Siebert financial corp (SIEB)
Balance Sheet / Yearly
Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Dec'10
ASSETS
Cash and cash equivalents

3,082

4,231

4,667

3,767

7,229

7,341

6,686

5,384

3,765

3,215

2,264

2,047

2,730

6,836

7,851

8,639

9,420

6,027

4,550

5,573

6,749

8,280

13,805

14,190

15,424

18,388

19,404

18,634

18,902

20,789

21,402

20,545

21,167

21,819

22,774

22,646

Cash segregated under federal regulations

110

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Cash equivalents - restricted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

1,532

Receivables from clearing broker dealers

6,253

2,436

2,263

2,275

2,030

2,177

2,457

2,542

1,396

1,100

896

733

606

580

544

525

626

596

742

686

788

879

1,128

770

1,105

1,029

967

1,080

1,923

1,502

1,440

1,619

1,033

2,336

1,094

1,563

Escrow deposit

-

2,000

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Receivable from related party

1,000

1,000

1,000

1,000

1,000

1,000

0

0

283

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Receivable from lessors

-

-

-

-

171

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Other receivables

223

103

130

96

96

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advance to former affiliate

-

-

-

-

-

-

-

-

-

-

-

-

-

-

10

82

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investments in and advances to former affiliate

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

8,026

8,132

7,233

7,979

8,075

8,419

8,880

8,022

7,861

7,083

8,606

9,304

9,449

9,246

8,509

8,619

8,161

7,252

9,816

Receivable from business sold to affiliate net of unamortized discount of $969,000 and $1,143,000

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

2,031

1,971

1,913

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Income tax refund receivable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

288

288

795

Prepaid expenses and other assets

624

302

748

568

470

376

432

383

234

354

281

403

342

397

520

646

634

498

602

723

718

526

674

755

751

698

820

948

900

649

778

930

827

705

686

741

Furniture, equipment and leasehold improvements, net

1,131

1,000

1,015

992

468

528

406

369

263

306

243

215

46

206

268

324

374

444

494

558

609

584

633

672

712

661

304

324

312

290

297

805

757

874

998

1,246

Software, net

1,888

-

-

-

1,137

-

-

-

84

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Lease right-of-use assets

2,810

2,501

2,589

2,257

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Equity method investment in related party

3,360

3,509

3,720

3,704

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Deferred tax assets

4,981

5,105

5,074

5,486

5,576

1,393

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Other assets

-

-

-

-

-

-

-

-

-

-

125

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Intangible assets, net

1,022

1,806

1,498

1,404

-

678

-

-

-

-

-

-

-

-

-

-

0

0

3

6

8

10

13

15

18

320

323

325

328

630

633

635

638

640

643

648

Goodwill

1,989

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Receivable from business sold to former affiliate net of unamortized discount of $746,000 and $908,000

-

-

-

-

-

-

-

-

-

-

-

-

-

1,761

1,709

1,658

2,092

-

-

-

1,857

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

Other receivable from former affiliate, including accrued interest of $295,000 and $46,000

-

-

-

-

-

-

-

-

-

-

-

-

-

4,295

4,210

4,127

4,046

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Securities owned, at fair value

-

-

-

-

-

0

329

346

-

0

0

0

92

689

660

677

593

544

498

518

488

433

394

377

406

328

334

330

255

238

231

264

250

1,089

1,119

1,116

Total Assets

28,473

23,993

22,704

21,549

18,177

13,493

10,310

9,024

6,025

4,975

3,809

3,398

3,816

14,764

15,772

16,678

17,785

18,166

18,524

18,742

20,728

20,319

26,598

27,191

27,970

30,817

30,767

31,779

33,456

35,079

35,559

34,839

34,823

37,444

36,386

40,103

LIABILITIES AND STOCKHOLDERS' EQUITY
Liabilities
Accounts payable and accrued liabilities

1,473

744

620

579

699

761

678

1,124

561

494

329

284

738

1,450

1,318

1,496

2,102

2,283

1,913

1,724

2,176

2,715

7,538

2,054

2,861

4,162

2,468

2,124

2,416

3,707

3,270

2,996

3,599

5,224

3,563

3,477

Income taxes payable

-

38

-

196

-

908

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Lease incentive obligation

-

-

-

-

171

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Payable to clearing broker

-

-

-

-

-

-

329

346

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Due to related party

-

-

-

-

-

-

0

111

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Accrued settlement liability

-

-

-

-

-

-

-

-

-

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Due to clearing broker dealers and related parties

7

27

17

64

133

0

-

-

127

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Securities sold, not yet purchased, at fair value

88

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Interest payable

10

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Lease liabilities

3,114

2,817

2,895

2,530

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Note payable to related party

3,000

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Other liabilities

-

91

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Income taxes payable

-

-

-

-

-

-

598

538

125

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Accrued settlement liability

-

-

-

-

-

-

-

-

-

-

-

-

825

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Current liabilities

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

3,599

-

-

-

Total liabilities

7,692

3,717

3,532

3,369

1,003

1,669

1,605

2,119

813

494

329

284

1,563

-

-

-

2,102

-

-

-

2,176

-

-

-

-

-

-

-

-

-

-

-

3,599

-

-

-

Commitments and contingencies

-

-

-

-

-

0

0

0

-

0

0

0

0

-

0

-

0

-

0

0

0

-

-

-

0

-

0

0

0

-

-

0

0

-

-

-

Stockholders' equity
Common stock, $.01 par value; 49,000,000 shares authorized, 27,157,188 shares issued and outstanding as of December 31, 2019 and December 31, 2018

271

271

271

271

271

271

271

271

271

221

221

221

221

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

232

Additional paid-in capital

7,641

7,641

7,641

7,641

7,641

7,641

7,641

7,641

7,641

7,692

7,692

7,692

6,889

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,490

19,488

19,484

Retained earnings

12,869

12,364

11,260

10,268

9,262

3,912

793

-1,007

-2,700

-3,432

-4,433

-4,799

-4,857

-1,648

-508

220

721

921

1,649

2,056

3,590

2,642

4,098

10,175

10,147

11,693

13,337

14,690

16,059

16,390

17,302

16,855

16,230

17,224

17,815

21,609

Less: 1,126,720 shares of treasury stock, at cost at September 30, 2016 and December 31, 2015, respectively

-

-

-

-

-

-

-

-

-

-

-

-

-

4,760

4,760

4,760

4,760

4,760

4,760

4,760

4,760

4,760

4,760

4,760

4,760

4,760

4,760

4,757

4,741

4,740

4,735

4,734

4,728

-4,726

-4,712

-4,699

Stockholders' equity

20,781

20,276

19,172

18,180

17,174

11,824

8,705

6,905

5,212

4,481

3,480

3,114

2,253

13,314

14,454

15,182

15,683

15,883

16,611

17,018

18,552

17,604

19,060

25,137

25,109

26,655

28,299

29,655

31,040

31,372

32,289

31,843

31,224

32,220

32,823

36,626

Liabilities and Stockholders' equity

28,473

23,993

22,704

21,549

18,177

13,493

10,310

9,024

6,025

4,975

3,809

3,398

3,816

14,764

15,772

16,678

17,785

18,166

18,524

18,742

20,728

20,319

26,598

27,191

27,970

30,817

30,767

31,779

33,456

35,079

35,559

34,839

34,823

37,444

36,386

40,103