Siebert financial corp (SIEB)
Income statement / Quarterly
Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Mar'11Sep'10Jun'10
Revenue
Margin interest, marketing and distribution fees

2,622

2,944

2,783

2,772

2,975

2,731

2,687

2,535

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Commissions and fees

2,210

1,925

2,303

1,864

2,107

2,347

2,376

2,674

-

1,077

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Margin interest, marketing and distribution fees

-

-

-

-

-

-

-

-

-

1,850

1,545

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Commissions and fees

-

-

-

-

-

-

-

-

-

-

1,037

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Principal transactions

2,644

2,041

1,766

1,610

1,182

2,634

2,263

2,941

1,278

154

98

109

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Commissions and fees

-

-

-

-

-

-

-

-

-

-

-

1,183

4,775

1,078

1,231

1,210

2,567

2,293

1,918

2,377

2,730

2,410

2,637

2,980

3,289

2,767

2,904

2,985

2,998

2,595

3,879

5,158

3,223

3,607

3,539

3,945

2,875

6,624

Margin interest, marketing and distribution fees

-

-

-

-

-

-

-

-

-

-

-

1,080

-

862

957

868

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advisory fees

-

-

-

-

-

-

-

-

-

-

-

5

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investment banking

-

-

-

-

-

-

-

-

-

-

-

-

12

11

11

12

13

8

11

8

127

558

710

435

473

464

751

730

1,335

875

1,198

509

486

1,737

406

1,172

552

413

Trading profits

-

-

-

-

-

-

-

-

-

-

-

-

400

131

125

265

140

164

102

169

247

472

343

289

414

420

607

535

381

585

531

863

599

503

526

377

282

323

Interest on receivable from affiliate

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Interest

-

-

-

-

-

-

-

-

-

4

3

2

-

141

138

143

-

71

73

70

-

14

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advisory fees

-

211

193

168

-

138

138

16

-

4

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advisory fees

-

-

-

-

-

-

-

-

-

-

6

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Interest and other income

254

23

16

15

37

34

24

11

-

-

-

-

-

-

-

-

-

-

-

-

-

-

15

14

15

15

16

16

18

18

17

23

33

10

27

9

33

36

Total revenue

7,959

7,144

7,061

6,429

6,487

7,884

7,488

8,177

4,953

3,089

2,689

2,379

2,629

2,223

2,462

2,498

2,832

2,536

2,104

2,624

4,975

3,454

3,705

3,718

4,191

3,666

4,278

4,266

4,732

4,073

5,625

6,553

4,341

5,857

4,498

5,503

3,742

7,396

Expenses
Employee compensation and benefits

4,064

3,157

2,890

2,835

3,198

3,668

3,289

3,662

2,005

1,031

1,000

1,039

1,160

1,236

1,200

1,287

1,386

1,289

1,289

1,422

2,392

1,942

1,982

1,951

2,760

1,994

2,249

2,259

2,585

2,340

2,631

2,489

2,228

2,923

2,380

2,462

2,172

2,396

Clearing fees, including execution costs

944

617

578

654

640

631

679

902

212

252

304

263

189

203

236

238

256

298

284

401

249

441

453

522

528

595

675

584

600

508

667

967

483

745

690

924

669

693

Write off of software development costs

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

433

-

-

-

-

-

-

-

Other general and administrative

593

589

887

385

499

501

473

386

493

275

393

349

408

409

443

426

382

463

473

406

274

532

630

597

485

651

558

551

436

634

653

651

1,091

642

633

685

760

716

Professional fees

524

439

447

502

391

477

487

608

870

372

468

425

695

1,178

915

670

616

796

1,029

759

889

1,086

1,572

763

1,233

2,107

1,109

844

427

1,069

820

790

1,061

1,183

1,400

1,413

1,511

1,679

Rent and occupancy

406

380

320

295

251

248

247

242

130

86

79

142

188

179

197

182

196

174

203

203

130

206

209

243

264

266

259

257

206

224

226

251

273

279

272

271

321

338

Technology and communications

415

291

262

247

216

228

330

234

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Depreciation and amortization

