Waddell & reed financial inc (WDR)
Balance Sheet / Quarterly
Mar'20Dec'19Sep'19Jun'19Mar'19Dec'18Sep'18Jun'18Mar'18Dec'17Sep'17Jun'17Mar'17Dec'16Sep'16Jun'16Mar'16Dec'15Sep'15Jun'15Mar'15Dec'14Sep'14Jun'14Mar'14Dec'13Sep'13Jun'13Mar'13Dec'12Sep'12Jun'12Mar'12Dec'11Sep'11Jun'11Mar'11Dec'10Sep'10Jun'10Dec'09
Assets:
Cash and cash equivalents

160,316

151,815

162,567

168,926

177,611

231,997

270,478

240,420

177,630

207,829

225,922

427,939

565,171

555,102

529,784

467,458

447,112

558,495

612,660

614,865

610,847

566,621

528,967

507,693

520,742

487,845

426,643

351,633

390,497

328,027

373,077

346,940

392,795

323,916

316,501

304,245

203,004

195,315

246,517

202,393

244,359

Cash and cash equivalents - restricted

53,423

74,325

23,350

28,671

23,001

59,558

29,175

25,872

32,944

28,156

35,551

38,298

45,533

31,137

22,064

33,200

39,341

66,880

39,605

59,935

80,099

76,595

61,219

88,962

102,161

121,419

101,919

108,371

154,631

92,980

82,885

74,147

81,328

50,556

55,662

79,978

78,864

81,197

57,036

53,624

72,941

Investment securities

605,780

688,346

691,616

697,903

649,052

617,135

588,407

584,769

642,237

700,492

697,138

501,827

309,303

328,750

319,247

361,615

372,777

291,743

219,437

238,985

245,381

243,283

243,921

217,352

199,919

201,348

196,100

194,878

175,608

176,142

171,603

158,551

128,618

134,262

123,576

118,364

221,020

192,611

95,539

87,876

70,524

Receivables:
Funds and separate accounts

12,144

15,167

14,752

20,526

19,130

18,112

22,319

23,176

24,685

25,664

22,510

21,187

23,948

27,181

25,670

26,090

28,509

34,399

33,328

33,822

33,571

39,110

35,760

38,682

35,914

36,467

33,833

38,366

43,119

33,886

39,817

34,650

32,162

31,842

29,942

31,346

28,847

27,234

25,863

28,043

34,948

Customers and other

59,487

80,089

98,667

81,222

78,608

151,515

121,822

133,915

106,082

131,108

114,723

99,272

111,025

128,095

153,322

166,656

190,176

220,660

172,624

151,550

147,379

216,843

165,678

205,204

128,230

141,763

110,572

130,647

96,528

136,073

151,054

114,308

118,703

107,125

114,391

99,395

91,015

84,736

95,341

102,858

179,100

Deferred income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

7,635

6,941

5,161

-

7,595

5,845

5,353

7,654

5,599

6,060

4,063

7,978

6,418

8,064

10,370

11,900

13,349

9,894

7,739

10,622

8,300

7,636

8,225

Income taxes receivable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

4,377

4,701

-

10,594

4,869

3,712

-

7,747

-

5,404

-

419

-

8,978

-

5,577

5,296

7,861

-

15,067

7,430

9,574

-

4,336

2,320

8,214

-

Prepaid expenses and other current assets

43,129

31,655

20,464

24,265

22,446

27,164

27,762

34,768

38,273

25,593

22,943

23,810

28,587

21,574

23,213

24,042

36,912

34,800

26,461

20,750

18,219

14,980

12,887

14,350

12,164

9,410

9,819

10,566

9,723

9,080

9,563

13,012

11,011

10,042

11,318

12,676

12,393

8,999

10,207

9,702

8,619

Assets of discontinued operations held for sale

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

15,150

15,175

-

-

14,901

-

-

-

-

-

-

-

Total current assets

934,279

1,041,397

1,011,416

1,021,513

969,848

1,105,481

1,059,963

1,042,920

1,021,851

1,118,842

1,118,787

1,112,333

1,083,567

1,091,839

1,077,677

1,083,762

1,114,827

1,217,571

1,116,619

1,130,560

1,140,657

1,165,179

1,056,027

1,083,492

1,004,483

1,006,325

884,485

849,499

874,169

