RAYMOND JAMES FINANCIAL, INC. RJF Balance Sheet

Raymond james financial, inc. (RJF)

Balance Sheet / TTM

Mar'20	Dec'19	Sep'19	Jun'19	Mar'19	Dec'18	Sep'18	Jun'18	Mar'18	Dec'17	Sep'17	Jun'17	Mar'17	Dec'16	Sep'16	Jun'16	Mar'16	Dec'15	Sep'15	Jun'15	Mar'15	Dec'14	Sep'14	Jun'14	Mar'14	Dec'13	Sep'13	Jun'13	Mar'13	Dec'12	Sep'12	Jun'12	Mar'12	Dec'11	Sep'11	Jun'11	Mar'11	Dec'10	Sep'10	Jun'10	Sep'09
Assets:
Cash and cash equivalents
10,648	4,109	3,957	3,596	3,831	4,322	3,500	3,179	3,139	3,897	3,669	2,615	2,636	2,528	1,650	1,978	1,479	2,596	2,601	2,582	2,540	2,649	2,199	2,845	2,641	2,801	2,596	2,585	2,174	2,187	1,980	1,729	2,875	1,916	2,439	1,598	1,255	1,204	2,943	866	2,306
Cash and cash equivalents segregated pursuant to regulations
4,045	2,581	2,014	2,356	2,288	2,782	2,441	2,687	3,079	3,569	3,476	3,393	3,829	3,867	4,884	3,668	3,614	3,076	2,905	2,513	2,560	2,359	2,489	2,298	2,555	2,592	4,064	3,451	3,635	3,421	2,784	2,719	3,458	3,505	3,548	2,498	2,406	2,069	3,430	2,238	2,310
Securities purchased under agreements to resell
130	326	343	411	447	399	373	343	448	307	404	483	535	358	470	444	428	405	474	416	469	384	446	508	637	638	709	578	623	598	565	706	340	400	398	470	390	456	344	291	2,306
Securities borrowed
250	211	248	306	224	140	255	164	163	184	138	120	132	154	170	87	123	115	124	136	167	210	158	171	185	134	146	155	146	173	200	206	198	244	225	307	310	184	262	743	416
Financial instruments, at fair value:
Trading instruments ($236 and $535 pledged as collateral)
445	632	708	803	819	691	702	670	824	597	564	699	736	517	713	844	799	471	690	674	797	606	679	607	647	453	579	374	827	826	804	908	451	564	492	575	529	612	591	586	431
Debt Securities, Available-for-sale
4,265	3,222	3,093	2,960	2,893	2,797	2,696	2,668	2,559	2,393	2,188	2,010	1,714	1,163	859	543	547	558	513	443	531	544	562	603	646	659	698	723	755	714	733	751	576	470	520	324	353	385	424	424	509
Derivative Asset
447	288	338	304	251	213	180	217	246	292	318	291	285	299	480	430	396	352	389	327	421	385	323	318	289	209	250	265	375	431	458	-	-	-	0	-	-	-	-	-	-
Private equity investments
-	-	-	146	144	154	-	164	193	189	198	196	201	199	194	210	204	207	209	209	220	208	211	208	191	209	216	217	397	329	336	-	-	-	168	-	-	-	-	-	-
Other investments ($40 and $32 pledged as collateral)
316	363	365	253	258	259	349	214	262	265	220	179	222	252	326	249	294	247	248	191	208	215	215	220	218	259	248	239	282	295	310	565	299	277	125	321	307	325	321	311	291
Brokerage client receivables, net
2,491	2,527	2,671	2,613	2,769	2,863	3,343	2,899	2,875	2,666	2,766	2,672	2,716	2,601	2,714	2,120	2,219	1,967	2,185	2,152	1,920	2,004	2,126	1,982	1,989	1,899	1,983	2,106	2,074	2,037	2,067	2,186	1,671	1,676	1,716	1,812	1,797	1,628	1,675	1,581	1,463
Receivables from brokers, dealers and clearing organizations
445	162	281	274	299	249	257	237	283	219	268	238	97	170	380	193	152	100	134	128	118	72	107	125	85	88	243	170	304	89	225	392	92	64	96	176	131	115	143	120	38
Other receivables
846	599	549	631	535	611	592	671	628	642	652	641	645	619	610	574	602	519	514	500	479	441	544	520	492	417	407	415	454	368	427	1,054	623	536	304	524	494	477	442	446	540
Bank loans, net
21,788	21,296	20,891	20,691	20,135	19,887	19,518	18,987	18,150	17,697	17,006	16,630	15,994	15,828	15,210	14,799	14,348	13,733	12,988	12,053	12,060	11,809	10,964	10,374	10,028	9,312	8,821	8,689	8,416	8,459	7,991	7,838	7,445	7,015	6,547	6,252	6,028	6,104	6,094	6,169	6,593
Loans to financial advisors, net
982	991	983	936	913	925	925	928	885	890	873	865	861	845	838	576	551	523	488	480	463	447	424	430	417	412	409	424	424	440	445	-	-	-	231	-	-	-	-	-	-
Property and equipment, net
