep'11	Jun'11	Mar'11
Repurchase of Secured Debt
1,426	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Net Income (Loss) Attributable to Parent
7,818	25,435	3,949	12,375	11,194	8,261	5,071	8,855	6,705	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Net Cash Provided by (Used in) Operating Activities [Abstract]
Net income
-	-	-	-	-	-	-	-	-	-	7,864	-1,310	-4,751	-1,665	-646	6,711	-3,909	-3,091	-777	645	6,121	2,769	4,625	-1,253	3,420	13,686	5,508	3,066	3,893	-3,367	3,024	3,375	-3,883	3,959	2,459	438	5,761
Payment of taxes due for share-based awards
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	0	2,074	-	-	-	-	-	-	-	-	-	-	-	-
Non-cash items included in net income:
Depreciation and amortization of furniture, equipment and leasehold improvements
2,057	2,025	1,973	1,894	1,708	1,872	1,859	1,598	1,542	1,472	1,402	1,351	1,432	2,434	1,385	1,447	1,534	1,717	1,907	1,770	1,794	1,961	1,925	1,921	1,941	1,966	2,389	2,531	2,514	2,447	2,466	2,708	2,845	2,600	2,862	2,910	3,527
Deferred income taxes
3,019	9,456	-659	-813	1,894	1,157	-1,096	-331	3,043	-6,285	2,915	518	807	-	-	-	2,735	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Deferred income taxes
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-3,982	-1,004	6,089	-	-876	1,849	5,450	-	-537	-161	14,560	-18,325	-1,548	-103	-6,666	-3,198	276	-1,711	3,888
Amortization of notes receivable
3,059	3,292	3,210	3,081	3,388	3,060	3,102	3,173	3,205	3,133	2,902	2,974	2,782	3,116	3,092	3,321	3,431	2,966	2,911	3,086	3,745	3,650	3,859	4,043	4,491	4,676	4,698	4,649	4,739	4,836	4,919	4,890	4,870	4,596	4,963	5,053	5,087
Amortization of debt issuance costs
49	49	58	65	64	65	65	64	65	66	64	102	121	121	121	121	121	121	122	121	121	122	121	127	160	160	160	159	160	160	160	220	99	252	163	298	273
Write-off of debt issuance costs
4	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Amortization of intangible assets
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	645	11	21	3,212	2,146	1,081	1,081	1,082
Amortization of mortgage servicing rights
-	-	-	-	-	-	-	-	-	-	-	-	-	1,242	-1,180	442	782	-102	334	265	230	794	511	858	656	761	582	-102	640	-	-	-	-	-	-	-	-
Provision for credit losses
358	-490	21	22	12	27	11	39	40	-13	-8	29	-33	-1,709	-40	-30	28	41	13	52	12	-24	15	-5	18	-11	325	-130	-17	16	-419	-67	178	-	-	-	-
Share-based compensation
-1,376	-39	5,474	3,342	3,042	-4,378	5,872	3,732	1,484	9,056	1,802	976	739	2,973	635	1,406	1,189	291	-1,893	2,967	1,495	2,392	203	-355	3,834	5,283	686	1,401	1,879	1,161	806	965	1,259	982	-2,602	-2,116	4,836
Amortization of right-of-use lease assets
6,213	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Gain (Loss) on Repurchase of Debt Instrument
85	-	-	-	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Excess Tax Benefit from Share-based Compensation, Operating Activities
-	-	-	-	-	-	-	-	-	-	-	-	-	-11	1,498	-6	-741	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Decrease (increase) in operating assets:
Cash and securities segregated for regulatory and other purposes
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-855	0	-662	-17,077	-512	-11	-17,164	-42	-246	-3,486	2,891	4,164	3,858	-3,345	118	2,283	-	-	-	-
Cash and securities segregated for regulatory and other purposes
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-2,656	2,434	2,062
Deposits with clearing organizations