804,893

854,888

757,533

774,987

699,611

672,169

665,472

642,882

605,050

541,123

500,346

618,716

Property and equipment, net

33,017

34,726

49,785

54,029

58,773

63,429

69,340

77,154

82,488

87,667

91,708

95,455

99,070

102,449

105,812

105,871

106,776

105,434

100,386

98,200

97,411

92,304

86,610

82,952

82,804

72,638

70,349

69,820

69,140

69,328

68,877

68,584

72,830

73,143

72,480

72,104

72,799

71,248

70,030

69,371

68,171

Deferred sales commissions, net

-

-

-

-

-

-

-

-

-

-

-

-

-

-

5,279

6,783

17,888

24,262

31,314

38,954

46,762

56,472

68,074

80,249

82,613

79,894

76,250

74,206

71,861

69,355

70,140

70,565

69,769

68,788

71,457

71,491

68,292

64,710

63,948

67,335

64,123

Goodwill and identifiable intangible assets

145,869

145,869

145,869

145,869

145,869

145,869

145,869

145,869

147,069

147,069

147,069

147,069

147,969

148,569

152,618

158,318

158,318

158,118

158,118

158,118

158,123

158,123

158,123

161,969

161,969

161,969

161,969

161,969

161,969

161,969

161,969

221,210

221,210

161,969

221,210

221,210

221,210

221,210

221,210

221,210

221,210

Deferred income taxes

27,267

14,418

6,775

4,372

5,920

12,321

8,241

10,531

12,111

13,308

20,457

32,928

29,512

31,430

26,833

31,319

29,723

32,692

20,764

21,723

21,531

27,490

5,620

3,916

2,127

3,839

25,876

22,023

20,892

17,797

16,023

12,482

6,685

5,046

-

-

-

-

-

-

-

Other non-current assets

27,321

29,918

41,261

42,899

48,053

16,979

9,382

11,308

14,061

17,476

20,834

24,541

27,910

31,985

30,398

20,185

17,181

17,074

15,588

14,415

12,904

12,298

24,575

24,429

14,405

12,300

13,181

14,104

14,591

11,491

12,539

13,039

13,745

13,533

13,422

14,611

15,001

14,713

10,368

10,819

11,162

Assets of discontinued operations held for sale

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

18,010

18,007

-

-

60,274

-

-

-

-

-

-

-

Total assets

1,167,753

1,266,328

1,255,106

1,268,682

1,228,463

1,344,079

1,292,795

1,287,782

1,277,580

1,384,362

1,398,855

1,412,326

1,388,028

1,406,272

1,398,617

1,406,238

1,444,713

1,555,151

1,442,789

1,461,970

1,477,388

1,511,866

1,399,029

1,437,007

1,348,401

1,336,965

1,232,110

1,191,621

1,212,622

1,152,843

1,202,443

1,143,413

1,159,226

1,082,364

1,050,738

1,044,888

1,020,184

976,931

906,679

869,081

983,382

Liabilities:
Accounts payable

38,414

20,123

17,095

19,771

24,984

26,253

40,479

36,208

36,790

38,998

31,391

28,590

25,281

28,023

27,260

25,397

20,717

32,858

23,583

24,893

21,742

32,263

19,585

19,582

17,768

18,821

16,345

23,543

15,780

23,795

113,763

39,852

36,684

51,951

54,601

40,657

38,113

40,844

38,004

62,969

25,210

Payable to investment companies for securities

19,669

36,883

31,022

40,943

30,168

100,085

37,941

61,695

45,397

43,422

50,320

63,967

69,819

53,691

41,213

48,838

74,958

113,648

71,990

88,664

116,593

129,633

106,695

125,227

168,365

214,085

142,361

159,997

189,579

152,749

106,329

125,417

143,028

104,304

100,966

124,253

122,745

117,596

100,052

79,289

222,168

Payable to third party brokers

15,991

17,123

18,036

19,179

18,134

19,891

22,284

24,237

24,037

25,153

24,857

24,363

27,601

31,735

33,708

34,458

39,506

49,848

52,012

59,510

67,156

67,954

61,347

62,632

58,640

59,756

57,353

44,982

52,857

46,169

49,798

50,832

46,857

41,125

47,613

44,459

-

