Oppenheimer holdings inc (OPY)
CashFlow / TTM
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Mar'11
Repurchase of Secured Debt

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Net Income (Loss) Attributable to Parent

49,577

52,953

35,779

36,901

33,381

28,892

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Net Cash Provided by (Used in) Operating Activities [Abstract]
Net income

-

-

-

-

-

-

-

-

-

-

138

-8,372

-351

491

-935

-1,066

-7,132

2,898

8,758

14,160

12,262

9,561

20,478

21,361

25,680

26,153

9,100

6,616

6,925

-851

6,475

5,910

2,973

12,617

0

0

0

Payment of taxes due for share-based awards

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2,074

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

Non-cash items included in net income:
Depreciation and amortization of furniture, equipment and leasehold improvements

7,949

7,600

7,447

7,333

7,037

6,871

6,471

6,014

5,767

5,657

6,619

6,602

6,698

6,800

6,083

6,605

6,928

7,188

7,432

7,450

7,601

7,748

7,753

8,217

8,827

9,400

9,881

9,958

10,135

10,466

10,619

11,015

11,217

11,899

0

0

0

Deferred income taxes

11,003

9,878

1,579

1,142

1,624

2,773

-4,669

-658

191

-2,045

0

0

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Deferred income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

0

0

0

-

-4,463

-5,474

-5,416

-26,642

-11,515

-9,691

-11,299

-745

0

0

0

Amortization of notes receivable

12,642

12,971

12,739

12,631

12,723

12,540

12,613

12,413

12,214

11,791

11,774

11,964

12,311

12,960

12,810

12,629

12,394

12,708

13,392

14,340

15,297

16,043

17,069

17,908

18,514

18,762

18,922

19,143

19,384

19,515

19,275

19,319

19,482

19,699

0

0

0

Amortization of debt issuance costs

221

236

252

259

258

259

260

259

297

353

408

465

484

484

484

485

485

485

486

485

491

530

568

607

639

639

639

639

700

639

731

734

812

986

0

0

0

Write-off of debt issuance costs

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Amortization of intangible assets

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

3,889

5,390

6,460

7,520

5,390

0

0

0

Amortization of mortgage servicing rights

-

-

-

-

-

-

-

-

-

-

-

-

-

1,286

-58

1,456

1,279

727

1,623

1,800

2,393

2,819

2,786

2,857

1,897

1,881

0

0

0

-

-

-

-

-

-

-

-

Provision for credit losses

-89

-435

82

72

89

117

77

58

48

-25

-1,721

-1,753

-1,812

-1,751

-1

52

134

118

53

55

-2

4

17

327

202

167

194

-550

-487

-292

0

0

0

-

-

-

-

Share-based compensation

7,401

11,819

7,480

7,878

8,268

6,710

20,144

16,074

13,318

12,573

6,490

5,323

5,753

6,203

3,521

993

2,554

2,860

4,961

7,057

3,735

6,074

8,965

9,448

11,204

9,249

5,127

5,247

4,811

4,191

4,012

604

-2,477

1,100

0

0

0

Amortization of right-of-use lease assets

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Gain (Loss) on Repurchase of Debt Instrument

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Excess Tax Benefit from Share-based Compensation, Operating Activities

-

-

-

-

-

-

-

-

-

-

-

-

-

740

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Decrease (increase) in operating assets:
Cash and securities segregated for regulatory and other purposes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-18,594

-18,251

-18,262

-34,764

-17,729

-17,463

-20,938

-883

3,323

7,427

7,568

4,795

2,914

0

0

0

-

-

-

-

Cash and securities segregated for regulatory and other purposes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

Deposits with clearing organizations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

12,831

0

0

0

-

-43,865

-38,435

-31,561

-9,862

46,345

39,748

29,650

12,588

0

0

0

Deposits with clearing organizations

0

-

0

0

0

-

0

0

0

-

0

0

0

-

0

0

0

-

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Receivable from brokers, dealers and clearing organizations

