STIFEL FINANCIAL CORP SF Balance Sheet

Stifel financial corp (SF)

Balance Sheet / Quarterly

Mar'20	Dec'19	Sep'19	Jun'19	Mar'19	Dec'18	Sep'18	Jun'18	Mar'18	Dec'17	Sep'17	Jun'17	Mar'17	Dec'16	Sep'16	Jun'16	Mar'16	Dec'15	Sep'15	Jun'15	Mar'15	Dec'14	Sep'14	Jun'14	Mar'14	Dec'13	Sep'13	Jun'13	Mar'13	Dec'12	Sep'12	Jun'12	Mar'12	Dec'11	Sep'11	Jun'11	Mar'11	Dec'10	Sep'10	Jun'10	Dec'09
Assets
Cash and cash equivalents
1,382	1,142	868	797	777	1,936	694	472	450	696	588	678	658	912	675	364	577	811	607	641	403	689	535	420	525	716	649	366	573	-	193	441	226	167	214	150	124	-	206	262	161
Cash segregated for regulatory purposes
196	131	62	21	73	132	21	112	26	90	25	0	0	73	0	60	37	227	0	0	0	49	0	0	0	0	0	0	0	128	0	0	0	0	0	0	5	0	-	-	0
Receivables:
Restricted cash
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	4	4	4	4	4	6	6	6	6	6	6	6	0	6	0	-
Brokerage clients, net
1,469	1,351	1,396	1,346	1,384	1,201	1,466	1,440	1,440	1,384	1,290	1,364	1,332	1,415	1,443	1,387	1,382	1,599	708	756	541	483	549	557	582	530	523	552	543	487	519	567	569	560	526	491	484	0	504	441	383
Brokers, dealers, and clearing organizations
704	627	672	766	588	515	646	672	544	459	335	358	556	1,024	548	533	719	601	651	835	450	651	651	735	535	381	547	738	528	276	212	311	237	252	235	310	325	-	237	196	309
Securities purchased under agreements to resell
458	385	624	596	568	699	622	566	669	512	458	478	318	248	297	293	207	160	88	242	198	55	125	222	294	225	168	125	156	158	141	156	103	75	121	97	214	0	136	88	124
Financial instruments owned, at fair value
932	972	1,189	1,352	1,297	1,267	1,162	1,277	1,181	1,143	1,065	1,063	1,058	925	1,148	1,086	1,028	749	812	944	812	786	951	1,031	991	801	847	741	923	763	746	750	575	474	526	603	561	0	645	476	454
Available-for-sale securities, at fair value
3,366	3,254	3,448	2,703	3,003	3,070	3,349	3,475	3,712	3,773	3,694	3,455	3,377	3,181	3,145	2,466	2,125	1,629	659	787	1,451	1,513	1,527	1,646	1,795	1,756	1,231	2,260	1,729	1,625	1,476	1,329	1,347	1,214	-	1,074	1,190	1	830	740	578
Held-to-maturity securities, at amortized cost
3,085	2,856	2,881	3,960	4,103	4,218	4,565	4,519	3,846	3,698	3,554	3,307	3,189	3,038	2,241	2,119	2,028	1,855	1,095	1,125	1,154	1,177	1,199	1,274	1,294	1,312	1,723	702	716	708	657	521	327	190	159	103	63	0	50	7	7
Loans:
Held for investment, net
9,994	9,624	9,101	8,964	8,706	8,517	8,253	7,347	7,076	6,947	6,783	6,160	5,864	5,591	4,956	4,170	3,467	3,143	2,409	2,420	2,253	2,065	1,867	1,757	1,497	1,404	1,061	984	886	815	746	708	657	632	568	478	397	-	362	367	335
Held for sale, at lower of cost or market
570	389	265	163	144	205	262	210	261	226	166	139	206	228	217	250	132	189	179	183	188	121	104	119	102	109	75	152	165	214	209	117	141	131	114	55	30	-	106	60	91
Investments, at fair value
55	79	74	81	70	67	79	94	98	111	112	128	133	133	153	156	165	181	160	190	198	210	209	225	244	217	233	255	268	236	242	208	244	239	176	167	178	0	166	126	109
Other real estate owned
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	-	0	0	0	0	0	1	1	0	1	1	3
Fixed assets, net
829	1,107	1,043	1,155	1,077	372	297	154	153	155	174	180	172	172	173	176	182	181	183	159	137	124	126	119	120	106	124	148	148	141	96	98	101	104	-	85	83	-	76	63	62
Goodwill
1,184	1,194	1,158	1,056	1,056	1,034	1,025	984	984	968	968	969	977	962	989	975	974	915	884	886	801	795	762	737	730	727	742	743	730	419	361	361	358	358	309	309	302	-	290	166	166
Intangible assets, net