38,909

-

-

-

Payable to customers

72,009

84,558

49,294

47,862

40,426

86,184

57,917

51,236

42,094

66,830

60,118

38,699

60,294

82,918

61,735

84,635

87,497

120,420

83,227

67,533

58,646

110,399

63,205

115,570

11,178

8,664

27,474

40,234

25,271

45,182

-

-

-

-

-

-

-

-

-

-

-

Short-term notes payable

94,944

-

-

-

-

-

-

-

-

94,996

94,971

94,945

94,920

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Accrued compensation

41,738

79,507

67,432

49,197

41,999

54,129

58,467

46,192

43,556

47,643

49,680

40,198

32,980

41,670

75,606

75,861

63,706

69,335

74,160

75,213

61,367

67,574

74,007

65,660

58,201

58,677

64,211

52,560

32,070

46,347

52,577

38,284

35,866

42,670

38,814

38,734

33,754

37,696

41,333

33,999

35,341

Accrued other compensation

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

12,803

-

-

-

-

-

-

-

-

-

-

-

-

Other current liabilities

70,982

71,001

87,946

92,989

63,990

51,580

45,556

41,925

47,585

44,797

58,867

96,133

69,883

58,941

62,386

63,093

61,644

57,104

52,981

55,176

54,573

55,143

48,602

48,487

47,353

59,726

41,802

42,364

43,039

43,504

41,909

58,699

58,091

42,298

51,386

50,481

89,466

46,897

76,861

80,545

76,994

Short-term debt

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

189,996

189,992

-

Income taxes payable

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

3,873

-

-

-

25,153

-

3,441

-

31,065

-

2,077

-

19,711

-

-

-

10,331

-

-

-

13,757

-

-

-

1,044

Liabilities of discontinued operations held for sale

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

7,587

7,564

-

-

6,550

-

-

-

-

-

-

-

Total current liabilities

353,747

309,195

270,825

269,941

219,701

338,122

262,644

261,493

239,459

361,839

370,204

386,895

380,778

296,978

301,908

332,282

351,901

443,213

357,953

370,989

405,230

462,966

376,882

437,158

392,570

419,729

351,623

363,680

391,110

365,333

371,940

313,084

330,857

288,898

293,380

298,584

297,835

281,942

446,246

446,794

360,757

Long-term debt

-

94,926

94,908

94,890

94,872

94,854

94,836

94,819

94,801

94,783

94,765

94,747

94,729

189,605

189,562

189,519

189,475

189,432

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

190,000

189,999

-

-

199,984

Accrued pension and postretirement costs

3,343

3,145

822

814

806

798

9,472

14,027

14,591

15,137

8,874

31,959

30,215

38,379

24,726

29,408

30,982

48,810

31,429

29,595

27,773

45,936

12,516

12,226

11,980

13,333

51,992

49,811

54,943

62,458

48,497

46,178

48,716

56,548

17,382

15,749

13,984

22,492

23,283

21,762

28,731

Deferred income taxes

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

6,734

3,769

2,174

4,729

1,263

4,650

6,983

Other non-current liabilities

25,935

30,960

32,108

31,266

31,544

15,392

16,200

14,673

21,191

25,210

24,071

25,839

24,906

26,655

26,572

26,605

25,634

27,241

26,470

25,747

25,752

26,880

27,810

25,300

24,317

26,561

26,141

24,785

23,676

24,531

23,516

22,504

21,398

23,068

22,208

21,092

19,819

20,608

19,952

19,026

17,872

Liabilities of discontinued operations held for sale

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

281

135

-

-

207

-

-

-

-

-

-

-

Total liabilities

383,025

438,226

398,663

396,911

346,923

449,166

383,152

385,012

370,042

496,969

497,914

539,440

530,628

551,617

542,768

577,814

