| Dec'19 | Dec'18 | Dec'17 | Dec'16 | Dec'15 | Dec'14 | Dec'13 | Dec'12 | Dec'11 | Dec'10 |
|---|---|---|---|---|---|---|---|---|---|
Cash flows from operating activities | |||||||||
Net income | |||||||||
3,607 | 11,962 | 2,157 | -5,578 | -2,869 | -6,557 | -5,912 | -171 | -5,379 | -2,640 |
Adjustments to reconcile net income to net cash provided by operating activities: | |||||||||
Return on investment in equity method investment in related party | |||||||||
- | - | - | - | - | - | - | - | - | 3,346 |
Deferred income tax expense / (benefit) | |||||||||
595 | -5,576 | - | - | - | - | - | - | - | - |
Deferred income tax expense | |||||||||
- | - | - | - | - | - | - | - | - | 1,323 |
Depreciation and amortization | |||||||||
983 | 144 | 115 | 277 | 284 | 267 | 130 | 284 | 520 | 525 |
Gain on the disposition of business sold to former affiliate | |||||||||
- | - | - | - | 0 | 1,820 | 0 | 0 | - | - |
Equity in (earnings) of former affiliate | |||||||||
- | - | - | - | -671 | -67 | 65 | -806 | -29 | -4,078 |
Loss on sale of investment in former affiliate | |||||||||
- | - | - | - | 448 | 0 | 0 | - | - | - |
Non-cash interest on receivable from former affiliate | |||||||||
- | - | - | - | 0 | 0 | - | - | - | - |
Non-cash interest on receivable from former affiliate | |||||||||
- | - | - | -207 | - | - | - | - | - | - |
Loss on disposal of fixed assets | |||||||||
- | - | - | -89 | 0 | 0 | - | - | - | - |
Expenses paid by former shareholder | |||||||||
- | - | - | 2,206 | 0 | 0 | - | - | - | - |
Amortization of discount on receivable from former affiliate | |||||||||
- | - | - | - | 235 | 37 | 0 | - | - | - |
Interest accrued on note receivable from business sold to former affiliate | |||||||||
- | - | - | - | 46 | 0 | 0 | - | - | - |
Distributions from former affiliate | |||||||||
- | - | - | - | 98 | 13 | 1,212 | - | - | - |
Distributions from equity investees | |||||||||
- | - | - | - | - | - | - | 97 | 1,185 | - |
Write off of software development costs | |||||||||
- | - | - | - | - | - | - | 433 | 0 | 0 |
Impairment of intangibles | |||||||||
- | - | - | - | - | - | 300 | 300 | 0 | 150 |
Interest on receivable from equity investee available for sale | |||||||||
- | - | - | - | - | - | - | 0 | - | - |
Loss from equity method investment in related party | |||||||||
-66 | - | - | - | - | - | - | - | - | - |
Stock based compensation | |||||||||
- | - | - | - | - | - | - | - | 6 | 10 |
Changes in | |||||||||
Securities owned, at fair value | |||||||||
- | - | -92 | -501 | 105 | 82 | 151 | 5 | 866 | 491 |
Receivable from former affiliate investee equity interest | |||||||||
- | - | - | 0 | 0 | -76 | 0 | 0 | - | - |
Receivables from clearing broker dealers | |||||||||
-393 | 634 | 790 | -20 | -162 | -317 | -818 | 890 | 530 | 391 |
Receivable from related party | |||||||||
- | 717 | -283 | - | 0 | -173 | -6 | 0 | 0 | 10,000 |
Receivable from lessors | |||||||||
-171 | 171 | - | - | - | - | - | - | - | - |
Other receivables | |||||||||
10 | 96 | - | - | - | - | - | - | - | - |
Cash equivalent - restricted | |||||||||
- | - | - | - | 1,532 | 0 | 0 | - | - | - |
Income tax refund receivable | |||||||||
- | - | - | - | - | - | - | - | 795 | 279 |
Prepaid expenses and other assets | |||||||||
- | 236 | -108 | -292 | -84 | -33 | -149 | 73 | -86 | 309 |
Accounts payable and accrued liabilities | |||||||||
-579 | 138 | -199 | -539 | -74 | -685 | 445 | -1,183 | 122 | -1,218 |
Accrued interest on note receivable from former affiliate | |||||||||
- | - | - | -322 | - | - | - | - | - | - |
Due to clearing brokers and related parties | |||||||||
- | - | - | 0 | - | - | - | - | - | - |