313

244

251

175

53

41

26

24

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Communications

-

-

-

-

-

-

-

-

-

56

55

80

80

120

132

130

120

153

163

159

107

236

252

270

304

317

328

347

298

317

498

488

523

537

527

557

542

620

Loss related to arbitration settlement

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

4,300

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advertising and promotion

-

-

-

-

5

6

21

13

26

16

25

20

87

38

67

66

75

72

57

64

52

74

52

70

108

122

76

99

87

104

89

138

97

112

93

100

111

110

Provision for loss related to settlement of litigation

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-1,000

-

-

-

-

Provision for loss related to settlement of litigation

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

Total expenses

7,357

5,717

5,635

5,093

5,253

5,800

5,552

6,071

4,070

2,088

2,324

2,318

5,838

3,363

3,190

2,999

3,031

3,245

3,498

3,414

4,093

4,517

9,450

4,416

5,982

6,052

5,254

4,941

4,939

5,196

6,017

5,774

5,756

7,421

5,995

6,412

6,086

6,552

Income before earnings of equity method investment

-

-

-

967

-

-

-

1,693

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loss from continuing operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-709

-1,394

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loss from continuing operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-790

-

-1,063

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Share of income (loss) from former affiliate, including $ 564,000 loss related to disposal of investment for the three and nine month periods, and net of income tax of $ 92,000 for the nine month period.

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-276

-19

987

-744

-

-393

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loss from equity method investment in related party

-150

30

15

39

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-332

726

-

742

377

694

124

-245

-839

154

-431

-974

292

1,084

-628

-501

Income before provision (benefit) for (from) income taxes

-

1,457

1,441

1,336

-

2,084

1,936

2,106

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Income before provision (benefit) for (from) income taxes

-

-

-

-

-

-

-

-

-

1,001

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loss from continuing operations before income tax benefit

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-709

-

-

-

-1,063

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Income before provision for income taxes

-

-

-

-

-

-

-

-

-

-

365

61

-

-1,140

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-590

-1,789

-

-

-

Income (loss) before income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-1,993

-1,716

1,345

Provision (benefit) for (from) income taxes

-53

353

449

369

-4,117

-1,035

137

413

150

0

0

3

-

0

-

-

-

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

10

1

1

11

1,842

563

Provision for income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

34

-

-

-

-

-

-

-

-

Net income

505

1,104

992

1,006

5,351

3,119

1,799

1,693

733

1,001

365

58

-

-1,140

-728

-501

-

-728

-407

-1,534

-

-1,456

-6,077

28

-

-1,644

-1,353

-1,369

-331

-912

447

625

-994

-591

-1,790

-2,004

-3,558

782

Net loss per share of common stock Continuing operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0.03

0.02

0.20

0.03

-0.06

-0.04

-

-0.05

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Net loss per share of common stock Discontinued operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-0.01

0.00

0.04

-0.03

-

-0.02

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Net income per share of common stock Basic and diluted

0.01

0.04

0.04

0.04

0.20

0.11

0.07

0.06

0.03

0.05

0.02

0.00

-0.25

-0.05

0.03

0.02

0.19

0.03

-0.02

-0.07

0.65

-0.07

-0.28

0.00

0.32

0.07

-0.06

-0.06

-0.02

-0.04

0.02

0.03

-0.04

-0.03

-0.08

-0.09

-0.16

0.04

Weighted average shares outstanding - Basic

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,085

22,085

-

-

-

22,085

-

-

-

22,087

-

-

-

22,093

-

-

-

-

-

-

-

-

-

-

Weighted average shares outstanding - Diluted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,177

Weighted average shares outstanding - Diluted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,085

22,085

-

-

-

22,085

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,178

Weighted average shares outstanding Basic and diluted

27,157

27,157

27,157

27,157

27,157

27,157

27,157

27,157

23,775

22,085

22,085

22,085

-

22,085

-

-

-

22,088

22,085

-

22,085

22,085

22,085

22,085

-

22,085

22,085

-

-

-

-

-

-

-

-

-

-

-

Weighted average shares outstanding - Diluted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,093,322.00

-

-

-

-

-

-

-

-

-

-

Weighted average shares outstanding - Basic and diluted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,100

22,101

22,103

-

22,111

22,118

22,121

22,176

-