597,992

708,696

605,852

616,331

648,755

725,782

607,208

664,684

618,867

649,623

619,756

628,276

659,729

642,603

634,088

571,766

590,971

558,721

529,704

529,194

523,812

519,770

490,744

492,232

614,327

Commitments and contingencies

-

-

-

-

-

-

0

0

0

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

-

0

-

-

-

Redeemable noncontrolling interests

19,070

19,205

16,913

15,115

12,936

11,463

16,133

17,052

18,570

14,509

30,636

28,718

8,516

10,653

10,372

10,865

11,521

0

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Stockholders' equity:
Preferred stock-$1.00 par value: 5,000 shares authorized; none issued

-

-

-

-

-

-

0

0

0

-

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Class A Common stock-$0.01 par value: 250,000 shares authorized; 99,701 shares issued; 66,655 shares outstanding (68,847 at December 31, 2019)

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

997

Additional paid-in capital

282,401

312,693

303,138

294,487

290,872

311,264

312,213

302,144

283,768

301,410

296,116

282,576

274,146

291,908

293,134

279,206

344,302

331,611

330,834

317,513

331,467

318,636

313,086

299,063

283,695

267,406

251,284

235,329

243,806

230,021

225,758

212,410

227,977

216,426

216,699

204,578

212,598

201,442

198,052

186,808

189,900

Retained earnings

1,247,084

1,241,598

1,242,677

1,227,314

1,211,566

1,198,445

1,170,785

1,144,090

1,118,922

1,092,394

1,112,374

1,112,697

1,127,735

1,089,122

1,151,376

1,135,646

1,140,964

1,141,608

1,116,523

1,104,136

1,073,084

1,041,909

996,683

950,660

896,601

850,600

800,634

756,132

728,351

698,423

754,448

767,322

747,255

721,281

702,644

679,893

647,291

618,813

589,580

565,270

527,876

Cost of 33,046 common shares in treasury (30,854 at December 31, 2019)

765,579

749,625

710,565

669,223

636,726

627,587

589,391

560,181

513,241

522,441

509,870

505,120

505,050

531,268

542,011

540,782

590,711

566,256

559,253

525,276

529,225

525,015

500,542

464,641

435,548

415,802

400,026

383,129

377,088

372,404

371,846

364,865

365,801

366,954

371,236

351,814

348,622

346,064

353,680

352,695

328,154

Accumulated other comprehensive income

755

3,234

3,283

3,081

1,895

331

-1,094

-1,332

-1,478

524

-29,312

-46,982

-48,944

-6,757

-58,019

-57,508

-60,352

-61,505

-52,164

-51,731

-47,690

-50,443

-18,403

-13,756

-16,211

-15,859

-40,535

-45,984

-43,173

-46,797

-41,002

-44,217

-42,173

-48,107

-28,070

-17,960

-15,892

-18,027

-19,014

-23,531

-21,564

Total stockholders' equity

765,658

808,897

839,530

856,656

868,604

883,450

893,510

885,718

888,968

872,884

870,305

844,168

848,884

844,002

845,477

817,559

835,200

846,455

836,937

845,639

828,633

786,084

791,821

772,323

729,534

687,342

612,354

563,345

552,893

510,240

568,355

571,647

568,255

523,643

521,034

515,694

496,372

457,161

415,935

376,849

369,055

Total liabilities, redeemable noncontrolling interests and stockholders' equity

1,167,753

1,266,328

1,255,106

1,268,682

1,228,463

1,344,079

1,292,795

1,287,782

1,277,580

1,384,362

1,398,855

1,412,326

1,388,028

1,406,272

1,398,617

1,406,238

1,444,713

1,555,151

1,442,789

1,461,970

1,477,388

1,511,866

1,399,029

1,437,007

1,348,401

1,336,965

1,232,110

1,191,621

1,212,622

1,152,843

1,202,443

1,143,413

1,159,226

1,082,364

1,050,738

1,044,888

1,020,184

976,931

906,679

869,081

983,382