Siebert financial corp (SIEB)
Income statement / TTM
Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Mar'11Sep'10Jun'10
Revenue
Margin interest, marketing and distribution fees

11,121

11,474

11,261

11,165

10,928

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Commissions and fees

8,302

8,199

8,621

8,694

9,504

0

0

0

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Margin interest, marketing and distribution fees

-

-

-

-

-

-

-

-

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Commissions and fees

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Principal transactions

8,061

6,599

7,192

7,689

9,020

9,116

6,636

4,471

1,639

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Commissions and fees

-

-

-

-

-

-

-

-

-

-

-

8,267

8,294

6,086

7,301

7,988

9,155

9,318

9,435

10,154

10,757

11,316

11,673

11,940

11,945

11,654

11,482

12,457

14,630

14,855

15,867

15,527

14,314

13,966

16,983

0

0

0

Margin interest, marketing and distribution fees

-

-

-

-

-

-

-

-

-

-

-

0

-

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advisory fees

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Investment banking

-

-

-

-

-

-

-

-

-

-

-

-

46

47

44

44

40

154

704

1,403

1,830

2,176

2,082

2,123

2,418

3,280

3,691

4,138

3,917

3,068

3,930

3,138

3,801

3,867

2,543

0

0

0

Trading profits

-

-

-

-

-

-

-

-

-

-

-

-

921

661

694

671

575

682

990

1,231

1,351

1,518

1,466

1,730

1,976

1,943

2,108

2,032

2,360

2,578

2,496

2,491

2,005

1,688

1,508

0

0

0

Interest on receivable from affiliate

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Interest

-

-

-

-

-

-

-

-

-

0

0

0

-

0

0

0

-

0

0

0

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advisory fees

-

0

0

0

-

0

0

0

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advisory fees

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Interest and other income

308

91

102

110

106

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

59

60

62

65

68

69

76

91

83

93

79

79

105

0

0

0

Total revenue

28,593

27,121

27,861

28,288

30,036

28,502

23,707

18,908

13,110

10,786

9,920

9,693

9,812

10,015

10,328

9,970

10,096

12,239

13,157

14,758

15,852

15,068

15,280

15,853

16,401

16,942

17,349

18,696

20,983

20,592

22,376

21,249

20,199

19,600

21,139

0

0

0

Expenses
Employee compensation and benefits

12,946

12,080

12,591

12,990

13,817

12,624

9,987

7,698

5,075

4,230

4,435

4,635

4,883

5,109

5,162

5,251

5,386

6,392

7,045

7,738

8,267

8,635

8,687

8,954

9,262

9,087

9,433

9,815

10,045

9,688

10,271

10,020

9,993

9,937

9,410

0

0

0

Clearing fees, including execution costs

2,793

2,489

2,503

2,604

2,852

2,424

2,045

1,670

1,031

1,008

959

891

866

933

1,028

1,076

1,239

1,232

1,375

1,544

1,665

1,944

2,098

2,320

2,382

2,454

2,367

2,359

2,742

2,625

2,862

2,885

2,842

3,028

2,976

0

0

0

Write off of software development costs

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

Other general and administrative

2,454

2,360

2,272

1,858

1,859

1,853

1,627

1,547

1,510

1,425

1,559

1,609

1,686

1,660

1,714

1,744

1,724

1,616

1,685

1,842

2,033

2,244

2,363

2,291

2,245

2,196

2,179

2,274

2,374

3,029

3,037

3,017

3,051

2,720

2,794

0

0

0

Professional fees

1,912

1,779

1,817

1,857

1,963

2,442

2,337

2,318

2,135

1,960

2,766

3,213

3,458

3,379

2,997

3,111

3,200

3,473

3,763

4,306

4,310

4,654

5,675

5,212

5,293

4,487

3,449

3,160

3,106

3,740

3,854

4,434

5,057

5,507

6,003

0

0

0

Rent and occupancy

1,401

1,246

1,114

1,041

988

867

705

537

437

495

588

706

746

754

749

755

776

710

742

748

788

922

982

1,032

1,046

988

946

913

907

974

1,029

1,075

1,095

1,143

1,202

0

0

0

Technology and communications

1,215

1,016

953

1,021

1,008

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Depreciation and amortization