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	4,899	-574	750	7,756	-	-1,317	1,795	-1,378	-42,965	4,113	8,669	20,321	13,242	-2,484	-1,429	3,259
Deposits with clearing organizations
71,165	-	8,239	10,422	-12,609	-	-2,908	-14,074	28,716	-	3,516	-1,217	3,717	-	-7,296	-13,657	7,077	-	9,745	1,367	13,748	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Receivable from brokers, dealers and clearing organizations
35,124	5,559	-10,197	-12,290	13,728	-38,538	504	33,397	-15,985	-61,776	24,185	-7,879	17,651	-40,686	-47,603	39,957	-97,550	-37,895	41,638	19,067	23,628	-66,468	29,626	20,954	-34,510	-30,634	109,674	-5,122	-188,744	118,110	67,145	-46,786	53,117	-44,986	-24,639	11,366	43,528
Receivable from customers
168,196	-	-52,633	53,978	32,860	-	-37,946	-46,194	33,755	-	-98,221	43,760	-17,335	-	-	-10,991	-48,696	-	-9,314	15,179	26,083	-18,968	-67,867	-3,640	85,799	-4,575	-90,839	82,953	63,556	32,781	-55,012	-32,318	34,376	-	-	-	-
Increase (Decrease) in Accounts and Other Receivables
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-30,126	-51,278	49,841
Income tax receivable
1,113	2,837	2,333	0	-1,014	-2,481	677	-314	193	-2,122	-5,044	1,778	2,511	3,861	1,248	-16,537	6,324	4,832	1,818	-2,042	2,089	-3,561	-5,439	2,455	4,223	410	-5,464	-2,364	13,529	-5,646	286	3,084	-4,016	-362	1,815	-327	-1,497
Securities purchased under agreements to resell
0	0	-39	-550	299	-1,212	-5,236	6,738	-658	658	-4,852	956	-20,110	24,006	0	0	-206,499	206,499	-104,301	104,301	-251,606	1,606	0	-548	65,723	-	-	-	-	-10,175	4,950	4,736	-847,199	258,023	27,183	360,982	-145,570
Securities owned
-490,373	146,525	-342,176	83,902	73,884	-57,667	-125,153	20,777	73,030	-110,866	51,031	-13,275	292,599	-317,828	76,028	-84,314	301,389	-305,238	35,481	49,787	112,208	36,383	-137,699	8,455	79,928	-226,381	213,579	20,561	88,587	-281,848	-59,054	154,220	21,883	127,676	-250,763	85,292	595,317
Notes receivable
4,349	3,042	3,717	2,573	3,251	3,840	3,970	3,197	5,071	5,412	4,903	5,406	6,491	2,095	1,200	3,464	3,451	2,191	1,449	3,177	3,808	909	3,716	3,027	2,572	-	5,320	2,110	2,445	2,828	1,452	4,103	4,412	-	-	-	-
Loans held for sale
-	-	-	-	-	-	-	-	-	-	-	-	-	0	-1,743	-11,789	-46,702	26,184	-42,301	-19,525	76,633	-852	4,289	6,368	-66,551	10,232	29,397	10,675	2,811	-	-	-	-	-	-	-	-
Mortgage servicing rights
-	-	-	-	-	-	-	-	-	-	-	-	-	1,469	-1,205	398	638	-1,528	708	1,094	-1,519	1,438	892	747	1,003	-	1,038	376	844	-	-	-	-	-	-	-	-
Notes receivable
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	878	7,872	2,532
Other assets
-49,744	41,718	-7,379	5,033	14,326	-5,807	4,987	-8,057	-21,395	27,545	268	3,457	5,860	-13,015	-8,375	5,397	13,625	-1,703	-2,709	-7,443	11,820	-22,285	-2,058	4,713	-34,299	35,365	-8,379	3,840	18,946	63,945	-28,862	49,666	-72,769	-9,881	11,526	-28,465	-12,686
Increase (decrease) in operating liabilities:
Drafts payable
19,066	-17,794	338	3,923	-2,815	-12,894	7,610	639	-21,419	15,932	-3,287	-3,016	-6,445	-	-	-	-10,348	-	-	-	-	11,057	-8,597	-8,393	-6,892	-	-11,513	2,751	-11,659	19,405	-9,411	5,400	-10,656	5,799	7,759	-4,146	-18,619
Drafts payable
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	19,948	-30,561	-758	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Payable to brokers, dealers and clearing organizations