18,196

-3,200

-47,297

-36,596

9,091

-20,622

-43,860

-20,179

-61,455

-27,819

-6,729

-78,517

-30,681

-145,882

-143,091

-53,850

-74,740

46,438

17,865

5,853

7,740

-50,398

-14,564

65,484

39,408

-114,826

33,918

-8,611

-50,275

191,586

28,490

-63,294

-5,142

-14,731

0

0

0

Receivable from customers

0

-

0

0

0

-

0

0

0

-

0

0

0

-

-

0

-98,495

-

12,980

-45,573

-64,392

-4,676

9,717

-13,255

73,338

51,095

88,451

124,278

9,007

-20,173

0

0

0

-

-

-

-

Increase (Decrease) in Accounts and Other Receivables

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

Income tax receivable

6,283

4,156

-1,162

-2,818

-3,132

-1,925

-1,566

-7,287

-5,195

-2,877

3,106

9,398

-8,917

-5,104

-4,133

-3,563

10,932

6,697

-1,696

-8,953

-4,456

-2,322

1,649

1,624

-3,195

6,111

55

5,805

11,253

-6,292

-1,008

521

-2,890

-371

0

0

0

Securities purchased under agreements to resell

-589

-290

-1,502

-6,699

589

-368

1,502

1,886

-3,896

-23,348

0

4,852

3,896

-182,493

0

-104,301

0

-45,107

-250,000

-145,699

-250,548

66,781

0

0

0

-

-

-

-

-847,688

-579,490

-557,257

-201,011

500,618

0

0

0

Securities owned

-602,122

-37,865

-242,057

-25,034

-88,159

-89,013

-142,212

33,972

-80

219,489

12,527

37,524

-33,515

-24,725

-12,135

-52,682

81,419

-107,762

233,859

60,679

19,347

-12,933

-275,697

75,581

87,687

96,346

40,879

-231,754

-98,095

-164,799

244,725

53,016

-15,912

557,522

0

0

0

Notes receivable

13,681

12,583

13,381

13,634

14,258

16,078

17,650

18,583

20,792

22,212

18,895

15,192

13,250

10,210

10,306

10,555

10,268

10,625

9,343

11,610

11,460

10,224

0

0

0

-

12,703

8,835

10,828

12,795

0

0

0

-

-

-

-

Loans held for sale

-

-

-

-

-

-

-

-

-

-

-

-

-

-60,234

-34,050

-74,608

-82,344

40,991

13,955

60,545

86,438

-56,746

-45,662

-20,554

-16,247

53,115

0

0

0

-

-

-

-

-

-

-

-

Mortgage servicing rights

-

-

-

-

-

-

-

-

-

-

-

-

-

1,300

-1,697

216

912

-1,245

1,721

1,905

1,558

4,080

0

0

0

-

0

0

0

-

-

-

-

-

-

-

-

Notes receivable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

Other assets

-10,372

53,698

6,173

18,539

5,449

-30,272

3,080

-1,639

9,875

37,130

-3,430

-12,073

-10,133

-2,368

8,944

14,610

1,770

-35

-20,617

-19,966

-7,810

-53,929

3,721

-2,600

-3,473

49,772

78,352

57,869

103,695

11,980

-61,846

-21,458

-99,589

-39,506

0

0

0

Increase (decrease) in operating liabilities:
Drafts payable

5,533

-16,348

-11,448

-4,176

-7,460

-26,064

2,762

-8,135

-11,790

3,184

0

0

0

-

-

-

0

-

-

-

-

-12,825

0

0

0

-

-1,016

1,086

3,735

4,738

-8,868

8,302

-1,244

-9,207

0

0

0

Drafts payable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Payable to brokers, dealers and clearing organizations

-394,750

231,768

145,152

136,177

379,207

77,724

-28,036

42,964

79,922

-9,906

93,311

67,216

-32,675

56,843

-96,345

-65,645

-142,351

-92,615

45,563

-17,425

-25,274

33,846

-60,993

713

159,892

19,097

14,248

-123,981

-158,456

-131,392

-174,895

-16,580

-156,211

-35,765

0

0

0

Payable to customers

79,270

-1,881

-38,694

-47,910

-110,709

-49,291

-44,765

-124,898

-59,263

-64,039

-121,166

-97,879

-17,209

-144,887

-174,735

-57,800

-182,530

-57,423

3,053

-30,643

74,523

25,692

-1,548

52,231

22,530

-65,814

140,325

94,299

63,241

212,482

-26,395

-22,132

23,322

72,980

0

0

0

Income taxes payable

0

-

-

0

0

-

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Securities sold under agreements to repurchase

-144,518

-196,953

-352,290

-77,314

-307,396

-102,260

207,360

141,342

119,927

208,394

-129,463

24,897

-73,662

-273,361

65,039

-190,940

132,363

-35,995

-225,236

-192,754

-308,338

-70,051

57,457

320,584

161,591

365,100

-147,574

-238,861

-103,657

-1,116,102

-81,933

-433,572

105,492

1,118,037

0

0

0

Securities sold but not yet purchased

-102,647

15,125

-21,866

-6,063

-10,600

-9,040

-222,835

-72,736

-151,586

9,436

71,074

-24,254

28,520

-41,443

-16,157

38,365

86,303

33,983

183,402

94,575

41,196

16,196

-114,803

15,016

80,407

-97,136

140,530

16,923

-27,362

104,035

-108,445

-87,321

-287,339

-90,637

0

0

0

Accrued compensation

-3,561

36,319

-1,792

1,006

1,289

-6,418

7,523

5,858

1,044

21,184

8,030

4,732

696

-6,864

-2,290

-9,710

-6,140

-12,443

-14,076

-2,256

-2,587

-15,365

2,347

2,128

3,106

25,581

7,901

6,804

3,636

5,566

-4,493

-8,796

-6,403

-31,614

0

0

0

Accounts payable and other liabilities

-34,967

-23,774

-25,989

-20,811

-3,433

-2,241

4,555

6,034

-5,502

-6,300

-16,092

-28,051

-28,095

-69,996

-40,968

-68,604

-78,272

22,469

-24,398

16,807

57,573

-51,289

-21,355

-3,731

-3,185

11,891

21,092

-24,645

-5,087

-4,407

32,071

63,687

-3,570

31,655

0

0

0

Net Cash Provided by (Used in) Operating Activities

-177,208

79,142

73,188

119,268

211,440

168,570

136,529

65,560

-1,693

-16,136

0

0

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-9,452

1,574

78,811

1,973

81,537

0

0

0

Cash used in operating activities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