154	161	116	119	123	119	118	115	118	109	112	115	113	116	92	95	92	63	58	60	52	54	41	43	45	49	28	29	31	28	30	31	32	33	30	31	33	0	45	22	24
Assets held for sale
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	148	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Loans and advances to financial advisors and other employees, net
537	525	488	470	437	408	383	374	363	378	376	386	396	396	407	414	407	401	-	-	192	197	186	189	181	184	189	179	175	179	183	186	183	172	170	175	181	0	179	180	185
Deferred tax assets, net
114	104	111	101	105	112	116	108	94	105	204	133	203	225	254	229	216	285	268	258	204	258	234	218	200	243	291	206	181	124	115	120	141	177	179	183	171	0	192	58	53
Other assets
855	700	657	685	664	637	693	681	692	624	572	613	574	482	459	455	467	329	344	394	330	283	254	274	245	239	266	302	369	249	199	219	209	157	204	187	181	0	144	109	115
Total assets
25,896	24,610	24,160	24,343	24,183	24,519	23,760	22,608	21,715	21,383	20,484	19,533	19,135	19,129	17,204	15,385	14,213	13,326	9,359	10,139	9,373	9,518	9,326	9,575	9,387	9,008	8,709	8,493	8,133	6,966	6,139	6,138	5,465	4,951	4,942	4,513	4,537	-	4,183	3,370	3,167
Liabilities
Payables:
Brokerage clients
946	740	907	788	637	837	627	720	798	828	747	821	745	842	931	898	1,077	1,000	423	449	332	321	319	323	327	318	333	288	325	295	329	249	291	245	241	268	206	212	218	218	214
Brokers, dealers, and clearing organizations
545	712	613	627	586	432	928	739	504	276	419	433	491	523	464	440	282	438	106	170	12	14	79	89	105	58	205	134	109	33	124	169	169	139	143	222	157	114	248	111	90
Drafts
90	119	84	93	100	104	91	66	76	107	77	59	83	94	59	56	74	183	69	59	54	75	58	68	70	74	55	56	58	90	63	59	56	75	45	47	55	73	60	47	66
Securities sold under agreements to repurchase
475	391	564	762	466	535	495	514	346	233	155	243	219	268	261	317	290	278	106	342	255	39	143	289	246	263	255	160	108	140	78	153	142	80	52	42	143	109	98	58	122
Bank deposits
16,880	15,332	14,836	14,901	15,049	15,863	14,502	13,890	13,329	13,411	12,883	12,050	11,700	11,527	9,885	7,881	7,218	6,638	4,116	4,313	4,834	4,790	4,552	4,653	4,605	4,663	4,228	4,007	3,556	3,346	2,923	2,776	2,357	2,071	2,120	1,641	1,625	1,623	1,375	1,255	1,047
Financial instruments sold, but not yet purchased, at fair value
668	662	905	956	979	947	911	944	959	778	749	705	754	699	665	615	674	521	512	566	544	587	613	685	715	481	495	480	588	342	369	411	267	266	272	291	367	200	318	253	277
Securities sold, but not yet purchased, at fair value
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	28	25	24	-	22	20	21	19	-	-	-	-	-	-	-
Accrued compensation
264	507	350	267	201	460	379	330	238	493	330	244	159	295	242	176	147	363	259	228	147	359	286	249	175	337	247	215	154	187	198	143	124	204	159	147	118	234	184	119	166
Accounts payable and accrued expenses
1,027	1,146	1,012	1,018	1,004	344	374	360	318	308	455	370	351	400	404	362	380	349	339	411	274	302	277	265	220	285	289	256	266	259	242	237	240	257	228	214	165	170	166	124	113
Liabilities related to assets held for sale
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	136	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Federal Home Loan Bank advances
250	250	250	250	250	540	1,064	760	827	745	790	790	790	500	500	865	-	148	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	2
Borrowings
198	0	0	117	398	180	140	243	316	256	78	105	199	377	234	335	827	89	398	543	20	-	49	368	414	55	133	506	569	304	97	282	187	199	-	230	299	109	207	163	90
Senior notes