543	536	527	518	498	490	486	471	468	454	437	421	409	382	321	294	282	272	255	249	242	242	245	244	244	241	244	251	248	235	231	223	181	173	169	172	168	171	170	175	186
Deferred income taxes, net
224	217	231	210	188	186	203	231	219	199	313	382	365	318	322	296	272	258	266	259	259	236	231	219	216	198	195	168	165	164	168	188	179	185	171	206	187	181	165	177	156
Goodwill and identifiable intangible assets, net
603	609	611	635	630	633	639	641	646	651	493	495	496	499	503	384	376	374	376	354	350	352	354	356	357	359	361	362	364	374	361	286	71	71	72	71	62	62	62	62	62
Deposits with clearing organizations
-	-	-	-	-	-	-	-	-	-	-	211	199	198	-	256	205	167	207	200	216	150	150	139	135	127	126	134	108	166	163	144	86	86	91	76	76	81	76	81	83
Prepaid Expense and Other Assets
1,341	1,485	1,020	965	966	840	954	885	860	857	780	768	787	796	718	726	660	763	693	731	713	697	655	656	629	639	611	623	671	660	605	966	416	384	363	408	457	460	451	326	260
Assets
49,809	40,154	38,830	38,677	38,176	38,544	37,413	36,364	36,030	36,084	34,883	33,433	32,928	31,669	31,486	28,843	27,753	26,907	26,468	24,808	24,967	24,253	23,325	23,070	22,868	21,924	23,186	22,214	22,735	22,275	21,160	21,170	19,275	17,891	18,006	16,117	15,284	14,849	17,883	14,880	18,226
Liabilities and Equity [Abstract]
Bank deposits
30,023	22,975	22,281	22,166	21,618	21,673	19,942	19,478	18,711	18,725	17,732	16,310	16,377	15,189	14,262	13,732	12,729	12,657	11,919	11,010	11,272	11,089	10,028	10,267	10,414	10,005	9,295	9,130	9,074	8,946	8,599	8,277	7,913	7,704	7,739	6,944	6,710	6,682	7,079	6,469	9,423
Securities sold under agreements to repurchase
215	200	150	165	210	156	186	115	142	229	220	226	222	203	193	266	190	245	332	251	277	337	244	286	377	345	300	248	397	373	348	506	137	184	188	64	62	166	233	143	102
Securities loaned
28	239	323	429	710	330	423	386	304	290	383	397	403	428	677	586	610	535	478	408	395	390	417	453	432	250	354	346	300	267	423	459	544	682	814	707	609	498	698	1,236	490
Financial instruments sold but not yet purchased, at fair value:
Financial Instruments Sold, Not yet Purchased, at Fair Value
24	210	296	287	321	279	235	258	326	213	221	326	471	260	320	285	325	229	287	266	372	197	238	248	200	216	220	103	298	202	232	186	80	128	76	195	107	203	131	85	93
Derivative Liability
427	306	313	275	247	232	247	292	300	356	356	291	285	299	475	430	396	352	389	327	421	385	323	318	289	209	250	265	375	431	458	-	-	-	0	-	-	-	-	-	-
Brokerage client payables
7,076	4,885	4,361	4,343	4,467	5,245	5,625	5,066	5,953	5,820	5,411	5,773	6,073	6,027	6,444	4,950	5,031	4,782	4,671	4,197	4,151	4,039	3,956	3,910	4,112	4,189	5,942	5,238	5,424	5,553	4,584	4,776	4,751	4,804	4,690	3,728	3,693	3,382	3,308	3,259	3,789
Payables to brokers, dealers and clearing organizations
284	135	229	174	208	131	206	195	296	189	172	267	228	158	306	486	575	140	164	151	152	134	216	152	157	73	109	191	143	124	103	212	67	74	111	100	173	98	137	81	157
Accrued compensation, commissions and benefits
929	933	1,272	1,093	959	799	1,189	1,005	901	793	1,059	903	811	701	898	737	673	600	842	746	689	589	814	697	649	574	741	640	621	537	690	591	364	293	452	436	366	298	418	338	330
Accounts Payable and Accrued Liabilities
1,034	919	518	686	555	726	459	864	600	582	567	781	629	599	556	613	563	662	729	808	637	702	763	627	702	608	630	823	735	626	628	1,164	355	359	309	361	277	308	290	303	177
Other borrowings
891	899	894	945	896	1,198	899	900	901	1,532	1,514	805	756	915	608	847	610	611	703	679	721	605	696	559	78	78	84	93	180	132	0	-	349	-	-	0	0	30	2,557	64	980
Senior notes payable
2,044	1,550	1,550	1,550	1,550	1,550	1,550	1,549	1,549	1,548	1,548	1,848	1,339	1,680	1,680	899	1,149	1,149	1,137	1,187	1,188	1,189	1,149	1,191	1,192	1,193	1,194	1,195	1,199	1,200	1,329	1,333	1,205	607	611	612	354	355	355	356	359