0

0

0

-

0

0

0

-

-

-

-

-

-

-

-

Cash flows from investing activities
Purchase of furniture, equipment and leasehold improvements

7,902

10,024

10,690

11,666

9,424

8,672

8,759

7,483

6,757

5,611

4,840

5,234

5,519

5,731

6,673

6,548

7,177

5,889

4,645

4,126

3,475

4,398

4,736

4,510

10,289

14,012

14,991

18,605

15,148

14,739

13,717

10,000

8,354

5,192

0

0

0

Payments to Acquire Intangible Assets

-

-

-

-

-

400

400

400

400

0

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Cash used in investing activities

-6,182

-8,304

-8,373

-10,090

-8,543

-8,191

-8,325

-7,333

-5,413

-3,867

0

0

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-14,739

-13,717

-10,000

-8,354

-5,192

0

0

0

Cash (used in) provided by investing activities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

0

0

0

-

0

0

0

-

-

-

-

-

-

-

-

Cash flows from financing activities
Cash dividends paid on Class A non-voting and Class B voting common stock

6,073

5,944

5,868

5,785

5,809

5,833

5,815

5,809

5,812

5,836

5,864

5,880

5,891

5,887

5,894

5,932

5,973

6,008

6,031

6,022

6,008

5,983

5,967

5,968

5,967

5,978

5,991

5,990

5,988

5,986

5,993

5,997

6,005

6,010

0

0

0

Payments of Ordinary Dividends, Noncontrolling Interest

-

-

-

-

-

-

-

-

-

2,448

2,448

6,556

6,556

5,740

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Proceeds from Issuance of Common Stock

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

185

0

0

0

-

-

-

-

-

-

-

-

337

0

0

0

Payments for Repurchase of Common Stock

14,799

8,400

14,294

12,246

7,929

5,894

0

2,305

3,107

7,464

7,567

5,296

4,658

3,935

5,464

12,048

11,884

8,250

0

0

0

-

-

-

-

-

-

-

-

1,866

0

0

0

-

-

-

-

Payments for employee taxes withheld related to vested share-based awards

5,340

1,014

1,014

1,099

1,099

2,529

2,534

2,478

2,478

2,237

2,232

2,203

2,203

1,341

1,341

1,341

1,341

1,683

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Repayments of Secured Debt

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

Excess tax benefit (deficiency) from share-based awards

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-316

-330

-369

1,194

0

0

0

-

-

-

-

-720

-3,387

36

84

-1,629

0

0

0

Proceeds from (Payments for) Other Financing Activities

203,100

-15,000

-3,000

-57,400

-147,400

-103,300

-127,100

-122,900

-48,300

-27,500

0

0

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

(Decrease) increase in bank call loans, net

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-100,800

-35,300

72,100

20,600

119,500

0

0

0

Net Cash Provided by (Used in) Financing Activities

123,857

-81,963

-76,153

-76,832

-162,539

-117,858

-135,467

-135,848

-12,600

3,244

0

0

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

89,228

17,831

-84,831

40,251

-58,870

0

0

0

Cash, Cash Equivalents, Restricted Cash and Restricted Cash Equivalents, Period Increase (Decrease), Including Exchange Rate Effect

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Schedule of non-cash financing activities
Employee share plan issuance

0

-

0

0

0

-

0

0

0

-

0

0

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

1,321

1,364

320

1,003

10,488

0

0

0

Employee share plan issuance

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

Supplemental disclosure of cash flow information
Interest Paid, Excluding Capitalized Interest, Operating Activities

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Cash paid during the period for income taxes, net

16,540

16,816

0

0

0

-

0

0

0

-

0

0

0

-

-

-

0

-

-

-

7,566

7,590

4,166

4,731

2,915

4,509

8,208

9,884

15,959

14,254

10,805

10,215

7,487

7,993

0

0

0

Increase in bank call loans, net

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

-40,700

72,600

7,000

10,100

0

0

0

-

-

-

-

-

-

-

-

Cash provided by financing activities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

-

0

0

0

-

0

0

0

-

-

-

-

-

-

-

-

Net increase (decrease) in cash and cash equivalents

-

-

-

-

-

42,521

-7,263

-77,621

-19,706

-16,759

-54,250

9,045

-58

1,549

51,733

57,224

-4,439

-443

-30,631

-14,861

-56,124

-34,487

-27,415

-40,924

24,264

-37,072

12,173

12,557

11,968

65,037

5,688

-16,020

33,870

17,475

0

0

0

Cash paid during the period for interest

-

-

-

-

-

-

-

0

34,454

-

25,738

24,042

19,940

19,705

19,383

19,200

18,450

17,273

16,952

16,620

18,607

18,784

22,899

23,650

25,109

26,492

29,448

31,585

36,825

38,692

69,322

67,505

53,200

60,394

0

0

0