Lease incentive obligation | |||||||||
171 | -171 | - | - | - | - | - | - | - | - |
Due to clearing broker dealers and related parties | |||||||||
126 | -6 | -127 | - | - | - | - | - | - | - |
Securities sold, not yet purchased, at fair value | |||||||||
88 | - | - | - | - | - | - | - | - | - |
Interest payable | |||||||||
10 | - | - | - | - | - | - | - | - | - |
Income taxes payable | |||||||||
- | -125 | 125 | 0 | - | - | - | - | - | - |
Lease liabilities | |||||||||
304 | - | - | - | - | - | - | - | - | - |
Net cash provided by operating activities | |||||||||
5,331 | 4,866 | 1,452 | -3,261 | -1,392 | -8,694 | -2,944 | -2,014 | -1,470 | -1,112 |
Cash Flows From investing activities | |||||||||
Return of investment in equity method investment in related party | |||||||||
241 | - | - | - | - | - | - | - | - | - |
Equity method investment in related party | |||||||||
3,665 | - | - | - | - | - | - | - | - | - |
Purchase of furniture, equipment, and leasehold improvements | |||||||||
1,010 | 277 | 417 | 38 | 41 | 154 | 520 | 262 | 21 | 200 |
Purchase of software | |||||||||
1,262 | 1,125 | - | - | - | - | - | - | - | - |
Cash paid in a business acquisition, net of cash and cash equivalents acquired | |||||||||
3,824 | - | - | - | - | - | - | - | - | 50 |
Segregated cash acquired in a business acquisition | |||||||||
-152 | - | - | - | - | - | - | - | - | - |
Payment received from business sold to former affiliate | |||||||||
- | - | - | 493 | 0 | 0 | - | - | - | - |
Proceeds from sale of investment in former affiliate | |||||||||
- | - | - | - | 4,000 | 0 | 0 | - | - | - |
Repayment of subordinated loan to investee | |||||||||
- | - | - | - | - | - | - | - | - | -10,000 |
Collection of advances to former affiliate | |||||||||
- | - | - | - | 104 | 0 | -1 | 24 | 41 | -44 |
Net cash used in investing activities | |||||||||
-9,368 | -1,402 | -417 | 455 | 4,063 | 19 | -515 | -238 | 20 | -294 |
Net (decrease) / increase in cash, cash equivalents and cash segregated under federal regulations | |||||||||
-4,037 | 3,464 | - | - | - | - | - | - | - | - |
Cash and cash equivalents - end of year | |||||||||
3,082 | 7,229 | - | - | - | - | - | - | - | - |
Cash dividend | |||||||||
- | - | - | 4,494 | 0 | 0 | - | - | - | - |
Contribution from principal stockholder | |||||||||
- | - | - | 610 | 0 | 0 | - | - | - | - |
Purchase of treasury shares | |||||||||
- | - | - | - | - | - | 19 | 13 | 29 | 132 |
Net cash provided by financing activities | |||||||||
- | - | - | -3,884 | 0 | 0 | -19 | - | - | -132 |
Net (decrease) / increase in cash and cash equivalents | |||||||||
- | - | 1,035 | -6,690 | 2,671 | -8,675 | -3,478 | -2,265 | -1,479 | -1,538 |
Supplemental Cash Flow information | |||||||||
Interest paid | |||||||||
- | - | - | 0 | - | - | - | - | - | - |
Cash paid during the year for income taxes | |||||||||
1,208 | 1,177 | 33 | 0 | - | - | 19 | 34 | -717 | 16 |
Cash paid during the year for interest | |||||||||
- | - | 15 | - | - | - | - | - | - | - |
Payment by related party of expenses | |||||||||
- | - | 803 | - | - | - | - | - | - | - |
Note received on sale of investment in former affiliate | |||||||||
- | - | - | - | 4,000 | 0 | 0 | - | - | - |
Cancellation of treasury shares | |||||||||
- | - | - | 4,760 | 0 | 0 | - | - | - | - |
Non-cash dividend (transferred receivable and note) to principal shareholder | |||||||||
- | - | - | 6,174 | 0 | 0 | - | - | - | - |
Payment by related party of accrued settlement liability | |||||||||
- | - | -825 | 0 | - | - | - | - | - | - |
Issuance of shares for StockCross acquisition | |||||||||
- | - | 19,984 | - | - | - | - | - | - | - |