-281,392	156,380	-54,124	-215,614	345,126	69,764	-63,099	27,416	43,643	-35,996	7,901	64,374	-46,185	67,221	-18,194	-35,517	43,333	-85,967	12,506	-112,223	93,069	52,211	-50,482	-120,072	152,189	-42,628	11,224	39,107	11,394	-47,477	-127,005	4,632	38,458	-90,980	31,310	-134,999	158,904
Payable to customers
78,911	21,679	-12,698	-8,622	-2,240	-15,134	-21,914	-71,421	59,178	-10,608	-102,047	-5,786	54,402	-67,735	-78,760	74,884	-73,276	-97,583	38,175	-49,846	51,831	-37,107	4,479	55,320	3,000	-64,347	58,258	25,619	-85,344	141,792	12,232	-5,439	63,897	-97,085	16,495	40,015	113,555
Income taxes payable
0	-	-	-313	1,162	-	-	0	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Securities sold under agreements to repurchase
-163,162	33,545	-268,117	253,216	-215,597	-121,792	6,859	23,134	-10,461	187,828	-59,159	1,719	78,006	-150,029	95,201	-96,840	-121,693	188,371	-160,778	226,463	-290,051	-870	-128,296	110,879	-51,764	126,638	134,831	-48,114	151,745	-386,036	43,544	87,090	-860,700	648,133	-308,095	626,154	151,845
Securities sold but not yet purchased
-65,932	-21,309	-34,099	18,693	51,840	-58,300	-18,296	14,156	53,400	-272,095	131,803	-64,694	214,422	-210,457	36,475	-11,920	144,459	-185,171	90,997	36,018	92,139	-35,752	2,170	-17,361	67,139	-166,751	131,989	48,030	-110,404	70,915	8,382	3,745	20,993	-141,565	29,506	-196,273	217,695
Accrued compensation
-101,513	59,592	15,554	22,806	-61,633	21,481	18,352	23,089	-69,340	35,422	16,687	18,275	-49,200	22,268	13,389	14,239	-56,760	26,842	5,969	17,809	-63,063	25,209	17,789	17,478	-75,841	42,921	17,570	18,456	-53,366	25,241	16,473	15,288	-51,436	15,182	12,170	17,681	-76,647
Accounts payable and other liabilities
-8,286	-5,773	-3,711	-17,197	2,907	-7,988	1,467	181	4,099	-1,192	2,946	-11,355	3,301	-10,984	-9,013	-11,399	-38,600	18,044	-36,649	-21,067	62,141	-28,823	4,556	19,699	-46,721	1,111	22,180	20,245	-31,645	10,312	-23,557	39,803	-30,965	46,790	8,059	-27,454	4,260
Net Cash Provided by (Used in) Operating Activities
-241,023	56,245	60,888	-53,318	15,327	50,291	106,968	38,854	-27,543	18,250	35,999	-28,399	-41,986	-	-	-	-40,772	-	-	-	-	-	-	-	-	-	-	-	-	16,011	-1,596	17,036	-40,903	27,037	75,641	-59,802	38,661
Cash used in operating activities
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	36,589	-89,805	-36,583	-	27,127	39,206	-52,596	-	128,827	-208	-105,671	-	-	-	-	-	-	-	-
Cash flows from investing activities
Purchase of furniture, equipment and leasehold improvements
1,326	1,352	1,731	3,493	3,448	2,018	2,707	1,251	2,696	2,105	1,431	525	1,550	1,334	1,825	810	1,762	2,276	1,700	1,439	474	1,032	1,181	788	1,397	1,370	955	6,567	5,120	2,349	4,569	3,110	4,711	1,327	852	1,464	1,549
Payments to Acquire Intangible Assets
-	-	-	-	-	0	0	0	400	0	0	0	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Cash used in investing activities
-1,326	-1,352	-706	-2,798	-3,448	-1,421	-2,423	-1,251	-3,096	-1,555	-1,431	669	-1,550	-	-	-	-1,762	-	-	-	-	-	-	-	-	-	-	-	-	-2,349	-4,569	-3,110	-4,711	-1,327	-852	-1,464	-1,549
Cash (used in) provided by investing activities
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-1,700	-1,439	-474	-	-1,181	-788	-1,397	-	-955	-6,567	-5,120	-	-	-	-	-	-	-	-
Cash flows from financing activities
Cash dividends paid on Class A non-voting and Class B voting common stock
1,561	1,536	1,543	1,433	1,432	1,460	1,460	1,457	1,456	1,442	1,454	1,460	1,480	1,470	1,470	1,471	1,476	1,477	1,508	1,512	1,511	1,500	1,499	1,498	1,486	1,484	1,500	1,497	1,497	1,497	1,499	1,495	1,495	1,504	1,503	1,503	1,500