983

723

520

295

144

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Communications

-

-

-

-

-

-

-

-

-

271

335

412

462

502

535

566

595

582

665

754

865

1,062

1,143

1,219

1,296

1,290

1,290

1,460

1,601

1,826

2,046

2,075

2,144

2,163

2,246

0

0

0

Loss related to arbitration settlement

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Advertising and promotion

-

-

-

-

45

66

76

80

87

148

170

212

258

246

280

270

268

245

247

242

248

304

352

376

405

384

366

379

418

428

436

440

402

416

414

0

0

0

Provision for loss related to settlement of litigation

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

Provision for loss related to settlement of litigation

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

Total expenses

23,802

21,698

21,781

21,698

22,676

21,493

17,781

14,553

10,800

12,568

13,843

14,709

15,390

12,583

12,465

12,773

13,188

14,250

15,522

21,474

22,476

24,365

25,900

21,704

22,229

21,186

20,330

21,093

21,926

22,743

24,968

24,946

25,584

25,914

25,045

0

0

0

Income before earnings of equity method investment

-

-

-

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loss from continuing operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loss from continuing operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Share of income (loss) from former affiliate, including $ 564,000 loss related to disposal of investment for the three and nine month periods, and net of income tax of $ 92,000 for the nine month period.

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-52

-169

0

0

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loss from equity method investment in related party

-66

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

1,937

950

-266

-806

-1,361

-2,090

-959

-29

-226

247

0

0

0

Income before provision (benefit) for (from) income taxes

-

0

0

0

-

0

0

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Income before provision (benefit) for (from) income taxes

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Loss from continuing operations before income tax benefit

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Income before provision for income taxes

-

-

-

-

-

-

-

-

-

-

0

0

-

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

-

-

-

Income (loss) before income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

0

0

Provision (benefit) for (from) income taxes

1,118

-2,946

-4,334

-4,646

-4,602

-335

700

563

153

0

0

0

-

0

-

-

-

0

-

-

-

0

-

-

-

-

-

-

-

-

-

-

23

1,855

2,417

0

0

0

Provision for income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0

-

-

-

-

-

-

-

-

Net income

3,607

8,453

10,468

11,275

11,962

7,344

5,226

3,792

2,157

0

0

0

-

0

0

0

-

0

0

0

-

0

0

0

-

-4,697

-3,965

-2,165

-171

-834

-513

-2,750

-5,379

-7,943

-6,570

0

0

0

Net loss per share of common stock Continuing operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

0.03

0.02

0.20

0.03

-0.06

-0.04

-

-0.05

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Net loss per share of common stock Discontinued operations

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-0.01

0.00

0.04

-0.03

-

-0.02

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Net income per share of common stock Basic and diluted

0.01

0.04

0.04

0.04

0.20

0.11

0.07

0.06

0.03

0.05

0.02

0.00

-0.25

-0.05

0.03

0.02

0.19

0.03

-0.02

-0.07

0.65

-0.07

-0.28

0.00

0.32

0.07

-0.06

-0.06

-0.02

-0.04

0.02

0.03

-0.04

-0.03

-0.08

-0.09

-0.16

0.04

Weighted average shares outstanding - Basic

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,085

22,085

-

-

-

22,085

-

-

-

22,087

-

-

-

22,093

-

-

-

-

-

-

-

-

-

-

Weighted average shares outstanding - Diluted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,177

Weighted average shares outstanding - Diluted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,085

22,085

-

-

-

22,085

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,178

Weighted average shares outstanding Basic and diluted

27,157

27,157

27,157

27,157

27,157

27,157

27,157

27,157

23,775

22,085

22,085

22,085

-

22,085

-

-

-

22,088

22,085

-

22,085

22,085

22,085

22,085

-

22,085

22,085

-

-

-

-

-

-

-

-

-

-

-

Weighted average shares outstanding - Diluted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,093,322.00

-

-

-

-

-

-

-

-

-

-

Weighted average shares outstanding - Basic and diluted

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

22,100

22,101

22,103

-

22,111

22,118

22,121

22,176

-