1,017	1,017	1,016	1,016	1,016	1,015	1,015	1,015	1,015	1,014	796	796	795	795	795	740	740	740	450	450	450	625	625	325	325	325	357	378	380	383	175	175	175	0	-	-	-	-	-	-	-
Debentures to Stifel Financial Capital Trusts
60	60	60	60	60	60	67	67	67	67	67	67	67	67	67	67	82	82	82	82	82	82	82	82	82	82	82	82	82	82	-	-	-	82	-	-	-	-	-	-	-
Other
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	16	21	21	19	0	0	9
Total liabilities
22,425	20,940	20,603	20,858	20,750	21,322	20,598	19,653	18,797	18,522	17,551	16,688	16,357	16,390	14,513	12,894	11,796	10,833	6,866	7,619	7,009	7,196	7,087	7,401	7,287	6,946	6,711	6,592	6,226	5,466	4,707	4,761	4,117	3,642	3,673	3,210	3,243	2,950	2,963	2,435	2,283
Equity
Stifel Financial Corp. shareholders' equity:
Liabilities subordinated to claims of general creditors
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	3	3	3	3	5	5	5	5	6	6	6	6	8	8	8	10
Preferred stock - $1 par value; authorized 3,000,000 shares; issued 12,400 shares
310	310	310	310	310	150	150	150	149	150	150	150	150	150	150	0	0	-	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	-	0	0	0
Exchangeable common stock - $0.15 par value
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	0	0	0	0	0	0	-	0
Common stock - $0.15 par value; authorized 194,000,000 shares; issued 74,441,146 and 74,441,113 shares, respectively
11	11	11	11	11	11	11	10	10	10	10	10	10	10	10	10	10	10	10	10	10	9	9	9	9	9	9	9	9	8	8	8	8	8	8	8	8	7	5	4	4
Additional paid-in-capital
1,837	1,909	1,889	1,867	1,826	1,893	1,873	1,736	1,719	1,733	1,800	1,784	1,767	1,840	1,824	1,805	1,733	1,820	1,783	1,759	1,628	1,634	1,593	1,558	1,533	1,544	1,533	1,505	1,496	1,100	1,067	1,060	1,051	1,078	1,065	1,076	1,082	1,082	1,071	656	623
Retained earnings
1,728	1,715	1,603	1,512	1,443	1,366	1,265	1,175	1,103	1,033	1,047	990	939	876	852	819	826	805	798	781	759	716	672	631	587	540	493	426	397	383	345	310	286	277	259	233	231	232	200	285	244
Accumulated other comprehensive loss
-96	-11	-23	-35	-46	-72	-59	-53	-36	-26	-17	-25	-31	-39	-34	-43	-47	-39	-34	-30	-34	-38	-37	-26	-31	-35	-36	-31	0	4	7	-2	-0	-7	7	6	4	-	8	1	1
Stockholders' Equity before adjustment for Treasury Stock
-	-	-	-	-	-	3,240	3,019	2,947	-	2,991	2,910	2,836	2,838	2,802	2,592	2,523	2,597	2,558	2,520	2,363	2,322	2,238	2,173	2,100	2,058	1,999	1,910	1,905	1,497	1,428	1,376	1,346	1,356	1,325	1,324	1,327	1,323	1,286	948	874
Treasury stock, at cost, 5,928,739 and 6,113,084 shares, respectively
321	319	289	236	168	180	78	65	29	39	58	64	58	100	111	101	106	104	64	0	0	-	-	-	0	0	5	12	1	2	1	4	3	53	63	27	39	69	73	20	0
Unearned employee stock ownership plan shares, at cost
-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	0	0	0	0	0	0	0	0	0	0	0	0	0
Total Stifel Financial Corp. shareholders’ equity
3,470	3,614	3,501	3,429	3,376	3,167	3,161	2,954	2,917	2,861	2,932	2,845	2,777	2,738	2,691	2,490	2,416	2,492	2,493	2,520	2,363	2,322	2,238	2,173	2,100	2,058	1,994	1,897	1,903	1,494	1,427	1,371	1,342	1,302	1,261	1,296	1,287	1,253	1,212	927	873
Non-controlling interests
-	54	56	56	56	30	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Total equity
3,470	3,669	3,557	3,485	3,433	3,197	-	-	-	2,861	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-	-
Total liabilities and equity
25,896	24,610	24,160	24,343	24,183	24,519	23,760	22,608	21,715	21,383	20,484	19,533	19,135	19,129	17,204	15,385	14,213	13,326	9,359	10,139	9,373	9,518	9,326	9,575	9,387	9,008	8,709	8,493	8,133	6,966	6,139	6,138	5,465	4,951	4,942	4,513	4,537	4,213	4,183	3,370	3,167