Payments of Ordinary Dividends, Noncontrolling Interest
-	-	-	-	-	-	-	-	-	0	1,632	0	816	0	5,740	0	0	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Proceeds from Issuance of Common Stock
-	-	-	-	-2,035	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	0	185	-	-	-	-	-	-	-	-	0	0	266	71
Payments for Repurchase of Common Stock
8,434	0	2,048	4,317	2,035	5,894	0	0	0	0	2,305	802	4,357	103	34	164	3,634	1,632	6,618	0	0	-	-	-	-	-	-	-	-	100	215	0	1,551	-	-	-	-
Payments for employee taxes withheld related to vested share-based awards
5,340	0	0	0	1,014	0	85	0	2,444	5	29	0	2,203	0	0	0	1,341	0	0	0	1,683	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Repayments of Secured Debt
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	125
Excess tax benefit (deficiency) from share-based awards
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	35	51	-321	-81	21	12	1,242	-	-	-	-	-583	-178	0	41	-3,250	3,245	48	-1,672
Proceeds from (Payments for) Other Financing Activities
203,100	0	-50,100	50,100	-15,000	12,000	-104,500	-39,900	29,100	-11,800	-100,300	34,700	49,900	-	-	-	48,100	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
(Decrease) increase in bank call loans, net
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-33,700	-7,700	5,700	-65,100	31,800	99,700	-45,800	33,800
Net Cash Provided by (Used in) Financing Activities
186,339	-1,536	-105,296	44,350	-19,481	4,274	-105,975	-41,357	25,200	-13,335	-106,356	81,891	41,044	-	-	-	41,649	-	-	-	-	-	-	-	-	-	-	-	-	28,520	5,808	-7,195	62,095	-42,877	-96,854	117,887	-37,026
Cash, Cash Equivalents, Restricted Cash and Restricted Cash Equivalents, Period Increase (Decrease), Including Exchange Rate Effect
-56,010	-	-	-	-7,602	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Schedule of non-cash financing activities
Employee share plan issuance
10,032	-	-222	0	1,706	-	391	296	37	-	368	0	3,857	-	-	-	5,463	-	-	-	-	-	-	-	-	-	-	-	-	-1	1,098	0	224	42	54	683	9,709
Employee share plan issuance
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	234	250	2,889	-	240	41	1,733	-	-	-	-	-	-	-	-	-	-	-	-
Supplemental disclosure of cash flow information
Interest Paid, Excluding Capitalized Interest, Operating Activities
9,095	-	-	-	9,385	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Cash paid during the period for income taxes, net
516	3,310	6,180	6,534	792	-	3,839	3,818	100	-	1,803	48	503	-	-	-	181	-	-	-	107	3,487	1,942	2,030	131	63	2,507	214	1,725	3,762	4,183	6,289	20	313	3,593	3,561	526
Increase in bank call loans, net
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	29,800	-76,100	-42,000	-	11,700	49,800	-78,800	-23,400	125,000	-15,800	-75,700	-	-	-	-	-	-	-	-
Cash provided by financing activities
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-37,891	74,639	40,168	-	-13,178	-96,286	78,741	-	-128,613	14,095	74,203	-	-	-	-	-	-	-	-
Net increase (decrease) in cash and cash equivalents
-	-	-	-	-	53,144	-1,430	-3,754	-5,439	3,360	-71,788	54,161	-2,492	-34,131	-8,493	45,058	-885	16,053	-3,002	-16,605	3,111	-14,135	12,768	-57,868	24,748	-7,063	-741	7,320	-36,588	42,182	-357	6,731	16,481	-17,167	-22,065	56,621	86
Cash paid during the period for interest
-	-	-	-	-	-	-	14,321	12,578	-	3,104	12,584	2,023	8,027	1,408	8,482	1,788	7,705	1,225	7,732	611	7,384	893	9,719	788	11,499	1,644	11,178	2,171	14,455	3,781	16,418	4,038	45,085	1,964	2,113	11,232