Loans payable of consolidated variable interest entities
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	43	53	52	-	62	72	71	81	80	90	89	99	98	108	107	76	75	89
Liabilities
42,975	33,251	32,187	32,113	31,741	32,319	30,961	30,114	29,988	30,281	29,190	27,932	27,600	26,464	26,424	23,849	22,875	21,986	21,681	20,062	20,316	19,695	18,892	18,757	18,660	17,798	19,187	18,339	18,823	18,466	17,479	17,588	15,859	14,928	15,095	13,251	12,464	12,131	15,286	12,414	15,993
Commitments and contingencies (see Note 15)
-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	-	-	0	-	-
Shareholders’ equity
Preferred stock; $.10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding
0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0
Common stock; $.01 par value; 350,000,000 shares authorized; 158,731,812 and 158,435,030 shares issued as of March 31, 2020 and September 30, 2019, respectively, and 136,787,387 and 137,841,952 shares outstanding as of March 31, 2020 and September 30, 2019, respectively
2	2	2	2	2	2	2	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1
Shares exchangeable into common stock; -0- at September 30, 2011 and 243,048 at September 30, 2010
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	3	3	3	3
Additional paid-in capital
1,953	1,922	1,938	1,915	1,917	1,871	1,808	1,780	1,747	1,705	1,645	1,623	1,595	1,553	1,498	1,476	1,452	1,414	1,344	1,327	1,318	1,285	1,239	1,224	1,203	1,171	1,136	1,122	1,104	1,071	1,030	998	974	586	565	553	538	503	476	466	416
Retained earnings
6,205	6,086	5,874	5,659	5,448	5,236	5,032	4,814	4,626	4,420	4,340	4,178	4,027	3,947	3,834	3,689	3,592	3,495	3,419	3,316	3,211	3,123	3,023	2,910	2,810	2,728	2,635	2,537	2,472	2,412	2,346	2,281	2,222	2,171	2,125	2,074	2,044	1,979	1,909	1,854	1,737
Treasury stock, at cost; 21,944,425 and 20,593,078 common shares as of March 31, 2020 and September 30, 2019, respectively
1,351	1,163	1,210	1,060	976	927	447	413	412	410	390	392	389	387	362	363	361	214	203	149	133	131	121	127	126	125	120	123	122	121	118	118	114	112	95	81	85	85	81	89	84
Accumulated other comprehensive loss
-11	-5	-23	-14	-25	-39	-27	-26	-22	-20	-15	-22	-27	-33	-55	-55	-50	-50	-40	-23	-22	-8	-1	6	-1	5	10	7	14	15	9	-4	3	-10	-9	10	9	4	-6	-17	-41
Total equity attributable to Raymond James Financial, Inc.
6,798	6,842	6,581	6,502	6,366	6,143	6,368	6,157	5,940	5,696	5,581	5,389	5,207	5,080	4,916	4,747	4,635	4,646	4,522	4,472	4,375	4,270	4,141	4,015	3,888	3,782	3,662	3,544	3,470	3,379	3,268	3,157	3,087	2,636	2,587	2,558	2,507	2,406	2,302	2,219	2,032
Noncontrolling interests
36	61	62	62	69	82	84	92	101	106	111	111	120	123	146	246	241	273	264	273	276	287	292	298	320	343	335	330	441	429	411	424	328	326	324	306	311	311	294	246	200
Stockholders' Equity, Including Portion Attributable to Noncontrolling Interest
6,834	6,903	6,643	6,564	6,435	6,225	6,452	6,250	6,042	5,802	5,693	5,500	5,328	5,204	5,062	4,994	4,877	4,920	4,786	4,746	4,651	4,558	4,433	4,313	4,208	4,125	3,998	3,875	3,911	3,809	3,680	3,581	3,415	2,962	2,911	2,865	2,819	2,717	2,596	2,465	2,233
Total liabilities and shareholders’ equity
49,809	40,154	38,830	38,677	38,176	38,544	37,413	36,364	36,030	36,084	34,883	33,433	32,928	31,669	31,486	28,843	27,753	26,907	26,468	24,808	24,967	24,253	23,325	23,070	22,868	21,924	23,186	22,214	22,735	22,275	21,160	21,170	19,275	17,891	18,006	16,117	15,284	14,849	17,883	14,880	18,226
LIHTC Funds - Primary Beneficiary
Investments in real estate partnerships held by consolidated variable interest entities
-	-	-	69	88	103	-	99	95	110	111	114	59	-	-	-	-	-	-	-	-	-	-	239	258	268	-	275	282	297	299	302	306	316	320	320	326	328	280	275	270